Recorded on: Apr. 22, 2013
SPEAKER 1: So our last session for today is an overview of regulatory and enforcement activities in the context of private transactions, PIPEs, hybrids, et cetera. And with us today, we have Jim Rothwell, a partner in Davis Polk's corporate department, and Jim advises dealers, issuers and funds on structured equity derivatives transactions.
And Alex Cohen, a partner in the DC office of Lathan & Watkins, and a former SEC official in the office ...