Showing 151 - 175 of 2626 Results

List View Table View

Compliance and Ethics Risk Assessments: The Foundation of Effective Programs

Transcripts  Transcripts    

Recorded on: Jun. 3, 2014

REBECCA WALKER: Hey, guys. So, good morning, everyone. Welcome back. I'm delighted to see you all came back after that marathon session we had yesterday. I apologize for that. Although really, truly, it was because the conversation was so good and so rich. It was hard to cut it off. Anyway, it was a great day yesterday. And we're going to continue with that this morning. I promise you a short day-- just a half day today. We talked a little about ...

Global Compliance Issues and Compliance for Third Parties

Transcripts  Transcripts    

Recorded on: Jun. 3, 2014

REBECCA WALKER: And I promised this several times yesterday, that we would talk about international issues. And we have obviously been talking about that throughout the last day and a bit. But in this panel, we're going to really focus on the challenges of implementing a program across various regions of the world. There are a host of challenges that present, including the legal and regulatory, cultural, language issues. All kinds of problems arise. ...

Audit/Assessment: Ensuring the Effectiveness of a Program

Transcripts  Transcripts    

Recorded on: Jun. 3, 2014

REBECCA WALKER: OK, let's get started. Now I know this about this group. I give you guys a little break, and everybody stays in the break room for 20 minutes. This is not good for compliance. But we do need to get started because we want to stay on time, which is important to our compliance with PLI's requirements and your CLE requirements. Before we get going on the next panel, which is on audit and assessment-- actually, if we could get the slide ...

Hot Topics in Compliance and Ethics

Transcripts  Transcripts    

Recorded on: Jun. 3, 2014

REBECCA WALKER: OK, everyone. We're going to get started with the last panel of the day. First of all, thank you so much to all of you for your amazing questions and contributions. It's been a very fun and active afternoon, and I really appreciate your role in that. I do want to do shout out to the webcast folks. The room here has been wonderful. You've guys have been a little quiet, so if you are on the webcast and you have questions or comments, ...

Codes, Training and Communications

Transcripts  Transcripts    

Recorded on: Jun. 3, 2014

REBECCA: Ed, you're going to go first. Yes. We go straight into talking about codes and policies and training. I know there's some folks here are fairly new to compliance, so we are trying in the next day and a half to cover the most important elements of the compliance program. When we say program elements, we're talking about really going back to the sentencing guidelines as seven elements of an effective program, the first of which is standards-- ...

Board Oversight and Program Structure: The Authority and Independence of a Program

Transcripts  Transcripts    

Recorded on: Jun. 3, 2014

REBECCA: Along those lines, we're going to do some benchmarking in the next day and a half. Not a ton of it I think. At the last Compliance and Ethics Institute I maybe forced a little too much benchmarking at you all and got a little feedback that we don't need to do it for every single panel. So we're cutting back a little bit, but I think it's really very helpful. In part because it informs our discussion here today, and in part because it gives ...

Recent Developments in Delaware Law

Transcripts  Transcripts    

Recorded on: May. 29, 2014

STEPHEN LAMB: The first panel-- I'm going to go down, beginning-- starting out right after Greg-- our first panelist is Paula Howell Anderson, who is a partner at Shearman & Sterling in New York. This is, I think, the second or third time Paula has graced this panel with her presence. Am I wrong? Is it more than that? PAULA ANDERSON: No, it's not more than that. STEPHEN LAMB: Good. Next to Paula is Hank Gallagher-- oh, wrong, sorry. Next to ...

Recent Developments with LLCs and Limited Partnerships

Transcripts  Transcripts    

Recorded on: May. 29, 2014

GREGORY P. WILLIAMS: All right, folks. We're going to start back. Not everybody has made their way back from lunch. It will be their loss if they miss any part of this next panel. Let me start, though, by making a clarification I've been asked to make on behalf of one of our speakers this morning. There was a statement made to the effect that the Committee of Corporate Attorneys that recommends changes to the corporate law unanimously adopted, voted ...

Appraisal Litigation

Transcripts  Transcripts    

Recorded on: May. 29, 2014

GREGORY P. WILLIAMS: Let's go ahead and get started. As I said this morning, there has been increased attention in Delaware to the vehicle of appraisal. Section 262 provides for the court to determine the fair value of shares as of the date of the merger, and we've seen more and more stockholders interested in pursuing that remedy. And so we're going to discuss that. And we have a really expert panel to do so. To my immediate left is my partner, ...

JOBS Act Implementation Update 2014 (Audio-only)

Transcripts  Transcripts    

Recorded on: May. 29, 2014

AMY TAUB: Thank you. Hello. My name is Amy Taub, and I'm a program attorney with PLI. I would like to welcome you to today's briefing, the JOBS Act Implementation Update. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the course material tab in the program ...

Multi-Forum Litigation

Transcripts  Transcripts    

Recorded on: May. 29, 2014

STEPHEN P. LAMB: So welcome back. Our next panel, we will be discussing the phenomenon of multi-jurisdictional litigation, which sounds more benign than it is. It's where, in the same set of facts, in the same transaction involving all the same players, lawsuits are filed in many different, or at least several jurisdictions. Attacking the same thing and seeking the same relief. It just creates sort of headaches for everyone about how to manage it. ...

Before Series A - Convertible Note and Series Seed Funding for Startups 2014 (Audio-only)

Transcripts  Transcripts    

Recorded on: May. 27, 2014

AMY TAUB: Hello. My name is Amy Taub, and I'm a program attorney with PLI. I would like to welcome you to today's briefing, "Before Series A-- Convertible Note and Series Seed Funding for Startups." Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via ...

Strategic Alliances -- Ownership of IP and Data

Transcripts  Transcripts    

Recorded on: May. 23, 2014

RICHARD RAYSMAN: OK. Welcome back to our afternoon session for Financial Services IT: Avoidance of Risk. And I think we had a great morning session. Of course, I'm a little biased, but I think it was actually quite good. And I think we have a great afternoon session. Our first topic for the afternoon is Strategic Alliances-- Ownership of IP and Data. And we're going to run this as a panel discussion. It'll be interactive. I wanted to introduce the ...

Information Security Issues

Transcripts  Transcripts    

Recorded on: May. 23, 2014

STEVEN B. ROOSA: Hello, everybody. Welcome to this morning's session here. We're going to talk about the recent OCC guidance from fall of last year, the NIST framework, and also a little bit on mobile security. We've got 60 minutes, so buckle up. It's going to be a little bit of a whirlwind. We're going to self-introduce here. I'm going to start with myself. I am the co-chair of the privacy and data security team in Holland & Knight. I'm also ...

Consultants to Financial Services Industry

Transcripts  Transcripts    

Recorded on: May. 23, 2014

RICHARD: Welcome back. And this is our last session. But it's a good one. It's What's the Consultant's View to the Financial Services Industry. And we have with us as a speaker Dennis Conley, who's a managing partner of Transition Partners. Dennis is in the management consultancy headquartered in Reston, Virginia. He's a senior business and information technology executive and transformation leader with over 20 years of broad corporate and consulting ...

Impact of Dodd-Frank Act

Transcripts  Transcripts    

Recorded on: May. 23, 2014

MODERATOR: Our next panel is Impact of Dodd-Frank Act, Managing Outsourcing Risk. And to my immediate left, your right, is Jane Shahmanesh. Jane, in her 25 years of securities, corporate, and a compliance lawyer, mostly in house at a who's who of financial institutions, has seen almost every legal situation and worked with every regulator. She understands the interplay and rules of markets, negotiates complex regulatory environments, shapes, and deals, ...

Vendor Service Providers to Financial Institutions

Transcripts  Transcripts    

Recorded on: May. 23, 2014

RICHARD: Welcome back for our next session. We thought we'd give you, we had some customer side viewpoints, and actually, this afternoon, we'll also have some more customer side viewpoints. But what do all these obligations mean for the service providers that are going to be providing services? What kind of demands are going to be made on them? Lou Ricciardi, earlier today at the last session, talked about the OCC compliance management. So the customers ...

Risks of Social Media

Transcripts  Transcripts    

Recorded on: May. 23, 2014

RICHARD: So all these regulations in the last six months, where did they come from? Again, my opinion. On February 12, 2013 President Obama issued Executive Order 13636 improving critical infrastructure at cybersecurity. And I just pulled out two sentences from that executive order. "Repeated cyber intrusions into critical infrastructure demonstrate the need for improved cybersecurity. The cyber threat to critical infrastructure continues to ...

Medical Provider Claims and ERISA Litigation 2014 (Audio-only)

Transcripts  Transcripts    

Recorded on: May. 22, 2014

AMY TAUB: Hello, my name is Amy Taub. And I am a program attorney with PLI. I would like to welcome you to today's briefing, Medical Provider Claims and ERISA litigation. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the course materials tab in the program ...

Responding to Government Requests for Data: Rights, Responsibilities and Options

Transcripts  Transcripts    

Recorded on: May. 21, 2014

F. GILBERT: So we're going to get going soon. People outside, nobody. They're enjoying coffee. OK, we're going to get started anyway because this is a very important topic. And I want to make sure that our speakers have all the time they need to talk about this issues. So basically-- and they will tell you in more detail, what do you do when you get this letter or this phone call from the FBI, the secret service, the HHS, and others, not-- asking ...

Ethics in Advertising

Transcripts  Transcripts    

Recorded on: May. 21, 2014

JEREMY FEIGELSON: OK. Welcome back. This is our last panel of the day. A panel on ethics in advertising law. I'm very pleased to welcome our two panelists back for a return engagement in this session. To my far left is Ashima Dayal. Ashima is a partner at Davis and Gilbert, here in New York. She practices in the advertising, marketing, and promotions, and other practice groups. I'm going to short circuit the introductions of our very distinguished ...

Managing Data Privacy Risk in Commercial Transactions

Transcripts  Transcripts    

Recorded on: May. 21, 2014

FRANCOISE GILBERT: OK. We're going to get going. It's 1:15. And we are starting our afternoon presentation with a slot on contracts, commercial relationships, applying the different pieces that we've seen throughout the day and applying that to commercial transactions. So we have two seasoned lawyers, privacy professionals, contract negotiators, commercial attorneys. Next to me, Cathy Bump from Expedia and further down, Rudy Guyon from McAfee Intel ...

The Plaintiff's Side

Transcripts  Transcripts    

Recorded on: May. 21, 2014

JEREMY FEIGELSON: OK, good morning again. It's 10:45, and welcome back to those on the web, and those in the room. We are going to start now with our panel, the Plaintiff's Side. I think it's probably fair to say that most of us who've registered for this program are-- sitting either in person or on the web-- tend to represent advertisers. But there is obviously a whole other side to the world of advertising law, and that is the plaintiff's side, ...

Addressing Marketing and Advertising Risks

Transcripts  Transcripts    

Recorded on: May. 21, 2014

LOIS F. HERZECA: And we're going to talk about addressing marketing and advertising risks. And our speaker for this segment is Michael Schaper who's a litigation partner at Debevoise & Plimpton who focuses on various types of complex civil litigation, including in the areas of intellectual property and antitrust law. Michael. MICHAEL SCHAPER: Thanks, Lois, and good morning, everyone. Today I'm going to focus sort of a broad overview of the issues ...

Privacy Developments in the Digital Workplace

Transcripts  Transcripts    

Recorded on: May. 21, 2014

F. GILBERT: We have no break between this and the next session. So I'm asking our speakers to-- to leave. Yes. And the others to come. And this is an important issue for companies. We think a lot about our customers' data, but we also have data ourselves-- the data of our employees. And so it is good, it is very important to think about the protection of your employees' data. Actually, if you remember, we've heard already twice during this seminar ...

Featured Faculty/Authors
Jan Witold Baran

Jan Witold Baran ~ Wiley Rein LLP

Kenneth A. Gross

Kenneth A. Gross ~ Skadden, Arps, Slate, Meagher & Flom LLP

Chip Nielsen

Chip Nielsen ~ Nielsen Merksamer Parrinello Gross & Leoni LLP