On-Demand Learning

This Month

Audio Only Web Programs

Released on: Oct. 2, 2013

Taken from the briefing Basics of the Federal Election Campaign Act 2013 recorded September, 2013.In just one hour, this briefing will provide you with a summary of federal candidate and PAC campaign law, as regulated by the Federal Election Campaign Act and administered by the Federal Election Commission’s Regulations and Disclosure Rules.Lecture Topics  [Total Time: 01:06:18] Contribution definitions, limits, and prohibitions Expenditures ...

Released on: Oct. 22, 2013

Taken from the briefing Chapter 9 - Recent and Possible Future Developments in Chapter 9 in Light of the Detroit, Jefferson County, Stockton and Other Cases recorded October, 2013.While the country has not been beset by the flood of municipality bankruptcies that some have predicted, during the last five years, Detroit, Jefferson County, Alabama, and three significant California cities (populations of approximately 300,000, 215,000 and 130,000) ...

Released on: Oct. 3, 2013

Taken from the briefing International Implications of the JOBS Act Amendments Eliminating the Prohibition on General Solicitation and General Advertising Under Rule 506(c) of Regulation D and Rule 144A recorded September, 2013. Experts will lead a panel and discuss the SEC’s newly-adopted and amended rules under the Jumpstart Our Business Startups Act (the “JOBS Act”) that allow “general solicitation” and “general advertising” in private placements ...

Released on: Oct. 24, 2013

Taken from the briefing New York State Department of Financial Services - Recent Initiatives in Consumer Protection and Capital Markets recorded October, 2013.The New York State Department of Financial Services (“DFS”) was formed in October 2011, merging the former state banking and insurance departments into a dynamic new regulatory agency. Two senior executives from DFS will speak about some of the groundbreaking work their divisions have been pursuing ...

Released on: Oct. 10, 2013

Taken from the briefing Private Fund Sales and Marketing: A Conversation with Senior Staff from the SEC Division of Trading and Markets recorded September, 2013. David Blass, Chief Counsel of the SEC’s Division of Trading and Markets at the SEC, gave a speech in April 2013 before a group of lawyers at the American Bar Association about potential broker-dealer issues that may arise when private funds use internal marketing and sales teams or external ...

Released on: Oct. 16, 2013

Taken from the briefing SEC Forecasts an Increase in Whistleblower Cases and Awards - How Do You Ensure the Effectiveness of Your Compliance Program? recorded October, 2013.The SEC recently announced the second-ever Dodd-Frank whistleblower award. Based on data released by the SEC after the first full year of the new Dodd-Frank whistleblower program, as well as recent remarks by an SEC official, an increasing number of awards are expected ...