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Common Ethics Issues in IP Transactions

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Recorded on: Mar. 5, 2013

Taken from the Web Program IP Issues in Business Transactions 2013 Recorded March, 2013 in San Francisco Common Ethics Issues in IP Transactions [01:00:29] Potential unlicensed practice of law Ethical obligations relating to non-clients When are conflicts unwaivable? Attorney misconduct and duty to report The purchase price of this segment includes the following article(s) from the Course Handbook available online:  ...

Communications Issues and Unannounced Offerings

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Recorded on: Apr. 22, 2013

Taken from the Web Program Private Placements and Other Financing Alternatives 2013 NY Recorded April, 2013 in New YorkCommunications Issues and Unannounced Offerings [00:59:19] Regulation FD Communications safe harbors Material nonpublic information Confidentiality and Non-Disclosure Agreements Standstills and trading prohibitions Compliance concerns for placement agents and underwriters The purchase price of this segment includes the ...

Compensation Issues

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Recorded on: Dec. 19, 2012

Taken from the Web Program Nonprofit Organizations 2012: Governance, Compensation, and Form 990 Reporting Issues Recorded December, 2012 in New York Compensation Issues [00:00:01] Form 990, schedule J concerns regarding compensation Issues to consider in avoiding intermediate sanctions Proper financial reporting of compensation State law and regulatory issues The purchase price of this segment includes the following article(s) ...

Complaint Drafting

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Recorded on: Mar. 8, 2013

Taken from the Web Program Representing the Pro Bono Client: Effective Written Advocacy Recorded March, 2013 in San Francisco Complaint Drafting [01:11:34] This segment addresses the several purposes of the complaint or petition, and ways to accomplish these while following the technical rules of pleading. You will learn the art and science of complaint drafting and the glories and the pitfalls of the Code of Civil Procedure. The purchase price ...

Compliance: What Audit Committees Need to Know

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Recorded on: Jun. 25, 2013

Taken from the Web Program Audit Committees and Financial Reporting 2013: Recent Developments and Current Issues Recorded June, 2013 in New YorkCompliance: What Audit Committees Need to Know [01:01:48] Role of internal audit New FCPA guidance C-suite fraud Crisis management Challenges and best practices for 2013 The purchase price of this segment includes the following article(s) from the Course Handbook available online: Reaching Greater ...

Compliance and Operational Issues

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Recorded on: Sep. 19, 2013

Taken from the Web Program Hedge Fund Management 2013 Recorded September, 2013 in New YorkCompliance and Operational Issues [01:00:07] Major operational and legal risks for hedge funds Information walls - when are they needed? Valuation issues Risks regarding expert networks Developing effective compliance programs The purchase price of this segment includes the following article(s) from the Course Handbook available online: Letter from ...

Compliance Officer Roundtable

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Recorded on: Nov. 2, 2012

Taken from the Web Program Broker/Dealer Regulation and Enforcement 2012 Recorded October, 2012 in New York Compliance Officer Roundtable [01:00:38] This panel of Chief Compliance Officers will discuss the challenges they face managing their compliance programs in light of continued unprecedented changes in the broker dealer industry. They will discuss current regulatory issues and priorities and offer lessons learned from recent enforcement actions. ...

Conducting an Effective Direct and Redirect Examination

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Recorded on: Dec. 5, 2012

Taken from the Web Program Trial by Jury 2012 Recorded November, 2012 in New York Conducting an Effective Direct and Redirect Examination [01:02:27] Clearly and forcefully presenting your case on direct Secrets to preparing and organizing your direct Involving the jury in the story Arguing your case through the witness Making your witness the star of the show When - and when not - to ask questions on redirect The ...

Conflict Minerals 2012: How to Comply with the new SEC Rules Recorded - Determining Whether the Conflict Minerals Rules Apply

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Recorded on: Dec. 13, 2012

Taken from the Web Program Conflict Minerals 2012: How to Comply with the new SEC Rules Recorded December, 2012 in New York Determining Whether the Conflict Minerals Rules Apply [01:55:30] What are the company’s “products”? o End product versus means of production or delivery o Treatment of non-physical products - Transportation and delivery services - Utilities - Media - Rentals o Applicability ...

Conflicts of Interest and Gifts and Entertainment: Risks and Compliance Measures

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Recorded on: Nov. 29, 2012

Taken from the Web Program Advanced Compliance and Ethics Workshop 2012 Recorded November, 2012 in San Francisco Conflicts of Interest and Gifts and Entertainment: Risks and Compliance Measures [01:02:19] Drafting workable policies Approval procedures Questionnaires and certifications Balancing competing interests The purchase price of this segment includes the following article(s) from the Course Handbook available online:  ...

Conflicts of Interest and Other Ethics Issues

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Recorded on: Jul. 10, 2013

Taken from the Web Program Fourteenth Annual Private Equity Forum Recorded July, 2013 in New YorkConflicts of Interest and Other Ethics Issues [01:00:00] Conflicts of interest Issues arising among funds with the same adviser Issues arising within the adviser The purchase price of this segment includes the following article(s) from the Course Handbook available online: Ethical Issues and Conflicts of Interest Considerations for Private Equity ...

Continued Evolution in Auditing and Accounting

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Recorded on: Feb. 21, 2013

Taken from the Web Program Corporate Governance - A Master Class 2013 NY Recorded February, 2013 in New York Continued Evolution in Auditing and Accounting [00:45:00] An energized PCAOB Part I - prospects for audit firm rotation An energized PCAOB Part II - nature of audits An energized PCAOB Part III - communications between auditors and audit committees IFRS update - will we land a woman on Mars before there is IFRS for ...

Contract Issues

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Recorded on: Jun. 11, 2013

Taken from the Web Program Cloud Computing 2013: Cut Through the Fluff & Tackle the Critical Stuff Recorded June, 2013 in San FranciscoContract Issues [01:35:22] What can and can’t be negotiated in enterprise cloud-computing deals? What are the most significant issues for RFPs, due diligence and negotiations? What should/shouldn’t be included in key provisions?:- Privacy, data security and confidentiality- Indemnity and liability- Termination- ...

Controlled Foreign Corporations (CFCs) and Subpart F

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Recorded on: Jul. 29, 2013

Taken from the Web Program Basics of International Taxation 2013 Recorded July, 2013 in New YorkControlled Foreign Corporations (CFCs) and Subpart F [01:24:13] History and policies underlying Subpart F rules Key definitions and foundational concepts Required inclusions under Subpart F rules Treatment of distributions from CFCs Consequences of dispositions and liquidations of CFCs The purchase price of this segment includes the following ...

Controlling Costs in Litigation: Experts and Damages Panel

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Recorded on: Feb. 15, 2013

Taken from the Web Program Trade Secrets 2013: What Every IP Attorney Should Know Recorded February, 2013 in San Francisco Controlling Costs in Litigation: Experts and Damages Panel [00:57:56] Expert witness strategy: who, when, why and how? How to maximize value and minimize costs from complaint to verdict Techniques for assessing the value of a trade secret Damages calculations and what to expect at trial Consultant ...

Conversations with the SEC Staff

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Recorded on: Jan. 28, 2013

Taken from the Web Program Securities Products of Insurance Companies in the Course of Regulatory Reform 2013 Recorded January, 2013 in New York Conversations with the SEC Staff [01:32:05] The SEC agenda for insurance products Staff standards for filings of product changes Core IA and IC inspection issues SRO or SEC for investment advisers The purchase price of this segment includes the following article(s) from the Course ...

Copyright Enforcement Update

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Recorded on: Feb. 12, 2013

Taken from the Web Program IP Enforcement and Litigation 2013: Criminal and Civil Update Recorded February, 2013 in New York Copyright Enforcement Update [01:02:59] Fair use: What is fair use and when is it a proper defense? Latest case law updates Grey market goods: Can brand owners control such imports or will the First Sale Doctrine rule? Review of the Kirtsaeng Case Process of protecting computer software. When can it be copyrighted ...

Credit Consequences of Foreclosures, Short Sales and Loan Modification

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Recorded on: Oct. 10, 2012

Taken from the Web Program Tax, Credit and Other Financial Consequences of Foreclosures, Short Sales and Mortgage Loan Principal Forgiveness Recorded October, 2012 in San Francisco Credit Consequences of Foreclosures, Short Sales and Loan Modification [01:01:34] How foreclosures, short sales and loan modifications impact a borrower’s credit score and future ability to buy another home Foreclosure rescue scams involving mortgage ...

Cross-Border Assignments & Employment Agreements

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Recorded on: Jun. 11, 2013

Taken from the Web Program International Employment Law 2013 Recorded June, 2013 in New YorkCross-Border Assignments & Employment Agreements [01:07:46] Executive compensation Drafting secondment agreements Enforcement of restrictive covenants across borders Choice of law and choice of forum issues Anticipating problems: how to terminate the assignment The purchase price of this segment includes the following article(s) from the Course ...

Cross-Examination; Trial Objections

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Recorded on: Aug. 8, 2013

Taken from the Web Program California Trial Advocacy Recorded August, 2013 in San FranciscoCross-Examination; Trial Objections [01:14:59] This session will offer tips on witness preparation, how best to organize and outline your cross-examinations, and a discussion of key trial objections to make during cross-examination. The purchase price of this segment includes the following article(s) from the Course Handbook available online: Evidence ...

Cross Border M&A Planning

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Recorded on: Feb. 5, 2013

Taken from the Web Program International Tax Issues 2013 Recorded January, 2013 in New York Cross Border M&A Planning [01:02:55] Acquisitions of foreign targets Acquisition of U.S. targets with foreign subsidiaries Foreign multinationals acquiring U.S. targets Section 367 developments Section 7874 developments Maximizing use of foreign cash to fund acquisitions The purchase price of this segment includes the ...

Current Developments

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Recorded on: Feb. 20, 2013

Taken from the Web Program 15th Annual Real Estate Tax Forum Recorded February, 2013 in New York Current Developments [01:08:08] An overview of the impact of significant changes to the tax law over the last twelve months Recent legislation, case law, regulations and rulings How these changes impact your clients Washington insider’s look at what to expect from the new Congress The purchase price of this segment ...

Current Issues in Securities Practice

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Recorded on: Oct. 3, 2013

Taken from the Web Program Securities Filings 2013: Practical Guidance in a Changing Environment Recorded September, 2013 in New YorkCurrent Issues in Securities Practice [01:14:35] Continuing implications of the Dodd-Frank and JOBS Acts Current and proposed SEC rulemaking Recent judicial developments Discussion among the panelists and the audience of current issues affecting securities practice in general and securities filings in particular ...

Current Trends and Developments

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Recorded on: May. 2, 2013

Taken from the Web Program Basics of Mutual Funds and Other Registered Investment Companies 2013 Recorded April, 2013 in New YorkCurrent Trends and Developments [01:04:07] Will ETFs displace mutual funds as the pooled investment vehicle for the retail investor Will hedge funds displace registered funds as the preferred 21st century investment? What other changes are afoot in the mutual fund industry? The purchase price of this segment includes ...

Cybercrime: A Multi-Faceted Legal Challenge

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Recorded on: Apr. 10, 2013

Taken from the briefing Cybercrime: A Multi-Faceted Legal Challenge recorded April, 2013.Every day, more and more of our lives and our business is conducted online. It should come as no surprise, therefore, that savvy criminals are increasingly looking to the digital world as well. Each day brings new headlines about the growing threats posed by cybercriminals, ranging from thefts of personal information and intellectual property, to disruptive ...

Featured Faculty/Authors
Nathan A. Schachtman

Nathan A. Schachtman ~ Nathan A. Schachtman, Esq., PC

Gary A. Adler

Gary A. Adler ~ Bingham McCutchen LLP

Sabine Chalmers

Sabine Chalmers ~ Chief Legal & Corporate Affairs Officer, Anheuser-Busch InBev