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Showing 23 Results

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Accessing the U.S. Capital Markets from Europe without SEC Registration: Understanding the Interplay between Different Regulatory Regimes and Market Practice

One-Hour Briefing  One-Hour Briefing

London-based Paul, Weiss, Rifkind, Wharton & Garrison LLP partner Mark S. Bergman will provide an overview of the issues U.S. securities counsel should be aware of when representing European issuers, which are not SEC reporting companies, that are seeking to access the U.S. capital markets as part of initial public offerings or follow-on offerings.   The presentation will focus on:  Alternatives available to European issuers ...

Shadow-Boxing in 2017: An Update on Shadow Banking Reform

One-Hour Briefing  One-Hour Briefing

September 26, 2017, 12:00 pm - 1:00 pm (E.T.) The Financial Stability Board has been spearheading a review of “shadow banking” entities and activities since the onset of the financial crisis.  Pursuant to the FSB’s work, many regulatory reforms have been introduced at both the national and international level in a wide-range of different areas.  At the recent G-20 meeting in Germany, the FSB published an assessment of ...

FASB’s New Financial Instrument Impairment (CECL) Standard

One-Hour Briefing  One-Hour Briefing

This One-Hour Briefing will help you build an understanding of the underlying principles, processes and implementation challenges in the FASB’s new financial instrument impairment standard. The standard’s current expected credit loss (or CECL) model requires complex new judgments and estimates.  This new approach applies to all financial instruments, including accounts receivable, loans receivable and investments.  Significant ...

Planning for Financings in Volatile Markets

One-Hour Briefing  One-Hour Briefing

The session will focus on the need for already public companies, both domestic and foreign, to plan their capital-raising strategy carefully while preserving flexibility.   Please join Anna T. Pinedo and James R. Tanenbaum of Morrison & Foerster LLP as they address:  Current market conditions; Financing alternatives for recently public companies; PIPE transactions and when to consider these; Registered ...

Commodity Exchange Act Basics for Lawyers

One-Hour Briefing  One-Hour Briefing

This One-Hour Briefing provides all the basics a lawyer needs to be conversant in and familiar with the Commodity Exchange Act and the regulatory framework for futures, commodity options, swaps, and retail foreign exchange.    Please join Julian E. Hammar of Morrison & Foerster LLP and Gary Kalbaugh of ING Financial Holdings Corporation for this presentation. Topics to be covered include:  The jurisdiction of the Commodity ...

Leveraged Finance – Commitment Papers Basics and Best Practices

One-Hour Briefing  One-Hour Briefing

This One-Hour Briefing will provide lawyers with an understanding of the mechanics of commitment papers in leveraged acquisitions. Please join Scott B. Selinger and Ramya S. Tiller of Debevoise & Plimpton LLP as they discuss:  An overview of commitment letters, fee letters and other documents typically negotiated; The role of commitment papers in M&A transactions; Bake-Off process; Conditionality standards;  ...

Financial Services Industry Regulatory Compliance Forum 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Stay Ever Current: Subscribe today to , PLI’s new blog edited by Clifford E. Kirsch. Why You Should Attend Financial services firms’ corporate compliance and ethics programs continue to be under intense regulatory scrutiny. Many new rules have been issued which impact the manner in which financial services firms operate. At this program, attendees will get a solid foundation about the relevant regulatory framework, as well ...

Banking Law Institute 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Banking law and regulation is never complete, but the landscape achieved what may be considered relative stability in the recent post crisis years.  Yet with a new political environment came renewed calls for overhauling current regulations, leaving the future of the regulatory environment harder to assess and plan around.  New developments in financial regulatory agency leadership and priorities are giving the ...

New Developments in Securitization 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The securitization market continues to develop and innovate, while also being subject to new regulations. Traditional asset-backed securities (ABS) markets, including auto securitizations, commercial mortgage-backed securities (CMBS) and credit card receivables continue with steady issuance volumes. New markets, such as marketplace lending, continue to be developed. Other markets, such as private-label residential mortgage-backed ...

Real Estate M&A and REIT Transactions 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

The REIT and commercial real estate industries have continued to experience strong M&A activity, as the REIT market continues to grow and consolidate.  REITs already own more than $1.8 trillion of U.S. real estate, and there are now 24 REITs with equity market capitalizations north of $10 billion.  The transactions fueling this growth, which are expected to continue, include REIT mergers and IPOs, spin-offs and restructurings, transactions ...

Asset Based Financing Strategies 2018

Program  ProgramGroupcast  Groupcast

Why You Should Attend  Asset based financing is a key source of credit for small and medium-size companies and for some larger, publicly traded companies as well. In contrast to equity financing where ownership in the company is diluted, asset-based financing allows companies to borrow funds against their own assets as collateral to generate cash for working capital and capital acquisitions without disturbing equity ownership.  In structuring ...

Ethics for Financial Industry Lawyers 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The program will review the professional responsibility issues confronting lawyers who advise clients in connection with securities and derivatives transactions, including the Dodd-Frank Act. What You Will Learn Lawyers as gatekeepers to protect the public Who the client is - organizations, not officers When to report wrongdoing: internally (up the corporate ladder and to the Board) and externally (to ...

Ethics in Banking and Financial Services 2018

Program  ProgramWebcast  Webcast

Mark Your Calendar. More Information to Come!

Banking Law Institute 2018

Program  ProgramWebcast  Webcast

Mark Your Calendar. More Information To Come!


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