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Audit/Assessment: Ensuring the Effectiveness of a Program

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Recorded on: Jun. 3, 2014

REBECCA WALKER: OK, let's get started. Now I know this about this group. I give you guys a little break, and everybody stays in the break room for 20 minutes. This is not good for compliance. But we do need to get started because we want to stay on time, which is important to our compliance with PLI's requirements and your CLE requirements. Before we get going on the next panel, which is on audit and assessment-- actually, if we could get the slide ...

Codes, Training and Communications

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Recorded on: Jun. 3, 2014

REBECCA: Ed, you're going to go first. Yes. We go straight into talking about codes and policies and training. I know there's some folks here are fairly new to compliance, so we are trying in the next day and a half to cover the most important elements of the compliance program. When we say program elements, we're talking about really going back to the sentencing guidelines as seven elements of an effective program, the first of which is standards-- ...

Hot Topics in Compliance and Ethics

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Recorded on: Jun. 3, 2014

REBECCA WALKER: OK, everyone. We're going to get started with the last panel of the day. First of all, thank you so much to all of you for your amazing questions and contributions. It's been a very fun and active afternoon, and I really appreciate your role in that. I do want to do shout out to the webcast folks. The room here has been wonderful. You've guys have been a little quiet, so if you are on the webcast and you have questions or comments, ...

Schuette v. Coalition to Defend Affirmative Action and the Roberts Court's Vision of a Post-Racial America 2014 (Free Audio-only)

Transcripts  Transcripts    

Recorded on: Jun. 3, 2014

AMY TAUB: Thank you. Hello. My name is Amy Taub, and I'm a program attorney with PLI. I would like to welcome you to today's briefing. Schuette versus Coalition to Defend Affirmative Action, and the Roberts Court's vision of a Post-Racial America. Before I begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access ...

Social Media

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Recorded on: Jun. 3, 2014

REBECCA WALKER: OK. Alright. We're going to get started on our final session of the conference. And it's a good one. It's a great topic. Social media. I noticed on Seth Cohen's list of his PricewaterhouseCoopers risk list, where they had asked compliance officers around the world to rank risks, social media was actually kind of near the bottom. It was like one of the last three or four risk areas. But I do think it's a risk that we are all taking ...

Board Oversight and Program Structure: The Authority and Independence of a Program

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Recorded on: Jun. 3, 2014

REBECCA: Along those lines, we're going to do some benchmarking in the next day and a half. Not a ton of it I think. At the last Compliance and Ethics Institute I maybe forced a little too much benchmarking at you all and got a little feedback that we don't need to do it for every single panel. So we're cutting back a little bit, but I think it's really very helpful. In part because it informs our discussion here today, and in part because it gives ...

Multi-Forum Litigation

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Recorded on: May. 29, 2014

STEPHEN P. LAMB: So welcome back. Our next panel, we will be discussing the phenomenon of multi-jurisdictional litigation, which sounds more benign than it is. It's where, in the same set of facts, in the same transaction involving all the same players, lawsuits are filed in many different, or at least several jurisdictions. Attacking the same thing and seeking the same relief. It just creates sort of headaches for everyone about how to manage it. ...

Recent Developments with LLCs and Limited Partnerships

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Recorded on: May. 29, 2014

GREGORY P. WILLIAMS: All right, folks. We're going to start back. Not everybody has made their way back from lunch. It will be their loss if they miss any part of this next panel. Let me start, though, by making a clarification I've been asked to make on behalf of one of our speakers this morning. There was a statement made to the effect that the Committee of Corporate Attorneys that recommends changes to the corporate law unanimously adopted, voted ...

Recent Developments in Delaware Law

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Recorded on: May. 29, 2014

STEPHEN LAMB: The first panel-- I'm going to go down, beginning-- starting out right after Greg-- our first panelist is Paula Howell Anderson, who is a partner at Shearman & Sterling in New York. This is, I think, the second or third time Paula has graced this panel with her presence. Am I wrong? Is it more than that? PAULA ANDERSON: No, it's not more than that. STEPHEN LAMB: Good. Next to Paula is Hank Gallagher-- oh, wrong, sorry. Next to ...

JOBS Act Implementation Update 2014 (Audio-only)

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Recorded on: May. 29, 2014

AMY TAUB: Thank you. Hello. My name is Amy Taub, and I'm a program attorney with PLI. I would like to welcome you to today's briefing, the JOBS Act Implementation Update. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the course material tab in the program ...

Appraisal Litigation

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Recorded on: May. 29, 2014

GREGORY P. WILLIAMS: Let's go ahead and get started. As I said this morning, there has been increased attention in Delaware to the vehicle of appraisal. Section 262 provides for the court to determine the fair value of shares as of the date of the merger, and we've seen more and more stockholders interested in pursuing that remedy. And so we're going to discuss that. And we have a really expert panel to do so. To my immediate left is my partner, ...

Before Series A - Convertible Note and Series Seed Funding for Startups 2014 (Audio-only)

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Recorded on: May. 27, 2014

AMY TAUB: Hello. My name is Amy Taub, and I'm a program attorney with PLI. I would like to welcome you to today's briefing, "Before Series A-- Convertible Note and Series Seed Funding for Startups." Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via ...

Vendor Service Providers to Financial Institutions

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Recorded on: May. 23, 2014

RICHARD: Welcome back for our next session. We thought we'd give you, we had some customer side viewpoints, and actually, this afternoon, we'll also have some more customer side viewpoints. But what do all these obligations mean for the service providers that are going to be providing services? What kind of demands are going to be made on them? Lou Ricciardi, earlier today at the last session, talked about the OCC compliance management. So the customers ...

Consultants to Financial Services Industry

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Recorded on: May. 23, 2014

RICHARD: Welcome back. And this is our last session. But it's a good one. It's What's the Consultant's View to the Financial Services Industry. And we have with us as a speaker Dennis Conley, who's a managing partner of Transition Partners. Dennis is in the management consultancy headquartered in Reston, Virginia. He's a senior business and information technology executive and transformation leader with over 20 years of broad corporate and consulting ...

Strategic Alliances -- Ownership of IP and Data

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Recorded on: May. 23, 2014

RICHARD RAYSMAN: OK. Welcome back to our afternoon session for Financial Services IT: Avoidance of Risk. And I think we had a great morning session. Of course, I'm a little biased, but I think it was actually quite good. And I think we have a great afternoon session. Our first topic for the afternoon is Strategic Alliances-- Ownership of IP and Data. And we're going to run this as a panel discussion. It'll be interactive. I wanted to introduce the ...

Information Security Issues

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Recorded on: May. 23, 2014

STEVEN B. ROOSA: Hello, everybody. Welcome to this morning's session here. We're going to talk about the recent OCC guidance from fall of last year, the NIST framework, and also a little bit on mobile security. We've got 60 minutes, so buckle up. It's going to be a little bit of a whirlwind. We're going to self-introduce here. I'm going to start with myself. I am the co-chair of the privacy and data security team in Holland & Knight. I'm also ...

Risks of Social Media

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Recorded on: May. 23, 2014

RICHARD: So all these regulations in the last six months, where did they come from? Again, my opinion. On February 12, 2013 President Obama issued Executive Order 13636 improving critical infrastructure at cybersecurity. And I just pulled out two sentences from that executive order. "Repeated cyber intrusions into critical infrastructure demonstrate the need for improved cybersecurity. The cyber threat to critical infrastructure continues to ...

Impact of Dodd-Frank Act

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Recorded on: May. 23, 2014

MODERATOR: Our next panel is Impact of Dodd-Frank Act, Managing Outsourcing Risk. And to my immediate left, your right, is Jane Shahmanesh. Jane, in her 25 years of securities, corporate, and a compliance lawyer, mostly in house at a who's who of financial institutions, has seen almost every legal situation and worked with every regulator. She understands the interplay and rules of markets, negotiates complex regulatory environments, shapes, and deals, ...

Medical Provider Claims and ERISA Litigation 2014 (Audio-only)

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Recorded on: May. 22, 2014

AMY TAUB: Hello, my name is Amy Taub. And I am a program attorney with PLI. I would like to welcome you to today's briefing, Medical Provider Claims and ERISA litigation. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the course materials tab in the program ...

The Plaintiff's Side

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Recorded on: May. 21, 2014

JEREMY FEIGELSON: OK, good morning again. It's 10:45, and welcome back to those on the web, and those in the room. We are going to start now with our panel, the Plaintiff's Side. I think it's probably fair to say that most of us who've registered for this program are-- sitting either in person or on the web-- tend to represent advertisers. But there is obviously a whole other side to the world of advertising law, and that is the plaintiff's side, ...

Clearing and Conducting an Ad Campaign

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Recorded on: May. 21, 2014

RANDI SINGER: All right. Welcome back everybody. We are going to get started with our-- we have a busy afternoon and a lot to cover, so we're going to go ahead and get started. Our first panel this afternoon is clearing and conducting an ad campaign. We have another very distinguished panel of guests. I'm going to start from my far left here and go in reverse alphabetical order, because I grew up with a last name that started with w, and nobody ever ...

Responding to Government Requests for Data: Rights, Responsibilities and Options

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Recorded on: May. 21, 2014

F. GILBERT: So we're going to get going soon. People outside, nobody. They're enjoying coffee. OK, we're going to get started anyway because this is a very important topic. And I want to make sure that our speakers have all the time they need to talk about this issues. So basically-- and they will tell you in more detail, what do you do when you get this letter or this phone call from the FBI, the secret service, the HHS, and others, not-- asking ...

Protecting Fashion Brands

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Recorded on: May. 21, 2014

LOIS HERZECA: So in a natural progression, we're now going to move on to Howard Hogan who is going to talk about protecting fashion brands. Howard is one of my Gibson Dunn partners in our Washington office, and he's co-chair with me of Gibson Dunn's Fashion, Retail and Consumer Products practice group. He is also the co-author with me of Fashion Law and Business: Brands and Retailers, published by PLI in 2013. Howard's practice focuses on intellectual ...

Octane Fitness and Highmark: The Supreme Court Eases the Standard for Recovering Attorney Fees in Patent Cases 2014 (Audio-only)

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Recorded on: May. 21, 2014

AMY: It is now my pleasure to turn this briefing over to Elaine Herrmann Blais. ELAINE HERRMANN BLAIS: Good afternoon everyone. Thanks for joining us. Amy mentioned that we're open to questions, and I actually think one of the most interesting things about these decisions is how they'll play out. And I think there are a lot of interesting hypotheticals. So if people have some they want to float, we'd love to take them at the end. Having said that, ...

Hot Topics and Trends in Privacy and Security Litigation

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Recorded on: May. 21, 2014

FRANCOISE GILBERT: Welcome back. I hope you had a good time yesterday and that this first part of our conference was productive for you. Just a few reminders-- we rely a lot on your comments. So please make sure that you give evaluations for the sessions. It's easier to do them as you go, because I know that at the end of the day, you will be eager to go home. So please make sure that you fill out this evaluation. Second thing, a reminder that we ...

Featured Faculty/Authors
Jan Witold Baran

Jan Witold Baran ~ Wiley Rein LLP

Kenneth A. Gross

Kenneth A. Gross ~ Skadden, Arps, Slate, Meagher & Flom LLP

Chip Nielsen

Chip Nielsen ~ Nielsen Merksamer Parrinello Gross & Leoni LLP