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10b5-1 Trading Plans and Insider Trading Under the Spotlight: Key Issues Companies and Executives Must Consider 2013 (Audio-only)

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Recorded on: Feb. 7, 2013

AMY: It is now my pleasure to turn this briefing over to John Tuttle. JONATHAN TUTTLE: Hello all and welcome and thanks for joining on the call today. What Matt and I are going to talk about really had its most recent origin in some newspaper articles that Matt will discuss later talking about 10b5-1 trading plans and bringing those plans kind of back to the forefront of both the enforcement and the corporate issuer context. I think what we're going ...

A. Basic Building Blocks: Attachment, Perfection,and Priority; B. Drafting the Security Agreement

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Recorded on: Jan. 14, 2013

KENNETH CHIN: When Grace talked about the audience feedback, we really do welcome that. I just want to tell you that people last year said they appreciated some of the props I brought along for my presentation. I'm doing a slightly different one this year. But I also want to let you know that us UCC lawyers are a special breed, we actually have our own coffee. So if you want a taste of this, I'm going to pour some in my cup, but I'll leave the open ...

A. Common Assets/Uncommon Collateral and Special Collateral Types; B.LLC and Limited Partnership Interests as Collateral; C.The UCC and Anti-Assignment Clause Overrides

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Recorded on: Jan. 14, 2013

KENNETH CHIN: OK, welcome back. It's 1:30. And our first speaker this afternoon is Mae Rogers who is special counsel at Kramer Levin. And Mae focuses primarily on general banking and finance matters, including sales, foreclosure sales, done in accordance with the UCC. Mae has spoken at the City Bar Association as well. And without further ado, I'm going to let Mae take over. And her presentation is Common Assets, Uncommon Collateral, and Special ...

A. Default and Enforcement; B. Bankruptcy

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Recorded on: Jan. 14, 2013

KENNETH CHIN: And for our next speaker we have Ken Carl, who's a partner at Sheppard Mullin from Los Angeles. I'm so happy he's traveled all the way across the country in order to give this presentation. Ken's practice focuses on lender and borrower representation and financing transactions, loan workouts, and bankruptcies. And Ken is a classmate of mine from law school. And I'm so happy that he's here. So Ken will talk to us about default and remedies. ...

A. Introduction and Universal Issues in Drafting and Negotiating Corporate Agreements; B. Letters of Intent, Confidentiality and Standstill Agreements

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Recorded on: Jan. 3, 2013

GRACE E. O'HANLON: It's now my pleasure to introduce you to the chair of today's program, Alyssa Grikscheit. Alyssa is a partner in the New York office of Sidley Austin. She has a diverse corporate practice that currently emphasizes complex transactions and alternative investment funds. Her experience also includes private equity and hedge funds, mergers and acquisitions, strategic alliances, and restructurings. She represents domestic and foreign ...

A. Positioning Your Company for Venture Capital Financing/B. Anatomy of a Venture Capital Deal

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Recorded on: Mar. 4, 2013

STEVEN L. BAGLIO: So I'm going to tackle the very beginning of how a venture backed company might be formed. And then I'll turn it over to Sarah, who will talk more specifically about venture capital deal terms. And by the way, if anybody in the live audience has a question, they should feel free to interrupt me as I go. And we'll stop periodically, if you'd like. So it's really three buckets within what I'm going to talk about. Just to organize. ...

A. The Filing System; B. Highlights of Forthcoming Changes; C. Recent Case Law

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Recorded on: Jan. 14, 2013

KENNETH CHIN: Our next speaker is Darrell Pierce, who is the co-leader of his firm Dykema's Lending Team. He supervises the UCC filing team. Darrell is a member of the Article 9 Study Committee for the Permanent Editorial Board of the Uniform Commercial Code. He is the chair of the Article 9 Filing Project and the primary drafter of the International Association of Commercial Administrators' Model Administrative Rules for Article 9 Filing Offices. So ...

Acquisition Agreements

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Recorded on: Jan. 3, 2013

ALYSSA GRIKSCHEIT: OK. We are moving on to acquisition agreements. You'll notice this is the longest segment of the day. We have a networking break in the middle of it. It is worth devoting this amount of time to the topic, though. These types of agreements are very complex, and I think if you can negotiate these, you can negotiate almost anything. It gives me great pleasure to introduce Sarkis Jebejian. He's a corporate partner of Kirkland & ...

Advanced Deposition Tools, Skills and Challenges for the Modern Age

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Recorded on: Jan. 29, 2013

SUSAN DICICCO: Good morning, everyone. I'm Susan DiCicco, and with me today is Rich Marooney and Todd Marcus. Let me briefly introduce them. Rich Marooney, on my far right, is a partner in King & Spalding's Business Litigation group here in New York. He specializes in complex litigation in the financial services and energy industries. And he's head of the firm's financial services practice. And he's tried numerous cases in federal and New York ...

Advanced Trademark Prosecution

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Recorded on: Apr. 18, 2013

KIERAN DOYLE: We're into the home stretch. For the next hour, what we'll be hearing about is trademark prosecution. And I guess there's three perspectives, at least three perspectives on trademark prosecution. There's the brand-owners' perspective. There's the practitioners' perspective, and there's the perspective of the examining attorney, the PTO perspective. And our next two speakers will be able to shed light from all three perspectives. Tricia ...

Advising the Board of Directors

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Recorded on: Jan. 29, 2013

RICHARD A. GOLDBERG: We're going to get started. Our next speaker is Marilyn Sonnie. She's going to be speaking on the subject of advising the board of directors. Marilyn is a seasoned M&A practitioner at Jones Day. She's in their M&A and corporate governance groups. And she's been with us a number of times before. So we're happen to have her back. Marilyn. MARILYN W. SONNIE: Thanks. Every M&A lawyer has to know about fiduciary duties. ...

Agency's Review of the Decision; Federal Court Review in Social Security Cases

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Recorded on: Mar. 27, 2013

ANNE CALLAGY: My name is Anne Callagy, and I'm going to be talking about the Appeals Council review of ALJ decisions. I think, at the moment, we have the wrong PowerPoint up on the screen. I think we have jumped to Part 3. KYLA L. RATLIFF: All right. ANNE CALLAGY: There we go. So, you know, we're going in order of the administrative process. So Kyla has just gone through the initial application through the ALJ hearing. And then you get a decision ...

A Look-back: Department of Labor, Prohibited Transaction Issues and Perspectives

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Recorded on: Apr. 10, 2013

GRACE E. O'HANLON: It's my pleasure to introduce you to the co-chairs of today's program. Arthur Kohn And Howard Pianko. Arthur is a partner in Cleary, Gottlieb, Steen, and Hamilton's New York office. His practice focuses on compensation and benefit matters, including executive compensation, pension compliance, and investment employment law, and related matters. Howard is a partner in Seyfarth Shaw's New York office. He advises plan investors on ...

Alternative and Emerging Models in Patent Monetization

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Recorded on: Apr. 17, 2013

JOSE A. ESTEVES: OK. We're going to go ahead and get started with the afternoon portion of the program. [SIDE CONVERSATION] JOSE A. ESTEVES: Yes. [SIDE CONVERSATION] JOSE A. ESTEVES: All right. So we've got the first of three panels of the afternoon program. And in this panel we're going to have presentations exploring new and emerging models related to patent monetization. And we have four speakers lined up for you. Our first is Cheryl Malone. ...

An Overview of the IPO Registration Process

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Recorded on: Apr. 11, 2013

LAUREN E. NOCHTA: It is now my pleasure to introduce each of the chairs of today's program, Laird Simons and Deanna Kirkpatrick. Laird is a partner at Fenwick and West where he is a member of the securities group. He concentrates his practice in initial public offerings for both domestic and foreign corporations, follow on offerings for already public companies, and ongoing securities advice and counseling for public companies. Deanna is a partner ...

Appeals to the Court of Appeals for the Federal Circuit

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Recorded on: Apr. 3, 2013

ROBERT GREENE STERNE: Well, welcome again, and now we're going to be addressing the very important subject of appeals from the Board to the Federal Circuit, something that I think a lot of us are woefully deficient in our appreciation of the task at hand, and we need to get up to speed on this very important piece of the puzzle. So as we start this panel discussion, first of all, let me introduce John Dragseth, who is our other faculty member, in ...

Arbitration

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Recorded on: Apr. 17, 2013

ALAN S. KAPLINSKY: Well, we're down to the final panel of the day. And I want to thank those of you that have remained behind because I can assure you this is going to be a very stimulating and interesting panel dealing with arbitration. And it's a topic near and dear to my heart. Indeed, this is the first year, I think, on this panel I've only been a moderator. And same thing with Deepak. But we're really delighted to have with us today two people ...

Arbitration and Mediation of Copyright Disputes

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Recorded on: Apr. 24, 2013

SPEAKER 1: The last leg-- Alida Camp. ALIDA CAMP: It's probably the end of a long day, but this is a bit different. What I'm here to do is try to encourage you to use mediation and arbitration as alternatives to litigation in not only copyright, but really any disputes. But it makes a lot of sense in copyright. Is it always appropriate? No. But do I think it's something that you ought to discuss with your clients with the parties to the case with ...

Are These My Employees?: The Latest Issues on Outsourcing and Independent Contractors

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Recorded on: Apr. 8, 2013

WILLIS J. GOLDSMITH: I think that we're almost all assembled. We're going to get ready for our last panel of the morning. Each of the previous panels ended with hot topics, and each of the previous panelists covered a series of hot topics. This particular panel is all about one very hot topic, a topic that doesn't seem to go away. And as with the previous panelists, we're really fortunate to have Larry Baer, Don Sapir, and Marty Schmelkin with us, ...

Art Law and Copyright

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Recorded on: Apr. 24, 2013

RICHARD DANNAY: OK. Welcome back. I hope everyone had a good lunch. We have a great panel for this afternoon. Unfortunately, the moderator's voice is barely in play, but I'm going to introduce all three of our speakers as I did in the morning. And then Simon will begin. To my right and our first speaker in the afternoon is Simon Frankel, who is a litigation partner in the San Francisco office of Covington & Burling and chair of his firm's intellectual ...

Art of the Deal 2.0 - Web 2.0 Issues in Technology Acquisitions 2013 (Audio-only)

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Recorded on: Feb. 6, 2013

AMY TAUB: Hello. My name is Amy Taub and I'm a program attorney with PLI. I would like to welcome you to today's briefing, "Art of the Deal, Web 2.0 Issues in Technology Acquisitions." Before I begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the course handbook ...

Asylum and Related Relief

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Recorded on: Mar. 15, 2013

CYRUS D. MEHTA: OK, so we'll get moving with the next panel. We spoke about how people get into removal and deportation proceedings. This panel will generally speak about how people can seek relief from removal and deportation. And just relief in general, because asylum can be sought even administratively outside the removal context. So we do have a great panel. And it's going to be a long panel-- 1 hour, 15 minutes. Each speaker will have 25 minutes ...

Attorneys and Social Media

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Recorded on: Mar. 19, 2013

RICHARD RAYSMAN: OK, we're back. And we're back online, as well. Our next topic is attorneys and social media. And there are just two speakers-- myself and Ignatius Grande, who is to my right, your left, who's a senior e-discovery attorney and director of the practice support at Hughes Hubbard & Reed. In his role, at Hughes Hubbard, Ignatius develops and implements strategies to ensure that the firm's clients receive the highest quality of litigation ...

A View from the Trenches: Hot Issues, Creative Solutions

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Recorded on: Feb. 8, 2013

JOHN DELANEY: OK, we're back. A couple of housekeeping matters. As I mentioned at the beginning, we look forward to your feedback. Let us know what you like. Let us know about other topics that we can cover next year. We hope to have you back next year. So if you have thoughts about other issues you're seeing in your own practice that we haven't been able to touch upon in a day long conference, we'd love to hear about it. So please fill out the evaluation ...

Banking and Mortgage Servicing Perspective

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Recorded on: Feb. 12, 2013

We'll move on to the second part of our presentation, and this presentation is from the bank's perspective. And Peter Barwick is going to speak about the way mortgage securities are held by the banks, the corporate trust issues. And Rich Haber and Jeff Jaffee are going to talk about the economics of mortgage servicing. And thank you very much gentlemen. PETER S. BARWICK: Good afternoon. Thanks, Joe. Thank you all for braving the elements to get here. ...

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP