On-Demand Learning

Audio Only Web Programs

Released on: Aug. 15, 2013

Taken from the briefing FCPA Compliance in Latin America recorded August, 2013.It is old news that the U.S. government is aggressively enforcing the Foreign Corrupt Practices Act, the U.S. law that prohibits bribery of foreign public officials. Particularly over the last decade, the U.S. Justice Department and Securities & Exchange Commission have been hitting wrongdoers with significant monetary penalties and, in the case of individuals, prison ...

Released on: Dec. 26, 2012

Taken from the briefing FCPA Due Diligence in Cross-Border Transactions recorded December, 2012. With stricter enforcement of the FCPA and the increase in cross-border acquisitions and multinational strategic alliances, companies are increasingly finding that due diligence takes on a whole new level of importance. Business practices vary from market to market, but acquirors need to be prepared for the challenges that they may face in evaluating ...

Released on: Feb. 12, 2013

Taken from the briefing FERC: Policing the Physical Energy Markets recorded January, 2013. The Federal Energy Regulatory Commission (FERC) became an enforcement agency in 2005 when Congress enacted the Energy Policy Act, which authorized the agency, inter alia, to impose million-dollar a day penalties and police against manipulation of the physical electric energy and natural gas markets.  FERC implemented this authority by issuing policy ...

Released on: Feb. 28, 2013

Taken from the briefing Final FATCA Regulations: What Hedge Funds and Private Equity Funds Need to Know recorded February, 2013. The FATCA regime represents the IRS’s far-reaching effort to require “foreign financial institutions,” including offshore investment vehicles, to assist it in enforcing the US tax obligations of US persons. The lengthy final FATCA regulations were published on January 17, 2013. The FATCA regime will ...

Released on: May. 6, 2013

Taken from the briefing Financial Firms as ERISA Plan Sponsors - The When, What and How of the QPAM Audit Requirement recorded April, 2013.Starting in 2012 when a Department of Labor amendment of the Qualified Professional Asset Manager (“QPAM”) prohibited transaction class exemption became effective, a new requirement was imposed on financial firms when managing assets of ERISA plans they maintain for their own employees. These firms now must undergo ...

Released on: Jan. 4, 2013

Taken from the briefing FCPA Due Diligence in Cross-Border Transactions recorded December, 2012. On November 14, 2012, the Department of Justice (DOJ) and Securities and Exchange Commission (SEC) released their much-anticipated Resource Guide to the Foreign Corrupt Practices Act, a self-described “unprecedented undertaking … to provide the public with detailed information about our FCPA enforcement approach and priorities.”  ...

Released on: Apr. 24, 2013

Taken from the briefing Foreign Filing Best Practices: An Update on the Patent Cooperation Treaty recorded April, 2013.With today’s global industries and markets, foreign patent protection is an essential part of IP strategy. Since entering force in 1978, the Patent Cooperation Treaty (PCT) has been a popular route for applicants acquiring patent rights in different countries because of the distinct advantages that the PCT offers versus the Paris ...

Released on: Aug. 8, 2013

Taken from the briefing Fracking: Drilling Down on the Latest Regulatory, Research and Litigation Developments 2013 recorded July, 2013.Viewed by many as the key to our nation’s energy independence, expanded hydraulic fracturing (“fracking”) in the United States has raised concerns from some about potentially adverse environmental, health, and safety impacts. These concerns have generated a considerable amount of publicity and media coverage ...

Released on: Jul. 31, 2013

Taken from the briefing Growing Criminal Risks of Intermediaries for Cross-Border Financial Crimes recorded July, 2013.In the last couple of decades the U.S. and the world have experienced growing prosecutions of intermediaries for cross-border financial crimes.   A U.S. bank was convicted by a Spanish court for moving money in the Pinochet criminal investigation instead of freezing it.  The U.S. and State of New York have brought criminal ...

Released on: Mar. 7, 2013

Taken from the briefing Health Care Reform: An Employer's Essential Guide recorded February, 2013. Guidance on health care reform is coming in fast and from all angles.  The departments of Health and Human Services, Treasury and Labor have recently been releasing proposed rules in droves, with much more to come on the horizon.  Employers must already contend with several of the new rules, and other looming requirements will become effective ...

Released on: Jul. 2, 2013

Taken from the briefing Hedge Fund Activism: Post-Crisis Reemergence recorded June, 2013.After a relative lull during the financial crisis, hedge fund activism has reemerged as a common phenomenon in the corporate landscape. With a view to driving short-term gains, hedge funds use a variety of approaches to prompt transactions or force other changes in their investee companies. As a result of the increased prevalence of hedge fund activity, preparedness ...

Released on: Apr. 18, 2013

Taken from the briefing High-Stakes Corporate Compliance: Reducing Risk and Managing Potential Sanctions recorded April, 2013.The past few years have seen significant increases in compliance-related investigations, suspensions and debarments, and other actions by government agencies, regulators, and law enforcement. Many government enforcement actions focus on perceived weaknesses in corporate ethical culture, and require the appointment of independent ...

Released on: Jul. 24, 2013

Taken from the briefing Hotel Management Agreements: The Owner - Operator Relationship recorded June, 2013.Balancing the economic and legal interests of hotel owners and hotel operators in the best of economic times is challenging. Striking the right balance has become even more challenging in the choppy global economic environment of recent years. Consequently, negotiations of long-term hotel management agreements have become more complex as stakeholders ...

Released on: Dec. 3, 2012

Taken from the briefing Hurricane Sandy: Insurance Considerations for Commercial Insurers and Businesses recorded November, 2012. Businesses and their insurers must respond to real property losses from Hurricane Sandy, as well as direct and contingent business interruption losses from facility closures, interruption in supply chains, disruption of transportation systems and other considerations.  These losses present a variety of important ...

Released on: Jun. 20, 2013

Taken from the briefing Industrial Design, User Experience, and Maximizing Patent Protection recorded June, 2013.Innovations in product form and user interactivity is front-and-center in many of today’s R&D organizations.  More and more, attorneys are being challenged with protecting the user experience that sometimes transcends the individual elements of an invention.  In this session we explore how the user experience and industrial ...

Released on: Jun. 21, 2012

Please note:  There is no CLE credit for this Audio Only On-Demand Web Program. Taken from the briefing Intelligence Driven Business Development and Strategy recorded June, 2012. Despite record revenues over the last several years, the legal profession finds itself in the midst of it's most complex period in history.  Buyers of legal services are forcing law firms to change their billing model, increase their efficiency, and above ...

Released on: Feb. 21, 2013

Taken from the briefing International Banking, Part I: The Federal Reserve's Proposed Prudential Regulations for Foreign Banks recorded February, 2013. On December 14, 2012, the Federal Reserve proposed significant new regulations affecting the operations of foreign banks in the United States. The proposals are designed to implement the enhanced prudential regulation and early remediation requirements of Dodd-Frank Act sections 165 and 166. Lecture ...

Released on: Mar. 22, 2013

Taken from the briefing International Banking, Part II: Foreign Banks Accessing the U.S. Markets recorded March, 2013. Foreign banks are increasingly seeking to diversify their financing opportunities.  With careful planning, banks can access U.S. investors without subjecting themselves to the securities registration requirements applicable to public offerings and to ongoing disclosure and governance requirements applicable to U.S. reporting ...

Released on: Apr. 4, 2013

Taken from the briefing International Banking, Part III: SEC Registration for Foreign Banks recorded March, 2013. Foreign banks seeking to diversify their financing opportunities may consider SEC registration. This briefing will focus on the registration process; disclosure considerations for financial institutions; and compliance, governance and ongoing reporting. Lecture Topics  [Total Time: 01:05:06] The registration process and ...

Released on: Apr. 16, 2013

Taken from the briefing International Banking, Part IV: Foreign Banks Issuing Covered Bonds into the U.S. recorded March, 2013.Despite the sovereign crisis and heightened volatility, the covered bond market remains very attractive.  Foreign banks continue to access the U.S. markets with covered bond offerings.  We will discuss the market environment, the legal and regulatory considerations, and the process for an exempt offering by a foreign ...

Released on: Oct. 3, 2013

Taken from the briefing International Implications of the JOBS Act Amendments Eliminating the Prohibition on General Solicitation and General Advertising Under Rule 506(c) of Regulation D and Rule 144A recorded September, 2013. Experts will lead a panel and discuss the SEC’s newly-adopted and amended rules under the Jumpstart Our Business Startups Act (the “JOBS Act”) that allow “general solicitation” and “general advertising” in private placements ...

Released on: May. 1, 2013

Please note: LPM credit can be awarded for NYS.Taken from the briefing iPad in One Hour: Tips for Using a Tablet in Your Law Practice recorded April, 2013.In the three years since the iPad was first introduced, we have seen it transform from a toy to browse the web, play games, or watch movies, to a serious work productivity device. Every day, lawyers are learning new ways to put the iPad to work in their law practice, to access client information ...

Released on: Jun. 11, 2013

Taken from the briefing It Says So, Therefore It Is - Supreme Court Holds in McCutchen that Plan Terms Control the Scope of a Reimbursement Claim recorded May, 2013.On April 16, the Supreme Court decided the case of US Airways v. McCutchen. In McCutchen, the Supreme Court considered the question of whether reimbursement provisions in a self-funded employee welfare benefit plan governed by ERISA are required to be enforced as they are written. The ...

Released on: Jan. 23, 2013

Taken from the briefing JOBS Act: Growing Momentum recorded January, 2013. Since enactment of the JOBS Act in April 2012, the Staff of the Securities & Exchange Commission has published many of the required studies and released significant guidance concerning many of the JOBS Act provisions. Market practice continues to evolve in relation to emerging growth company IPOs. Lecture Topics  [Total Time: 01:08:36] Overview of ...

Released on: Jul. 26, 2013

Taken from the briefing JOBS Act: SEC's New Regime for Private Placements recorded July, 2013.On Wednesday, July 10 the Securities and Exchange Commission adopted amendments to its rules governing private placements of securities. Section 201(a) of the JOBS Act directed the Commission to act by July 2012 to liberalize restrictions on publicity in private placements, but controversy surrounding the Commission’s August 2012 proposal resulted in ...