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Compliance: What Audit Committees Need to Know

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Recorded on: Jun. 25, 2013

Taken from the Web Program Audit Committees and Financial Reporting 2013: Recent Developments and Current Issues Recorded June, 2013 in New YorkCompliance: What Audit Committees Need to Know [01:01:48] Role of internal audit New FCPA guidance C-suite fraud Crisis management Challenges and best practices for 2013 The purchase price of this segment includes the following article(s) from the Course Handbook available online: Reaching Greater ...

Compliance Officer Roundtable

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Recorded on: Nov. 2, 2012

Taken from the Web Program Broker/Dealer Regulation and Enforcement 2012 Recorded October, 2012 in New York Compliance Officer Roundtable [01:00:38] This panel of Chief Compliance Officers will discuss the challenges they face managing their compliance programs in light of continued unprecedented changes in the broker dealer industry. They will discuss current regulatory issues and priorities and offer lessons learned from recent enforcement actions. ...

Conducting an Effective Direct and Redirect Examination

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Recorded on: Dec. 5, 2012

Taken from the Web Program Trial by Jury 2012 Recorded November, 2012 in New York Conducting an Effective Direct and Redirect Examination [01:02:27] Clearly and forcefully presenting your case on direct Secrets to preparing and organizing your direct Involving the jury in the story Arguing your case through the witness Making your witness the star of the show When - and when not - to ask questions on redirect The ...

Conflict Minerals 2012: How to Comply with the new SEC Rules Recorded - Determining Whether the Conflict Minerals Rules Apply

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Recorded on: Dec. 13, 2012

Taken from the Web Program Conflict Minerals 2012: How to Comply with the new SEC Rules Recorded December, 2012 in New York Determining Whether the Conflict Minerals Rules Apply [01:55:30] What are the company’s “products”? o End product versus means of production or delivery o Treatment of non-physical products - Transportation and delivery services - Utilities - Media - Rentals o Applicability ...

Conflicts of Interest and Gifts and Entertainment: Risks and Compliance Measures

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Recorded on: Nov. 29, 2012

Taken from the Web Program Advanced Compliance and Ethics Workshop 2012 Recorded November, 2012 in San Francisco Conflicts of Interest and Gifts and Entertainment: Risks and Compliance Measures [01:02:19] Drafting workable policies Approval procedures Questionnaires and certifications Balancing competing interests The purchase price of this segment includes the following article(s) from the Course Handbook available online:  ...

Conflicts of Interest and Other Ethics Issues

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Recorded on: Jul. 10, 2013

Taken from the Web Program Fourteenth Annual Private Equity Forum Recorded July, 2013 in New YorkConflicts of Interest and Other Ethics Issues [01:00:00] Conflicts of interest Issues arising among funds with the same adviser Issues arising within the adviser The purchase price of this segment includes the following article(s) from the Course Handbook available online: Ethical Issues and Conflicts of Interest Considerations for Private Equity ...

Continued Evolution in Auditing and Accounting

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Recorded on: Feb. 21, 2013

Taken from the Web Program Corporate Governance - A Master Class 2013 NY Recorded February, 2013 in New York Continued Evolution in Auditing and Accounting [00:45:00] An energized PCAOB Part I - prospects for audit firm rotation An energized PCAOB Part II - nature of audits An energized PCAOB Part III - communications between auditors and audit committees IFRS update - will we land a woman on Mars before there is IFRS for ...

Contract Issues

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Recorded on: Jun. 11, 2013

Taken from the Web Program Cloud Computing 2013: Cut Through the Fluff & Tackle the Critical Stuff Recorded June, 2013 in San FranciscoContract Issues [01:35:22] What can and can’t be negotiated in enterprise cloud-computing deals? What are the most significant issues for RFPs, due diligence and negotiations? What should/shouldn’t be included in key provisions?:- Privacy, data security and confidentiality- Indemnity and liability- Termination- ...

Contracts for Green Buildings: Solving the Split Incentive Problem and Contracting Well for Green Performance

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Recorded on: Aug. 9, 2012

Taken from the briefing Contracts for Green Buildings: Solving the Split Incentive Problem and Contracting Well for Green Performance recorded August, 2012. With the increased popularity of LEED-certified buildings and other green aspects of building, contracting or leasing for green has increased in complexity.  Many commercial leases are structured in a manner that actually discourages energy saving improvements, and we will ...

Controlled Foreign Corporations (CFCs) and Subpart F

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Recorded on: Jul. 29, 2013

Taken from the Web Program Basics of International Taxation 2013 Recorded July, 2013 in New YorkControlled Foreign Corporations (CFCs) and Subpart F [01:24:13] History and policies underlying Subpart F rules Key definitions and foundational concepts Required inclusions under Subpart F rules Treatment of distributions from CFCs Consequences of dispositions and liquidations of CFCs The purchase price of this segment includes the following ...

Controlling Costs in Litigation: Experts and Damages Panel

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Recorded on: Feb. 15, 2013

Taken from the Web Program Trade Secrets 2013: What Every IP Attorney Should Know Recorded February, 2013 in San Francisco Controlling Costs in Litigation: Experts and Damages Panel [00:57:56] Expert witness strategy: who, when, why and how? How to maximize value and minimize costs from complaint to verdict Techniques for assessing the value of a trade secret Damages calculations and what to expect at trial Consultant ...

Conversations with the SEC Staff

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Recorded on: Jan. 28, 2013

Taken from the Web Program Securities Products of Insurance Companies in the Course of Regulatory Reform 2013 Recorded January, 2013 in New York Conversations with the SEC Staff [01:32:05] The SEC agenda for insurance products Staff standards for filings of product changes Core IA and IC inspection issues SRO or SEC for investment advisers The purchase price of this segment includes the following article(s) from the Course ...

Copyright Enforcement Update

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Recorded on: Feb. 12, 2013

Taken from the Web Program IP Enforcement and Litigation 2013: Criminal and Civil Update Recorded February, 2013 in New York Copyright Enforcement Update [01:02:59] Fair use: What is fair use and when is it a proper defense? Latest case law updates Grey market goods: Can brand owners control such imports or will the First Sale Doctrine rule? Review of the Kirtsaeng Case Process of protecting computer software. When can it be copyrighted ...

Credit Consequences of Foreclosures, Short Sales and Loan Modification

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Recorded on: Oct. 10, 2012

Taken from the Web Program Tax, Credit and Other Financial Consequences of Foreclosures, Short Sales and Mortgage Loan Principal Forgiveness Recorded October, 2012 in San Francisco Credit Consequences of Foreclosures, Short Sales and Loan Modification [01:01:34] How foreclosures, short sales and loan modifications impact a borrower’s credit score and future ability to buy another home Foreclosure rescue scams involving mortgage ...

Cross-Border Assignments & Employment Agreements

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Recorded on: Jun. 11, 2013

Taken from the Web Program International Employment Law 2013 Recorded June, 2013 in New YorkCross-Border Assignments & Employment Agreements [01:07:46] Executive compensation Drafting secondment agreements Enforcement of restrictive covenants across borders Choice of law and choice of forum issues Anticipating problems: how to terminate the assignment The purchase price of this segment includes the following article(s) from the Course ...

Cross Border M&A Planning

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Recorded on: Feb. 5, 2013

Taken from the Web Program International Tax Issues 2013 Recorded January, 2013 in New York Cross Border M&A Planning [01:02:55] Acquisitions of foreign targets Acquisition of U.S. targets with foreign subsidiaries Foreign multinationals acquiring U.S. targets Section 367 developments Section 7874 developments Maximizing use of foreign cash to fund acquisitions The purchase price of this segment includes the ...

Current Developments

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Recorded on: Feb. 20, 2013

Taken from the Web Program 15th Annual Real Estate Tax Forum Recorded February, 2013 in New York Current Developments [01:08:08] An overview of the impact of significant changes to the tax law over the last twelve months Recent legislation, case law, regulations and rulings How these changes impact your clients Washington insider’s look at what to expect from the new Congress The purchase price of this segment ...

Current Issues in Securities Practice

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Recorded on: Oct. 9, 2012

Taken from the Web Program Drafting Securities Filings 2012 Recorded September, 2012 in New York Current Issues in Securities Practice [01:15:11] The JOBS Act and other recent legislative developments Recent judicial developments Review of recent and proposed SEC rule changes Continuing implications of Dodd-Frank The purchase price of this segment includes the following article(s) from the Course Handbook available online:  ...

Current Trends and Developments

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Recorded on: May. 2, 2013

Taken from the Web Program Basics of Mutual Funds and Other Registered Investment Companies 2013 Recorded April, 2013 in New YorkCurrent Trends and Developments [01:04:07] Will ETFs displace mutual funds as the pooled investment vehicle for the retail investor Will hedge funds displace registered funds as the preferred 21st century investment? What other changes are afoot in the mutual fund industry? The purchase price of this segment includes ...

Cybercrime: A Multi-Faceted Legal Challenge

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Recorded on: Apr. 10, 2013

Taken from the briefing Cybercrime: A Multi-Faceted Legal Challenge recorded April, 2013.Every day, more and more of our lives and our business is conducted online. It should come as no surprise, therefore, that savvy criminals are increasingly looking to the digital world as well. Each day brings new headlines about the growing threats posed by cybercriminals, ranging from thefts of personal information and intellectual property, to disruptive ...

Dealing with Challenging Corporate Problems - Hypothetical Scenarios

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Recorded on: Nov. 15, 2012

Taken from the Web Program 44th Annual Institute on Securities Regulation Recorded November, 2012 in New York Dealing with Challenging Corporate Problems - Hypothetical Scenarios [01:33:38] Our CEO has been accused of wrongdoing Do we have to disclose the details about that loss contingency? We may have an FCPA problem Our data protection systems are vulnerable We may have to restate The purchase price of this segment ...

Dealing With Stress and Substance Abuse in the Legal Profession

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Recorded on: Dec. 4, 2012

Taken from the Web Program PLI's California MCLE Marathon 2012: Current Developments in Legal Ethics - Substance Abuse - Elimination of Bias in the Profession Recorded December, 2012 in San Francisco Dealing With Stress and Substance Abuse in the Legal Profession [01:01:19] This presentation will examine stress, depression, substance abuse and other personal challenges commonly faced by today`s legal professionals. The presentation will also identify ...

Defending Corporations and Executives in Congressional Investigations 2013

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Recorded on: Mar. 19, 2013

Taken from the briefing Defending Corporations and Executives in Congressional Investigations 2013 recorded March, 2013.Congressional investigations, in which corporate executives are called to account by Congress in televised hearings, have long been a fixture of American politics. And they often exact a steep price for individual corporate executives and the companies they represent. Yet few corporations are as prepared to handle congressional ...

Depositions

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Recorded on: May. 24, 2013

Taken from the Web Program Pretrial Practice 2013 Recorded May, 2013 in New YorkDepositions [01:04:35] Fast track discovery What depositions to take Which witnesses to represent What questions to ask and what not to ask Time limits What potential witnesses may a lawyer contact before a deposition? The purchase price of this segment includes the following article(s) from the Course Handbook available online: Duking It Out Over Skates ...

Deposition Strategy & Taking the Deposition

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Recorded on: Mar. 18, 2013

Taken from the Web Program Taking and Defending Depositions 2013 Recorded March, 2013 in New York Deposition Strategy & Taking the Deposition [01:47:11] Deposition Strategy - Setting the stage for the deposition - How depositions fit into your overall case strategy - The purpose of the deposition - Choosing who to depose and when to depose them - When to avoid taking a deposition - Anatomy of a deposition  ...

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP