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SEC's Extension of Exemptions for Security-Based Swaps 2013 (Audio-only)

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Released on: May. 15, 2013

Taken from the briefing SEC's Extension of Exemptions for Security-Based Swaps 2013 recorded April, 2013.Among its many important changes to the legal landscape, The Dodd-Frank Act defined the term “security” to include security-based swaps. The SEC has taken a deliberative approach in relation to the effects of this change, and recently extended until February, 2014 the expiration date of certain temporary exemptions and interim final rules that ...

SEC Focus on Asset Valuation: What Fund Managers Should Know 2013 (Audio-only)

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Released on: Mar. 28, 2013

Taken from the briefing SEC Focus on Asset Valuation: What Fund Managers Should Know recorded March, 2013. For the past year, top officials of the Securities and Exchange Commission (“SEC”) have repeatedly identified the valuation of illiquid assets held by registered funds and private equity and hedge funds as one of the regulatory agency’s top five areas of enforcement and examination focus. In a December action, the SEC charged ...

Setting Your Compliance Program Agenda for 2013 (Audio-only)

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Released on: Jan. 24, 2013

Taken from the briefing Setting Your Compliance Program Agenda for 2013 recorded January, 2013. The FCPA guidance issued last month by the Department of Justice and Securities and Exchange Commission indicates an enhanced focus on compliance programs by the federal government in its enforcement efforts.  While good news for the business community, this also means that companies should pay extra attention to setting their own compliance ...

Special Problems in Representing Foreign Companies in US Criminal Investigations 2013 (Audio-only)

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Released on: Apr. 23, 2013

Taken from the briefing Special Problems in Representing Foreign Companies in US Criminal Investigations recorded April, 2013.At an accelerating rate, Department of Justice criminal investigations of antitrust, FCPA, money-laundering, financial fraud and other areas focus on foreign companies. A US lawyer representing a foreign company in such an investigation is likely to encounter cultural, institutional and legal disconnects with the US criminal ...

Supreme Court's 2012 Blockbuster Term: Review of Major Cases (Audio-only)

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Released on: May. 16, 2013

Taken from the briefing Supreme Court's 2012 Blockbuster Term: Review of Major Cases 2013 May, 2013.This is a blockbuster term in the Supreme Court. There are major cases concerning the Fourth Amendment, about the constitutionality of affirmative action in higher education, the constitutionality of Section 5 of the Voting Rights Act, the right to marriage equality for gays and lesbians, and the ability to sue corporations under the Alien Tort ...

Supreme Court's Amgen Inc. v. Connecticut Retirement Plans & Trust Funds: Class Certification of Securities Fraud Actions 2013 (Audio-only)

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Released on: Apr. 8, 2013

Taken from the briefing Supreme Court's Amgen Inc. v. Connecticut Retirement Plans & Trust Funds: Class Certification of Securities Fraud Actions recorded March, 2013. The Supreme Court handed down its decision in Amgen Inc. v. Connecticut Retirement Plans & Trust Funds, No. 11-1085, on February 27, 2013, and held that plaintiffs asserting claims for violations of Section 10(b) of the Securities Exchange Act of 1934 need not, at the class ...

Third Party Litigation Finance: What Is It and What Are Its Implications? (Audio-only)

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Released on: Feb. 22, 2013

Taken from the briefing Third Party Litigation Finance: What Is It and What Are Its Implications? recorded February, 2013. With the dramatically increasing use of third party funding arrangements, lawyers and law firms are facing the issue of how to manage these relationships, as well as how to potentially increase legal business for their practices, or even compete with those who are doing so. Lecture Topics [Total Time: 01:08:00] How ...

"Tightening the Chokehold" - An Overview of Enhanced OFAC Sanctions and Enforcement 2013 (Audio-only)

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Released on: Mar. 20, 2013

Taken from the briefing "Tightening the Chokehold" - An Overview of Enhanced OFAC Sanctions and Enforcement recorded March, 2013. The United States has ratcheted up its pressure on bad-actor states- Iran, in particular - through a series of enactments that strengthen sanctions administered by the Office of Foreign Assets Control (“OFAC”). In the words of one Congresswoman, this legislation “seeks to tighten the chokehold . . . ...

Update on CA Penal Code 1170.9 for Veterans 2013 (Audio-only)

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Released on: Feb. 27, 2013

Taken from the briefing Update on CA Penal Code 1170.9 for Veterans recorded February, 2013. Learn about the restorative relief now available to veterans under subdivision (h) of the California Penal Code 1170.9, effective as of January 1, 2013! Under Penal Code 1170.9, where a veteran alleges and the court concludes that a veteran committed a criminal offense as a result of sexual trauma, traumatic brain injury, post-traumatic stress disorder, ...

USPTO First-to-File Implementation Guidelines: What They Say and What They Mean 2013 (Audio-only)

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Released on: Mar. 21, 2013

Taken from the briefing USPTO First-to-File Implementation Guidelines: What They Say and What They Mean recorded March, 2013. The USPTO has now finalized their approach to the role out of First-to-File. Find out the details and learn some of the wrinkles that may be resolved only once the CAFC has had a chance to have their say. It is a place to start, but where do we go from here, and can we obtain some insight on the approach the CAFC might consider? Listen ...

Violence Against Women Act 2013 (Audio-only)

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Released on: May. 13, 2013

Taken from the briefing Violence Against Women Act 2013 recorded April, 2013.The Violence Against Women Act (VAWA) has been a valuable tool for both law enforcement and immigration practitioners alike. The legislation has helped survivors of domestic and sexual violence come out the shadows and it has provided a mechanism for regularizing the immigration status of these survivors. VAWA 2013 now extends protections to other vulnerable groups.Listen ...

What Tactics are "Fair" When FRAND is in Dispute? FRAND Commitments and the Disabilities They Create 2013 (Audio-only)

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Released on: Apr. 10, 2013

Taken from the briefing What Tactics are "Fair" When FRAND is in Dispute? FRAND Commitments and the Disabilities They Create recorded March, 2013. The interplay between patents and standards is not exactly new, but the magnitude and intensity of the contest between patent owners and their potential licensees has become highly charged and has made harmonization difficult. This program will explore the origins of the problem and the need for ...

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP