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Ethics in Banking and Financial Services 2012

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From the program: Ethics in Banking and Financial Services 2012

Released on: Aug. 14, 2012

Lecture Topics  [Total time 02:43:28] Segments with an asterisk (*) are available only with the purchase of the entire program. Ethics in Banking and Financial Services 2012  [02:43:28] C. Evan Stewart, Michael J. Dell, Stacey R. Friedman The purchase price of this Web Program includes the following articles from the Course Handbook available online: New York Rules of Professional Conduct Do's and Don'ts of ...

Ethics in Social Media 2013

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From the program: Ethics in Social Media 2013

Released on: Apr. 1, 2013

Ethics permeates all areas of today's legal practice.  With the proliferation of social media, what types of personal information are companies permitted to access without the consent of their employees or applicants?  How is privacy and security addressed?  The New York City Bar Association, the New York State Bar Association and the New York County Lawyers' Association have all issued ethics opinions on "pretexting" and "social engineering" ...

Expanding Your Practice Using Limited Scope Representation 2012 (Free)

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From the program: Expanding Your Practice Using Limited Scope Representation 2012

Released on: May. 2, 2012

This program will provide an introduction to the rapidly changing practice of limited scope representation (often called “unbundling”) in a family law context, including all of the fee agreements, forms and other materials you will need to practice limited scope representation competently, safely and profitably.Lecture Topics  [Total time 03:05:29] Segments with an asterisk (*) are available only with the purchase of the entire program. Program ...

Expert Witness 2012

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From the program: Expert Witness 2012

Released on: Jul. 11, 2012

For many attorneys, searching for, hiring, and using expert witnesses can be a daunting experience.  Don’t miss out on the critical benefits conferred by the effective use of expert witnesses in complex litigation.  Our faculty of experienced litigators and expert witnesses will demystify the challenges of selecting, preparing, and using experts.  You will come away with practical tools to handle the myriad of issues involved ...

Fundamental Concepts in Drafting Contracts: What Most Attorneys Fail to Consider 2013

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From the program: Fundamental Concepts in Drafting Contracts: What Most Attorneys Fail to Consider 2013

Released on: Apr. 2, 2013

The reduction to writing of an agreed-upon understanding among parties can sometimes be viewed as a cursory step in formalizing a business relationship. Yet the manner in which concepts are expressed on a page is often as important as the concepts themselves. Solid contract-drafting skills are therefore essential tools to any professional who deals with transactions or business relationships. Unfortunately, although contract counterparties might have ...

Fundamentals of Broker-Dealer Regulation 2012

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From the program: Fundamentals of Broker-Dealer Regulation 2012

Released on: Jul. 9, 2012

Major changes in broker-dealer regulation and the industry have come about as a result of the financial services crisis and the resulting regulatory reform.  At the same time, FINRA continues to overhaul its rulebook as part of its Rulebook Consolidation process.  This program will provide you with a solid foundation in the regulatory regime applying to broker-dealers, including what to expect next regarding broker-dealer regulation.  Learn ...

Fundamentals of Investment Adviser Regulation 2012

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From the program: Fundamentals of Investment Adviser Regulation 2012

Released on: Aug. 1, 2012

In the aftermath of the financial crisis and the resulting regulatory reform, the SEC has advanced significant rulemaking to impose a greater degree of controls on investment advisers’ operations.  In fact, the SEC has put the regulation of investment advisers under the microscope.  At the same time, Congress is considering financial regulatory reform that could impose a new self-regulatory organization in charge of adviser regulation.  In ...

Fundamentals of Mutual Funds and Exchange-Traded Funds 2012

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From the program: Fundamentals of Mutual Funds and Exchange-Traded Funds 2012

Released on: Jun. 26, 2012

This program is designed to provide attendees with a solid foundation in the legal, regulatory and operational issues affecting the $12 trillion mutual fund industry, including the emerging exchange-traded fund industry.  Learn how Congress, regulators, markets, and the courts have shaped the formation and structure of this industry.  You will also learn about the impact of the financial crisis on the mutual fund and exchange-traded ...

Fundamentals of Patent Litigation 2012

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From the program: Fundamentals of Patent Litigation 2012

Released on: Jun. 20, 2012

Are you a litigator and have always wondered how patent litigation differs from your practice?  Or maybe you have considered pursuing patent litigation but first wanted to find out how it differs from other types of commercial litigation?  This exciting program will explore what makes patent litigation different from other types of litigation, from the Rule 11 pre-filing investigation through the appeal to the Federal Circuit.  You ...

Fundamentals of Swaps & Other Derivatives 2012

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From the program: Fundamentals of Swaps & Other Derivatives 2012

Released on: Oct. 29, 2012

Over-the-counter (OTC) derivatives are key elements in many of our financial markets. The Dodd-Frank Act is substantially changing how these important instruments are regulated and transacted. This program will introduce you to both the instruments and their new environment. A derivative is a financial instrument that allocates the risks and price exposures associated with a designated reference asset or entity between the parties thereto. Derivatives ...

Global Corporate Social Responsibility: Strategies and Collaborations 2012

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From the program: Global Corporate Social Responsibility: Strategies and Collaborations

Released on: Oct. 24, 2012

Increasingly, in-house counsel, law firms, and NGOs are collaborating across borders on a range of corporate social responsibility initiatives, including pro bono representations to impact complex social problems.  This program will address perspectives and new models for collaborations, as well as strategic alignments with private sector interests. Lecture Topics  [Total time 02:54:07] Segments with an asterisk (*) are available only ...

Government Investigations 2013: The Role of Electronic Information in Investigation and Response

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From the program: Government Investigations 2013: The Role of Electronic Information in Investigation and Response

Released on: Apr. 18, 2013

Organizations create and store a growing volume of information on a daily basis. That information is used in all facets of an organization’s business. When government regulators seek access to that information, many questions can arise. Exactly what information might the government seek? What limits, if any, are there on the government’s request for electronically stored information? How might electronic information be reviewed prior to production ...

Health Care and Life Sciences Law 2012

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From the program: Health Care and Life Sciences Law 2012

Released on: Jan. 2, 2013

Our expert faculty of attorneys representing the health care and life sciences industries, government regulators, and policy makers will examine the current state of health care and life sciences law and what the future might hold. This program will cover the broad range of issues confronting you and your clients today: structuring compliant relationships with health care providers and clinical investigators; promotional guidelines affecting FDA-regulated ...

Hedge Fund Compliance & Regulation 2013

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From the program: Hedge Fund Compliance & Regulation 2013

Released on: Feb. 12, 2013

Nearly one-third of the investment advisers that registered with the Securities and Exchange Commission as a result of the Dodd-Frank Act manage private funds.  As a result, the SEC’s examination staff has developed new strategies and processes to address the risks presented by hedge funds and other private funds.  In this program, three distinguished panels of experts will discuss the regulatory and compliance challenges facing ...

Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace

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From the program: Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace

Released on: Sep. 19, 2012

In 2012, hedge funds and their managers face their first year of operations under new regulations enacted under Dodd-Frank.  The Dodd-Frank Act has triggered a massive change in the regulatory framework for the entire financial industry that significantly alters the registration and reporting requirements for hedge fund managers and many of their trading activities.  The hedge fund industry continues to grow, with a reported $2 trillion ...

Hot Issues in Executive Compensation 2012

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From the program: Hot Issues in Executive Compensation 2012

Released on: Oct. 18, 2012

As the economy shifts and the legislature, SEC and shareholders respond, the design, implementation and disclosure of executive compensation undergoes continual change. In this program, experts in the area - from major corporations, the SEC, the IRS and shareholder activist groups, as well as from leading law, and consulting firms - will lead you through the emerging best practices and the current reactions to the changing landscape. Lecture ...

Hot Topics in Mergers & Acquisitions 2012

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From the program: Hot Topics in Mergers & Acquisitions 2012

Released on: Sep. 20, 2012

After a rather tepid start to the year, the M&A markets have begun to show signs of renewed life in 2012. The variability in deal activity creates uncertainty and rewards preparedness. Now more than ever, it is critical for dealmakers and their counsel to stay abreast of the latest trends and forecasts. Will the tough markets of the last year give way to greater stability and optimism in the second half of 2012?  How will buyers and sellers ...

How to Effectively Prosecute AIA Post-Grant Proceedings 2012

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From the program: How to Effectively Prosecute AIA Post-Grant Proceedings 2012

Released on: Oct. 17, 2012

The America Invents Act (AIA) post-grant proceedings effectively hybridize patent litigation and prosecution practices to yield new procedures to challenge or reinforce granted patents. The U.S. Patent and Trademark Office (PTO) rules to implement the AIA will be fully effective by September 17, 2012. Our expert, experienced faculty of in-house and law firm attorneys, as well as senior PTO officials, will help you learn what you must ...

How to Prepare an Initial Public Offering 2013

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From the program: How to Prepare an Initial Public Offering 2013

Released on: Apr. 24, 2013

Understanding the IPO process is an essential skill for both legal and business advisors.  With the improvement in the markets, IPOs are happening with increasing frequency.  In addition, last April, Congress enacted  IPO “on ramp” provisions in the JOBS Act that made becoming a public company even easier for “emerging growth companies,” which represent almost 90% of the IPO market.  If you have not worked on an IPO recently, now ...

How to Read Financial Statements 2013

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From the program: How to Read Financial Statements 2013

Released on: Apr. 3, 2013

Financial statements provide great insight into the financial activities of a corporation.  For some corporations, these statements may be complex and can require extensive review.  Attorneys are often involved in negotiating, structuring, or litigating matters where understanding a corporation’s financial statements is an essential element of the overall engagement. In this practical program, a distinguished panel of experts ...

Immigration & Naturalization Institute 2012 (45th Annual)

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From the program: Immigration & Naturalization Institute (45th Annual)

Released on: Dec. 4, 2012

This year’s program will examine key immigration trends and hot topics for 2012.  You will hear from Washington insiders about what is likely to happen with immigration legislation during this election year.  Will anything move on bills eliminating the per-country limit for employment-based cases, or increasing immigration opportunities for high-skilled workers?  Will the Obama Administration’s recent actions on business ...

Institute on Securities Regulation in Europe 2013 (Twelfth Annual): Overcoming Deal-Making Challenges in the Current Markets

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From the program: Institute on Securities Regulation in Europe (Twelfth Annual): Overcoming Deal-Making Challenges in the Current Markets

Released on: Feb. 15, 2013

We are proud to present Practising Law Institute’s Twelfth Annual Institute on Securities Regulation in Europe: Overcoming Deal-Making Challenges in the Current Markets, the most comprehensive securities programme available in Europe. Once again, the Institute will feature leading practitioners active in U.S. and European corporate law, as well as government regulators, investment bankers and in-house counsel. This year’s programme ...

Intellectual Property Law Institute 2012

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From the program: Intellectual Property Law Institute 2012

Released on: Oct. 30, 2012

PLI’s Intellectual Property Law Institute is a “must” program for IP lawyers. This program provides a complete analysis of key events in all areas of IP, including updates on cases, legislation and government agency developments that IP lawyers need to know. A highlight of the program will be a panel of in-house IP counsel from prominent companies discussing the many facets of dealing with IP and related issues in a global context ...

Internal Investigations 2012: How to Protect Your Clients or Companies in the Global, Post-Dodd Frank World

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From the program: Internal Investigations 2012: How to Protect Your Clients or Companies in the Global, Post-Dodd Frank World

Released on: Jul. 10, 2012

In today's uncertain economic, legal and regulatory environment, companies, their executives, and their counsel need to be proactive in identifying risks and remedying potential issues. Knowing how to conduct efficient and effective internal investigations is key to protecting your clients or company.  Using a real-world hypothetical fact pattern throughout the day, expert panels review the many considerations and issues that can and do arise ...

International Employment Law 2012

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From the program: International Employment Law 2012

Released on: Jun. 15, 2012

Employment law is no longer a local issue.  Multinational employers must grapple with often conflicting standards for hiring, retaining, disciplining, and terminating employees.  The issues are all the more challenging today, as employment laws, corruption laws, and whistleblower laws, from the U.S. and overseas, impose standards of conduct across borders. This program brings together highly experienced and sophisticated practitioners, ...

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP