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Recorded on: Jul. 24, 2012

Taken from the Web Program Fundamentals of Investment Adviser Regulation Recorded July, 2012 in New York Compliance and Exams; Ethics for Adviser Lawyers [01:01:21] Self-reporting Whistleblowers rules CLO/CCO liability The purchase price of this segment includes the following article(s) from the Course Handbook available online: Fundamentals of Investment Adviser Regulation 2012: Compliance and Exams: Ethics for Adviser ...

Recorded on: Nov. 2, 2012

Taken from the Web Program Broker/Dealer Regulation and Enforcement 2012 Recorded October, 2012 in New York Compliance Officer Roundtable [01:00:38] This panel of Chief Compliance Officers will discuss the challenges they face managing their compliance programs in light of continued unprecedented changes in the broker dealer industry. They will discuss current regulatory issues and priorities and offer lessons learned from recent enforcement actions. ...

Recorded on: Dec. 5, 2012

Taken from the Web Program Trial by Jury 2012 Recorded November, 2012 in New York Conducting an Effective Direct and Redirect Examination [01:02:57] Clearly and forcefully presenting your case on direct Secrets to preparing and organizing your direct Involving the jury in the story Arguing your case through the witness Making your witness the star of the show When - and when not - to ask questions on redirect The ...

Recorded on: Dec. 13, 2012

Taken from the Web Program Conflict Minerals 2012: How to Comply with the new SEC Rules Recorded December, 2012 in New York Determining Whether the Conflict Minerals Rules Apply [01:55:30] What are the company’s “products”? o End product versus means of production or delivery o Treatment of non-physical products - Transportation and delivery services - Utilities - Media - Rentals o Applicability ...

Recorded on: Nov. 29, 2012

Taken from the Web Program Advanced Compliance and Ethics Workshop 2012 Recorded November, 2012 in San Francisco Conflicts of Interest and Gifts and Entertainment: Risks and Compliance Measures [01:02:19] Drafting workable policies Approval procedures Questionnaires and certifications Balancing competing interests The purchase price of this segment includes the following article(s) from the Course Handbook available online:  ...

Recorded on: Jul. 17, 2012

Taken from the Web Program Thirteenth Annual Private Equity Forum Recorded July, 2012 in New York Conflicts of Interest and Other Ethics Issues [01:01:08] Conflicts of interest Issues arising among funds with the same adviser Issues arising within the adviser The purchase price of this segment includes the following article(s) from the Course Handbook available online: Conflicts of Interest and Other Ethics Issues  ...

Recorded on: Feb. 21, 2013

Taken from the Web Program Corporate Governance - A Master Class 2013 NY Recorded February, 2013 in New York Continued Evolution in Auditing and Accounting [00:45:00] An energized PCAOB Part I - prospects for audit firm rotation An energized PCAOB Part II - nature of audits An energized PCAOB Part III - communications between auditors and audit committees IFRS update - will we land a woman on Mars before there is IFRS for ...

Recorded on: Jul. 25, 2012

Taken from the Web Program Basics of International Taxation Recorded July, 2012 in New York Controlled Foreign Corporations (CFCs) and Subpart F [01:24:37] Overview of rules addressing controlled foreign corporations Maintaining deferral in basic supply chain structures Effective repatriation planning post 960(c) anti-hop-scotch rule Prospects for new guidance The purchase price of this segment includes the following article(s) ...

Recorded on: Jan. 28, 2013

Taken from the Web Program Securities Products of Insurance Companies in the Course of Regulatory Reform 2013 Recorded January, 2013 in New York Conversations with the SEC Staff [01:32:05] The SEC agenda for insurance products Staff standards for filings of product changes Core IA and IC inspection issues SRO or SEC for investment advisers The purchase price of this segment includes the following article(s) from the Course ...

Recorded on: Feb. 12, 2013

Taken from the Web Program IP Enforcement and Litigation 2013: Criminal and Civil Update Recorded February, 2013 in New York Copyright Enforcement Update [01:02:59] Fair use: What is fair use and when is it a proper defense? Latest case law updates Grey market goods: Can brand owners control such imports or will the First Sale Doctrine rule? Review of the Kirtsaeng Case Process of protecting computer software. When can it be copyrighted ...

Recorded on: Oct. 10, 2012

Taken from the Web Program Tax, Credit and Other Financial Consequences of Foreclosures, Short Sales and Mortgage Loan Principal Forgiveness Recorded October, 2012 in San Francisco Credit Consequences of Foreclosures, Short Sales and Loan Modification [01:01:34] How foreclosures, short sales and loan modifications impact a borrower’s credit score and future ability to buy another home Foreclosure rescue scams involving mortgage ...

Recorded on: Feb. 5, 2013

Taken from the Web Program International Tax Issues 2013 Recorded January, 2013 in New York Cross Border M&A Planning [01:02:55] Acquisitions of foreign targets Acquisition of U.S. targets with foreign subsidiaries Foreign multinationals acquiring U.S. targets Section 367 developments Section 7874 developments Maximizing use of foreign cash to fund acquisitions The purchase price of this segment includes the ...

Recorded on: Feb. 20, 2013

Taken from the Web Program 15th Annual Real Estate Tax Forum Recorded February, 2013 in New York Current Developments [01:08:08] An overview of the impact of significant changes to the tax law over the last twelve months Recent legislation, case law, regulations and rulings How these changes impact your clients Washington insider’s look at what to expect from the new Congress The purchase price of this segment ...

Recorded on: Oct. 9, 2012

Taken from the Web Program Drafting Securities Filings 2012 Recorded September, 2012 in New York Current Issues in Securities Practice [01:15:11] The JOBS Act and other recent legislative developments Recent judicial developments Review of recent and proposed SEC rule changes Continuing implications of Dodd-Frank The purchase price of this segment includes the following article(s) from the Course Handbook available online:  ...

Recorded on: May. 2, 2013

Taken from the Web Program Basics of Mutual Funds and Other Registered Investment Companies 2013 Recorded April, 2013 in New YorkCurrent Trends and Developments [01:04:07] Will ETFs displace mutual funds as the pooled investment vehicle for the retail investor Will hedge funds displace registered funds as the preferred 21st century investment? What other changes are afoot in the mutual fund industry? The purchase price of this segment includes ...

Recorded on: Nov. 15, 2012

Taken from the Web Program 44th Annual Institute on Securities Regulation Recorded November, 2012 in New York Dealing with Challenging Corporate Problems - Hypothetical Scenarios [01:33:38] Our CEO has been accused of wrongdoing Do we have to disclose the details about that loss contingency? We may have an FCPA problem Our data protection systems are vulnerable We may have to restate The purchase price of this segment ...

Recorded on: Jun. 13, 2012

Taken from the Web Program Acquiring or Selling the Privately Held Company 2012 Recorded June, 2012 in New York Dealing with Financial Sponsors [01:00:20] A review of the key issues that arise when a private equity firm, hedge fund, sovereign wealth fund or other financial sponsor is the buyer or seller of the privately held company, including: Financing commitments Capital structure Management equity participation The effects ...

Recorded on: Dec. 4, 2012

Taken from the Web Program PLI's California MCLE Marathon 2012: Current Developments in Legal Ethics - Substance Abuse - Elimination of Bias in the Profession Recorded December, 2012 in San Francisco Dealing With Stress and Substance Abuse in the Legal Profession [01:01:19] This presentation will examine stress, depression, substance abuse and other personal challenges commonly faced by today`s legal professionals. The presentation will also identify ...

Recorded on: Jun. 20, 2012

Taken from the Web Program Delaware Law Developments 2012: What All Business Lawyers Need to Know Recorded June, 2012 in New York Deal Lawyers Roundtable [00:57:59] Top transactional lawyers discuss, in a roundtable format: - How they advise their clients with respect to pre-signing market checks, post-signing checks and deal protection - How the possibility of stockholder litigation affects they way in which they structure deals - Corporate ...

Recorded on: May. 29, 2012

Taken from the Web Program Pretrial Practice 2012 Recorded May, 2012 in New York Depositions [01:00:05] Fast track discovery What depositions to take Which witnesses to represent What questions to ask and what not to ask Time limits What potential witnesses may a lawyer contact before a deposition? The purchase price of this segment includes the following article(s) from the Course Handbook available online:  ...

Recorded on: May. 15, 2012

Taken from the Web Program Taking and Defending Depositions 2012 Recorded May, 2012 in New York Deposition Strategy & Taking the Deposition [01:55:33] Setting the stage for the deposition How depositions fit into your overall case strategy The purpose of the deposition Choosing who to depose and when to depose them When to avoid taking a deposition Anatomy of a deposition Practice Tip: Atmospheric aspects ...

Recorded on: Mar. 18, 2013

Taken from the Web Program Taking and Defending Depositions 2013 Recorded March, 2013 in New York Deposition Strategy & Taking the Deposition [01:47:11] Deposition Strategy - Setting the stage for the deposition - How depositions fit into your overall case strategy - The purpose of the deposition - Choosing who to depose and when to depose them - When to avoid taking a deposition - Anatomy of a deposition  ...

Recorded on: Jan. 14, 2013

Taken from the Web Program Understanding Financial Products 2013 Recorded January, 2013 in New York Derivatives Products [02:02:13] Use of swaps, collars, options, futures and forwards to hedge portfolio positions Documentation for derivatives Structured and exchange traded notes Impact of Dodd-Frank: swap trading, clearing and trade reporting Special issues associated with credit derivatives Insolvency issues The ...

Recorded on: Dec. 7, 2012

Taken from the Web Program New Developments in Securitization Recorded November, 2012 in New York Derivatives Regulation and its Impact on Securitization [01:05:32] Overview of derivatives reforms under Dodd-Frank Clearing and margining Registration and reporting Loss of swap leverage Grandfathering The purchase price of this segment includes the following article(s) from the Course Handbook available online:  ...

Recorded on: Feb. 27, 2013

Taken from the Web Program Spin-offs 2013 Recorded February, 2013 in New York Designing the Spin-off [01:20:31] Securities law requirements Accounting and reporting issues Tax considerations and requirements The purchase price of this segment includes the following article(s) from the Course Handbook available online: Selected Federal Income Tax Considerations in Structuring Section 355 Distributions T. Eiko Stange  ...