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Basics of Mutual Funds and Other Registered Investment Companies 2013 -- The Evolution of an Industry: Approaching 75 Years of Retail Fund Regulation

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From the program: Basics of Mutual Funds and Other Registered Investment Companies 2013

Recorded on: Apr. 30, 2013

Taken from the Web Program Basics of Mutual Funds and Other Registered Investment Companies 2013 recorded April, 2013 in New York.Lecture Topics  [00:41:07]The Evolution of an Industry: Approaching 75 Years of Retail Fund Regulation  [00:41:07] The fund industry prior to regulation and Congress’s first response to dishonesty The Investment Company Act framework and its central focus on conflicts of interest What are “registered investment ...

Enforcement 2013: Perspectives from Government Agencies -- Foreign Facing Conduct: Enforcement and Sanctions Update

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From the program: Enforcement 2013: Perspectives from Government Agencies

Recorded on: Apr. 29, 2013

Taken from the Web Program Enforcement 2013: Perspectives from Government Agencies recorded April, 2013 in New York.Lecture Topics  [01:15:01]Foreign Facing Conduct: Enforcement and Sanctions Update  [01:15:01] FCPA update - what are the limits? Impact of foreign data privacy laws on U.S. investigations Global insider trading enforcement Anti-corruption enforcement beyond the FCPA Anti-money laundering issues and trends involving ...

International Estate & Tax Planning 2013 -- Case Study: Reporting Requirements and Disclosures

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From the program: International Estate & Tax Planning 2013

Recorded on: Apr. 24, 2013

Taken from the Web Program International Estate & Tax Planning 2013 recorded April, 2013 in New York.Lecture Topics  [01:00:49]Case Study: Reporting Requirements and Disclosures  [01:00:49] Review of experience in the foreign account voluntary disclosure program Continuing availability of voluntary disclosure Alternatives to voluntary disclosure Developments in international informational reporting FATCA, foreign trusts, ...

Advanced Copyright Law Annual Review 2013 -- Can The DMCA Be Fixed? If So, How?

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From the program: Advanced Copyright Law Annual Review 2013

Recorded on: Apr. 24, 2013

Taken from the Web Program Advanced Copyright Law Annual Review 2013 recorded April, 2013 in New York.Lecture Topics  [01:00:14]Can The DMCA Be Fixed? If So, How?  [01:00:14] Viacom v. YouTube (2d Cir.) Other key cases Actual knowledge, constructive knowledge, willful blindness Safe harbors, takedown notices Piracy and enforcement issues The purchase price of this segment includes the following article from the Course Handbook ...

First Annual Institute on Corporate & Securities Law in Hong Kong 2013 -- Market Overview

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From the program: First Annual Institute on Corporate & Securities Law in Hong Kong 2013

Recorded on: Apr. 22, 2013

Taken from the Web Program First Annual Institute on Corporate & Securities Law in Hong Kong 2013 recorded April, 2013 in Hong Kong.Lecture Topics  [01:04:42]Market Overview  [01:04:42] What are investors looking for when investing in Asian markets? Issues Hong Kong companies face when listing in the U.S. and China Challenges U.S. issuers face when listing in Hong Kong and China Differences in listing regimes and treatment ...

Private Placements and Other Financing Alternatives 2013 -- Financings in Close Proximity to One Another

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From the program: Private Placements and Other Financing Alternatives 2013

Recorded on: Apr. 22, 2013

Taken from the Web Program Private Placements and Other Financing Alternatives 2013 recorded April, 2013 in New York.Lecture Topics  [00:30:23]Financings in Close Proximity to One Another  [00:30:23] General solicitation Testing the waters Integration safe harbors Integration analysis post-JOBS Act The purchase price of this segment includes the following article from the Course Handbook available online: Integration of ...

Elder Law Institute 2013 (25th Annual) -- Ethics in Elder Law

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From the program: Elder Law Institute 2013 (25th Annual)

Recorded on: Apr. 22, 2013

Taken from the Web Program Elder Law Institute 2013 (25th Annual) recorded April, 2013 in New York.Lecture Topics  [01:02:58]Ethics in Elder Law  [01:02:58] Attorney Client problems with multiple family members - who is the client? Avoiding crossing the line - self dealing vs. client's interests and wishes Use and abuse of Power of Attorney Who can tell you what is right and wrong? The purchase price of this segment includes the ...

Advanced Trademark Law Annual Review 2013 -- Insurance Coverage for Trademark Infringement

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From the program: Advanced Trademark Law Annual Review 2013

Recorded on: Apr. 18, 2013

Taken from the Web Program Advanced Trademark Law Annual Review 2013 recorded April, 2013 in New York.Lecture Topics  [01:06:48]Insurance Coverage for Trademark Infringement  [01:06:48] Coverage under Commercial General Liability policies, Errors & Omissions, Directors & Officers and Intellectual Property Defense Policies Securing coverage in the face of IP exclusions Focusing on the facts alleged, not the characterization ...

IP Monetization 2013: Maximize the Value of Your IP Assets -- Overview and Current Developments in IP Monetization Techniques and IP Litigation Financing

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From the program: IP Monetization 2013: Maximize the Value of Your IP Assets

Recorded on: Apr. 17, 2013

Taken from the Web Program IP Monetization 2013: Maximize the Value of Your IP Assets recorded April, 2013 in San Francisco.Lecture Topics  [01:11:56]Overview and Current Developments in IP Monetization Techniques and IP Litigation Financing  [01:11:56] In this kick-off session, you will: Hear an overview and analysis of IP monetization techniques, and learn about the latest monetization techniques being deployed Gain an up-to-date ...

Consumer Financial Services Institute 2013 (18th Annual) -- CFPB Regulatory Update

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From the program: Consumer Financial Services Institute 2013 (18th Annual)

Recorded on: Apr. 17, 2013

Taken from the Web Program Consumer Financial Services Institute 2013 (18th Annual) recorded April, 2013 in New York.Lecture Topics  [00:57:37]CFPB Regulatory Update  [00:57:37] Final rule defining obligations to assess borrowers’ ability to repay mortgage loans and the qualified mortgage rule Final rules on mortgage escrow requirements, mortgage servicing and remittances Status of rule to combine Truth-in-Lending Act (TILA)/Real ...

School Law Institute 2013 (13th Annual) -- Guardianship and Determinations of "Independent Decisions"

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From the program: School Law Institute 2013 (13th Annual)

Recorded on: Apr. 17, 2013

Taken from the Web Program School Law Institute 2013 (13th Annual) recorded April, 2013 in New York.Lecture Topics  [01:00:37]Guardianship and Determinations of "Independent Decisions" [01:00:37] Planning issues for disabled children reaching adulthood Integrating guardianship into transition planning “Independent Decisions” - legal and practical issuesThe purchase price of this segment includes the following article from the Course ...

New York CPLR 2013 -- Motions to dismiss, summary judgment and statute of limitations

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From the program: New York CPLR 2013

Recorded on: Apr. 15, 2013

Taken from the Web Program New York CPLR 2013 recorded April, 2013 in New York.Lecture Topics  [02:09:46]Motions to dismiss, summary judgment and statute of limitations  [02:09:46] CPLR 3211 motions to dismiss Timing of summary judgment motions Summary judgment motions CPLR 3213 motions for summary judgment in lieu of complaint Defaults CPLR 3216 motions to dismiss for failure to prosecute Voluntary discontinuance Statute ...

How to Prepare an Initial Public Offering 2013 -- Special Considerations for Foreign Private Issuers and Market Practice Under the JOBS Act One Year Later

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From the program: How to Prepare an Initial Public Offering 2013

Recorded on: Apr. 11, 2013

Taken from the Web Program How to Prepare an Initial Public Offering 2013 recorded April, 2013 in New York.Lecture Topics  [00:50:59]Special Considerations for Foreign Private Issuers and Market Practice Under the JOBS Act One Year Later [00:50:59] Issues specific to foreign private issuers contemplating an initial public offering How has market practice generally changed as a result of the JOBS Act The purchase price of this segment ...

Pension Plan Investments 2013: Current Perspectives -- DC Plan Developments

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From the program: Pension Plan Investments 2013: Current Perspectives

Recorded on: Apr. 10, 2013

Taken from the Web Program Pension Plan Investments 2013: Current Perspectives recorded April, 2013 in New York.Lecture Topics  [01:02:40]DC Plan Developments  [01:02:40] Revenue sharing and revenue credits Annuitizing DC plan benefits The brokerage window controversy Section 408(b)(2) reporting Stable value fund trends and issues The purchase price of this segment includes the following article from the Course Handbook ...

Catastrophe and the Law: What Lawyers Need to Know to Advise Clients to Prepare and Respond to Disasters 2013 -- Emergency Management and Government Benefits

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From the program: Catastrophe and the Law: What Lawyers Need to Know to Advise Clients to Prepare and Respond to Disasters 2013

Recorded on: Apr. 10, 2013

Taken from the Web Program Catastrophe and the Law: What Lawyers Need to Know to Advise Clients to Prepare and Respond to Disasters 2013 recorded April, 2013 in New York.Lecture Topics  [01:11:34]Emergency Management and Government Benefits  [01:11:34] A. Government Response Federal, state and local emergency declarations FEMA, state and local emergency response measures, including mandatory evacuation orders Relationship between ...

Understanding Employment Law 2013 -- Labor Law Nuts and Bolts

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From the program: Understanding Employment Law 2013

Recorded on: Apr. 8, 2013

Taken from the Web Program Understanding Employment Law 2013 recorded April, 2013 in New York.Lecture Topics  [01:02:37]Labor Law Nuts and Bolts  [01:02:37] The law of union organizing The representation election process The law of collective bargaining The interplay between employment law and the NLRA Current hot topics The purchase price of this segment includes the following article from the Course Handbook available online: Summaries ...

Government Investigations 2013: The Role of Electronic Information in Investigation and Response -- Responding to Government Requests for ESI: Providing Information, Handling the Investigation, and Ending the Case

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From the program: Government Investigations 2013: The Role of Electronic Information in Investigation and Response

Recorded on: Apr. 5, 2013

Taken from the Web Program Government Investigations 2013: The Role of Electronic Information in Investigation and Response recorded April, 2013 in New York.Lecture Topics  [02:00:25]Responding to Government Requests for ESI: Providing Information, Handling the Investigation, and Ending the Case  [02:00:25] Preservation: When is the duty to preserve triggered? Negotiation: How to approach the government and see if there is room for ...

Nuts & Bolts of State and Local Tax 2013 -- State Income Tax Primer

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From the program: Nuts & Bolts of State and Local Tax 2013

Recorded on: Apr. 3, 2013

Taken from the Web Program Nuts & Bolts of State and Local Tax 2013 recorded March, 2013 in New York.Lecture Topics  [01:18:43]State Income Tax Primer  [01:18:43] Nexus – in what state is a corporation taxed? Allocation of income of multistate corporations When are combined returns allowed or required? Taxation of individuals, including nonresident employees The purchase price of this segment includes the following article ...

USPTO Post-Grant Patent Trials 2013 -- Practice Before the PTAB Rountable

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From the program: USPTO Post-Grant Patent Trials 2013

Recorded on: Apr. 3, 2013

Taken from the Web Program USPTO Post-Grant Patent Trials 2013 recorded March, 2013 in New York.Lecture Topics  [01:02:25]Practice Before the PTAB Rountable  [01:02:25] Retrospective of first trial petitions Motion practice Scheduling Rule refinements Practice tips The purchase price of this segment includes the following article from the Course Handbook available online: Board Decisions Involving the First Wave of Contested ...

California Public Benefits: The Basics for Non-Profit and Pro Bono Advocacy 2013 (Free) -- Writs & Appeals

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From the program: California Public Benefits: The Basics for Non-Profit and Pro Bono Advocacy 2013 (Free)

Recorded on: Apr. 3, 2013

Taken from the Web Program California Public Benefits: The Basics for Non-Profit and Pro-Bono Advocacy recorded April, 2013 in San Francisco.Lecture Topics  [01:00:41]Writs & Appeals  [01:00:41]Public benefits cases can proceed from administrative hearings to court appeals. These include writ petitions in state court, or in Social Security cases, complaints in federal court. Participants will learn strategies and procedures for ...

Developments in Pharmaceutical and Biotech Patent Law 2013 -- Claim Construction in Pharma/Biotech Cases

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From the program: Developments in Pharmaceutical and Biotech Patent Law 2013

Recorded on: Apr. 2, 2013

Taken from the Web Program Developments in Pharmaceutical and Biotech Patent Law 2013 recorded April, 2013 in New York.Lecture Topics  [01:06:40]Claim Construction in Pharma/Biotech Cases  [01:06:40]Hear the developments in the law of claim construction and consideration of specific claim construction issues that come up repeatedly in Pharma and Biotech casesThe purchase price of this segment includes the following article from the ...

Social Security Disability 2013: From Administrative Proceedings to Federal Practice -- Overview of Social Security Benefits and the Administrative Law Judge Hearing

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From the program: Social Security Disability 2013: From Administrative Proceedings to Federal Practice

Recorded on: Mar. 27, 2013

Taken from the Web Program Social Security Disability 2013: From Administrative Proceedings to Federal Practice recorded March, 2013 in New York. Lecture Topics  [00:56:17] Overview of Social Security Benefits and the Administrative Law Judge Hearing  [00:56:17] The definition of disability Types of SSA Disability Benefits The Application Process The ALJ hearing Preparing the case The ALJ’s ...

Securities Offerings 2013: A Public Offering: How It Is Done -- Preparing Your Registration Statement, Negotiating the Underwriting Agreement and Offering Mechanics

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From the program: Securities Offerings 2013: A Public Offering: How It Is Done

Recorded on: Mar. 25, 2013

Taken from the Web Program Securities Offerings 2013: A Public Offering: How It Is Done recorded March, 2013 in New York. Lecture Topics  [01:17:26] Preparing Your Registration Statement, Negotiating the Underwriting Agreement and Offering Mechanics  [01:17:26] Preparation of the registration statement and the underwriting agreement Discussion of registration process, including SEC review and comment process (including ...

Advanced Licensing Agreements 2013 -- Breakouts: Rights of Publicity Licensing/Licensing Issues in the Life Sciences Industry

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From the program: Advanced Licensing Agreements 2013

Recorded on: Mar. 22, 2013

Taken from the Web Program Advanced Licensing Agreements 2013 recorded March, 2013 in New York. Lecture Topics  [01:00:40] Breakouts: Rights of Publicity Licensing/Licensing Issues in the Life Sciences Industry  [01:00:40] I. Licensing Issues in the Life Sciences Industry Topics will vary by city, and may include: Research plan Due diligence Transitioning pharmaceutical products/programs Monetary considerations ...

Social Media for Non-Profit and Public Interest Organizations 2013 (Free; NO CLE) -- Social Media Strategy (NO CLE)

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From the program: Social Media for Non-Profit and Public Interest Organizations 2013 (Free; NO CLE)

Recorded on: Mar. 22, 2013

Please note: There is no CLE credit available for this segment.Taken from the Web Program Social Media for Non-Profit and Public Interest Organizations recorded March, 2013 in San Francisco. Lecture Topics  [01:05:41] Social Media Strategy  [01:05:41] Every nonprofit is looking for ways to fortify and enrich its support for programs, events and fundraising. Social media promises to have potential in this area…but how and where can ...

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP