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Communications Issues and Unannounced Offerings

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Recorded on: Apr. 22, 2013

Taken from the Web Program Private Placements and Other Financing Alternatives 2013 NY Recorded April, 2013 in New YorkCommunications Issues and Unannounced Offerings [00:59:19] Regulation FD Communications safe harbors Material nonpublic information Confidentiality and Non-Disclosure Agreements Standstills and trading prohibitions Compliance concerns for placement agents and underwriters The purchase price of this segment includes the ...

Compensation Issues

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Recorded on: Dec. 19, 2012

Taken from the Web Program Nonprofit Organizations 2012: Governance, Compensation, and Form 990 Reporting Issues Recorded December, 2012 in New York Compensation Issues [01:02:59] Form 990, schedule J concerns regarding compensation Issues to consider in avoiding intermediate sanctions Proper financial reporting of compensation State law and regulatory issues The purchase price of this segment includes the following article(s) ...

Complaint Drafting

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Recorded on: Mar. 8, 2013

Taken from the Web Program Representing the Pro Bono Client: Effective Written Advocacy Recorded March, 2013 in San Francisco Complaint Drafting [01:11:34] This segment addresses the several purposes of the complaint or petition, and ways to accomplish these while following the technical rules of pleading. You will learn the art and science of complaint drafting and the glories and the pitfalls of the Code of Civil Procedure. The purchase price ...

Compliance and Exams; Ethics for Adviser Lawyers

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Recorded on: Jul. 24, 2012

Taken from the Web Program Fundamentals of Investment Adviser Regulation Recorded July, 2012 in New York Compliance and Exams; Ethics for Adviser Lawyers [01:01:21] Self-reporting Whistleblowers rules CLO/CCO liability The purchase price of this segment includes the following article(s) from the Course Handbook available online: Fundamentals of Investment Adviser Regulation 2012: Compliance and Exams: Ethics for Adviser ...

Conducting an Effective Direct and Redirect Examination

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Recorded on: Dec. 5, 2012

Taken from the Web Program Trial by Jury 2012 Recorded November, 2012 in New York Conducting an Effective Direct and Redirect Examination [01:02:57] Clearly and forcefully presenting your case on direct Secrets to preparing and organizing your direct Involving the jury in the story Arguing your case through the witness Making your witness the star of the show When - and when not - to ask questions on redirect The ...

Controlled Foreign Corporations (CFCs) and Subpart F

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Recorded on: Jul. 25, 2012

Taken from the Web Program Basics of International Taxation Recorded July, 2012 in New York Controlled Foreign Corporations (CFCs) and Subpart F [01:24:37] Overview of rules addressing controlled foreign corporations Maintaining deferral in basic supply chain structures Effective repatriation planning post 960(c) anti-hop-scotch rule Prospects for new guidance The purchase price of this segment includes the following article(s) ...

Copyright Enforcement Update

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Recorded on: Feb. 12, 2013

Taken from the Web Program IP Enforcement and Litigation 2013: Criminal and Civil Update Recorded February, 2013 in New York Copyright Enforcement Update [01:02:59] Fair use: What is fair use and when is it a proper defense? Latest case law updates Grey market goods: Can brand owners control such imports or will the First Sale Doctrine rule? Review of the Kirtsaeng Case Process of protecting computer software. When can it be copyrighted ...

Credit Consequences of Foreclosures, Short Sales and Loan Modification

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Recorded on: Oct. 10, 2012

Taken from the Web Program Tax, Credit and Other Financial Consequences of Foreclosures, Short Sales and Mortgage Loan Principal Forgiveness Recorded October, 2012 in San Francisco Credit Consequences of Foreclosures, Short Sales and Loan Modification [01:01:34] How foreclosures, short sales and loan modifications impact a borrower’s credit score and future ability to buy another home Foreclosure rescue scams involving mortgage ...

Current Issues in Securities Practice

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Recorded on: Oct. 9, 2012

Taken from the Web Program Drafting Securities Filings 2012 Recorded September, 2012 in New York Current Issues in Securities Practice [01:15:11] The JOBS Act and other recent legislative developments Recent judicial developments Review of recent and proposed SEC rule changes Continuing implications of Dodd-Frank The purchase price of this segment includes the following article(s) from the Course Handbook available online:  ...

Current Trends and Developments

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Recorded on: May. 2, 2013

Taken from the Web Program Basics of Mutual Funds and Other Registered Investment Companies 2013 Recorded April, 2013 in New YorkCurrent Trends and Developments [01:04:07] Will ETFs displace mutual funds as the pooled investment vehicle for the retail investor Will hedge funds displace registered funds as the preferred 21st century investment? What other changes are afoot in the mutual fund industry? The purchase price of this segment includes ...

Dealing with Financial Sponsors

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Recorded on: Jun. 13, 2012

Taken from the Web Program Acquiring or Selling the Privately Held Company 2012 Recorded June, 2012 in New York Dealing with Financial Sponsors [01:00:20] A review of the key issues that arise when a private equity firm, hedge fund, sovereign wealth fund or other financial sponsor is the buyer or seller of the privately held company, including: Financing commitments Capital structure Management equity participation The effects ...

Depositions

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Recorded on: May. 29, 2012

Taken from the Web Program Pretrial Practice 2012 Recorded May, 2012 in New York Depositions [01:00:05] Fast track discovery What depositions to take Which witnesses to represent What questions to ask and what not to ask Time limits What potential witnesses may a lawyer contact before a deposition? The purchase price of this segment includes the following article(s) from the Course Handbook available online:  ...

Deposition Strategy & Taking the Deposition

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Recorded on: May. 15, 2012

Taken from the Web Program Taking and Defending Depositions 2012 Recorded May, 2012 in New York Deposition Strategy & Taking the Deposition [01:55:33] Setting the stage for the deposition How depositions fit into your overall case strategy The purpose of the deposition Choosing who to depose and when to depose them When to avoid taking a deposition Anatomy of a deposition Practice Tip: Atmospheric aspects ...

Deposition Strategy & Taking the Deposition

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Recorded on: Mar. 18, 2013

Taken from the Web Program Taking and Defending Depositions 2013 Recorded March, 2013 in New York Deposition Strategy & Taking the Deposition [01:47:11] Deposition Strategy - Setting the stage for the deposition - How depositions fit into your overall case strategy - The purpose of the deposition - Choosing who to depose and when to depose them - When to avoid taking a deposition - Anatomy of a deposition  ...

Derivatives Products

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Recorded on: Jan. 14, 2013

Taken from the Web Program Understanding Financial Products 2013 Recorded January, 2013 in New York Derivatives Products [02:02:13] Use of swaps, collars, options, futures and forwards to hedge portfolio positions Documentation for derivatives Structured and exchange traded notes Impact of Dodd-Frank: swap trading, clearing and trade reporting Special issues associated with credit derivatives Insolvency issues The ...

Developing a Social Media Policy for Government Employees

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Recorded on: Jul. 17, 2012

Taken from the Web Program 12th Annual Municipal Law Institute Recorded July, 2012 in New York Developing a Social Media Policy for Government Employees [01:01:59] Use of social media by employees at work Use of social media by government employees in their personal capacities To friend or not to friend co-workers and subordinates The purchase price of this segment includes the following article(s) from the Course Handbook available ...

Disclosure Basics

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Recorded on: Dec. 18, 2012

Taken from the Web Program Understanding the Securities Laws 2012 Recorded December, 2012 in New York Disclosure Basics [01:01:41] The duty to disclose Materiality - Contingent events - SAB 99 Regulation FD and dealing with analysts Stock exchange disclosure requirements Rumors and leaks Loss contingencies Projections/safe harbor for forward-looking statements Disclosure on the Internet/company ...

Discovery and the Federal Rules

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Recorded on: Jan. 31, 2013

Taken from the Web Program Current Developments in Federal Civil Practice 2013 Recorded January, 2013 in New York Discovery and the Federal Rules [01:02:48] Rule 16, inadvertent disclosures of privileged information, clawbacks and evidence Rule 503 Preserving documents and ESI within, and collecting and producing it from, the cloud and social media The rise of proportional review E-discovery malpractice The purchase price ...

Doing Due Diligence in BRICs

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Recorded on: Jul. 17, 2012

Taken from the Web Program Doing Deals in and with Emerging Markets: BRIC and Beyond 2012 Recorded July, 2012 in New York Doing Due Diligence in BRICs [01:18:21] Following foreign due diligence requirements Adhering to the FCPA Uncovering traps for the unwary The purchase price of this segment includes the following article(s) from the Course Handbook available online:

Due Diligence and the Offering Process

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Recorded on: Mar. 25, 2013

Taken from the Web Program Securities Offerings 2013: A Public Offering: How It Is Done Recorded March, 2013 in New YorkDue Diligence and the Offering Process [00:00:01]The purchase price of this segment includes the following article(s) from the Course Handbook available online:

Effective and Persuasive Brief Writing

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Recorded on: Mar. 25, 2013

Taken from the Web Program Appellate Advocacy 2013 Recorded March, 2013 in New York Effective and Persuasive Brief Writing [00:59:08] Practical suggestions for brief-writing: Question presented, introduction, statement of case , statement of facts, summary of argument and argument The “Golden Rules” of written argument The purchase price of this segment includes the following article(s) from the Course Handbook available ...

Emergency Management and Government Benefits

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Recorded on: Apr. 12, 2013

Taken from the Web Program Catastrophe and the Law: What Lawyers Need to Know to Advise Clients to Prepare and Respond to Disasters 2013 Recorded April, 2013 in New YorkEmergency Management and Government Benefits [01:12:13] A. Government Response Federal, state and local emergency declarations FEMA, state and local emergency response measures, including mandatory evacuation orders Relationship between federal, state and local governments ...

ERISA Litigation

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Recorded on: Feb. 11, 2013

Taken from the Web Program ERISA Fiduciary Investment Basics 2013 NY Recorded February, 2013 in New York ERISA Litigation [01:03:05] What are the basic fiduciary responsibilities in the context of a 401(k) plan How does participant direction of account investment limit this fiduciary responsibility What are the key areas of possible fiduciary liability exposure The purchase price of this segment includes the following article(s) ...

Ethical Concerns for Counsel When Advising a Government Contractor

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Recorded on: Sep. 20, 2012

Taken from the Web Program Building Better Construction Contracts 2012 Recorded September, 2012 in New York Ethical Concerns for Counsel When Advising a Government Contractor [01:00:52] What are voluntary disclosures and when should they be made? What are a contractor’s mandatory disclosure obligations? Are the results of an internal investigation privileged; who should conduct them? To what extent must the attorney-client ...

Ethical Issues in Prison Actions

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Recorded on: Aug. 8, 2012

Taken from the Web Program Prison Law 2012 Recorded August, 2012 in New York Ethical Issues in Prison Actions [01:00:55]   Ethical issues that arise in the context of representing prisoners in civil rights actions Potential for conflicts of interest in prisoners’ rights actions Ethical issues and client relationships The purchase price of this segment includes the following article(s) from the Course Handbook available ...

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP