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Ethical Issues in Complex Securities Litigation

Transcripts  Transcripts    

Recorded on: May. 1, 2013

JONATHAN K. YOUNGWOOD: --panel of the day is not on a specific part of the case, as the prior panels have all been. It's a panel that's going to focus on an ethical issues that really surround each of the topics that we've talked about today. And you actually may see that some of the things we discuss have in some way or another been discussed by earlier panels. But we're going to try and take a different angle on them. We're going to really focus ...

Ethical Considerations

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Recorded on: Apr. 10, 2013

HOWARD PIANKO: Our last hour, we're going to go into ethical considerations for ERISA lawyers both outside lawyer and also the kind of questions that come up working in-house. We're really pleased to have Howard Shapiro with us. Howard, from Proskauer, is a litigator who many of us have heard of and worked with. And Liza LeAndre from Colgate-Palmolive is here to talk to us from the in-house perspective. I'll turn it over to-- who's starting? You? ...

Ethical Practices in Hiring and Disciplining Employees

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Recorded on: Apr. 8, 2013

WILLIS J. GOLDSMITH: I hesitate to say we've saved the best for last, but maybe we have. We have an ethics presentation that as in the past, I know is today going to be just terrific. Just to introduce people, to my right is Jill Rosenberg, John Gaal to her right, Laura Schnell, and Karen Mitchell. Again, the biographical materials are in the handout. And I commend you to read them, as well as the general materials that they've prepared. And so with ...

Ethics for Transactional Lawyers 2013

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Recorded on: Apr. 1, 2013

JANET L. SIEGEL: And now it's my pleasure to turn the program over to our two presenters today. Howard Schneider became a senior consultant at Charles River Associates in February of 2013. This is a worldwide business and litigation support consulting firm where he provides business consulting and expert witness services. From 2010 to January of 2013, Howard provided similar services as managing director of Navigant Consulting. And please note that ...

Due Diligence and the Offering Process

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Recorded on: Mar. 25, 2013

LIZABETHANN R EISEN: Hey, we're returning from our break. And this will be our last panel before lunch. Just before we get started, I want to introduce two new panelists who've joined us. We have Sarah Beshar, who is a partner in Davis Polk's corporate department. Ms. Beshar represents clients in US and global capital markets transactions and advises on general securities and corporate governance issues. She regularly works for issuers and underwriters ...

Important Financial Statements and Accounting Disclosures

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Recorded on: Mar. 25, 2013

LIZABETHANN R. EISEN: I think we'll go ahead and get started. As a reminder, my name is Liz Ann Eisen. To my right is Joe Kaufman, from Simpson Thatcher. And to his right is Debbie O'Connell, a new panelist. Debbie joins us from PricewaterhouseCoopers, where she is a partner in the SEC services group within PwC's National Professional Services Group. Debbie stands out as a seasoned expert in the technology industry that people rely on for insight ...

PTO Ethics and the AIA

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Recorded on: Mar. 20, 2013

JOHN WHITE: Hello, welcome back. It's time for our last hour together. That's right, we're here. I know, sadness, because it's almost over. And there's nothing like two days of patent fun bringing us all together. So I have a few things. Number one, thank you all for coming. And the thing we want back from you are your evaluations. This can be accomplished on those iPads in front of you. And there are two tabs, one for faculty and one for content. ...

Evidence for Social Media

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Recorded on: Mar. 19, 2013

SPEAKER 1: Our next panel is evidence for social media. So this is a little bit of a different angle than we were talking about with the first panelists. And one of the panelists will be my partner, Francesca Morris. Francesca is a partner at Holland & Knight. Her practices include litigation and dispute resolution, international litigation and arbitration, bankruptcy, restructuring and creditors rights. She advises and represents foreign and ...

Attorneys and Social Media

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Recorded on: Mar. 19, 2013

RICHARD RAYSMAN: OK, we're back. And we're back online, as well. Our next topic is attorneys and social media. And there are just two speakers-- myself and Ignatius Grande, who is to my right, your left, who's a senior e-discovery attorney and director of the practice support at Hughes Hubbard & Reed. In his role, at Hughes Hubbard, Ignatius develops and implements strategies to ensure that the firm's clients receive the highest quality of litigation ...

Risks of Social Media

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Recorded on: Mar. 19, 2013

RICHARD RAYSMAN: All right. Our first panel today is going to be talking about ethics in social media, obviously. And we're going to have, really, a panel discussion, which I think will be quite interesting. At least in my mind view, it's been a pretty good format. So I wanted to introduce our three panelists. All the way to your left, to my right, one of our panelists is Sofia Rahman. She's the global social media attorney for Citi's Consumer Businesses. ...

Ethics in Asset-Based Lending

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Recorded on: Mar. 18, 2013

EDWIN SMITH: So at this point, we're going to go into ethics in asset based lending that some of you may say is an oxymoron. But we're going to try to deal with some ethical problems. And Christine Gould Hamm and myself are going to try to walk through these. Other panelists are encouraged to speak up, as is the audience. JUNE BASDEN: I made it so I would not be in the middle of the discussion. EDWIN SMITH: And I hope we get more from our people ...

Overview of the U.S. Immigration System, Current Trends and Ethical Issues

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Recorded on: Mar. 15, 2013

CYRUS D. MEHTA: Hello, everybody. It's always a pleasure to do these PLI programs on basic immigration law. Immigration law is a very complicated area. And to cover the entire breadth of immigration law in one day is quite a challenging task for the faculty. Nevertheless, we will try to provide you with the basic aspects of immigration law. There might be times when it might get more complex. There are times when we try to keep it basic. But we'll ...

Ethics

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Recorded on: Mar. 15, 2013

PAUL ROYE: OK, we've saved the best for last. We have our ethics discussion with Michael Sackheim. Michael is a partner with Sidley and Austin here in New York. Michael's specialty is an area that is becoming increasingly important to our industry, where he concentrates on exchange trading and over-the-counter derivatives-- regulatory, transactional, and enforcement matters in that area. He's been spending a lot of time, I think, recently on advising ...

Ethical Dilemmas Arising With Depositions

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Recorded on: Mar. 13, 2013

GERALD A. STEIN: OK, welcome back, everybody for our final panel, and I'm glad you're here, because this is a really fascinating area of our presentation today. Because in every deposition, both preparing for deposition and in taking depositions, they are always ethical dilemmas that arrive so it's appropriate we're doing this at the end, and I'm glad you're here for it. Because this is actually what one of the-- I mean, not that any panel was not ...

Ethics

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Recorded on: Mar. 6, 2013

HOWARD SIEGEL: OK, so we segue right into the next and final segment of our program, on this first of the three-day PLI seminar, and that is Jack Sahl, who will speak to us about ethics. I said about Rosemary and Kirk, and with absolute truth, that they are friends of mine personally, and friends of PLI. And certainly, that is true of Jack, who's standing here behind me on my left. He is a faculty director of the Miller-Becker Center for Professional ...

Common Ethics Issues in IP Transactions

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Recorded on: Mar. 4, 2013

KAREN BALLACK: OK. back this afternoon for our last session of the day. As Lothar indicated, although it's the last session of the day, and is on common ethics issues in IP transactions-- and I know some of us all shutter when we hear the word ethics-- this is a delightful, and entertaining, and very educational session on ethics. And so, Lothar was telling the truth when he said, we were saving some great speakers here to keep this going to the very ...

Crisis Management and Tough Judgment Calls in Representing Emerging Growth Companies

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Recorded on: Mar. 4, 2013

LIZETTE M. PEREZ-DEISBOECK: Thank you, Paul. We're going to slide into the next panel because we're going to keep you on time here. So, I'll start with the introductions. The next panel is, for me, one of my favorite panels because I think that, hopefully, you can make this venture terms Nuts and Bolts interesting by telling some stories, et cetera. But sometimes I think it's hard to make the ethics part of this interesting. And Bill and Deirdre ...

Selected Topics in Ethics

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Recorded on: Feb. 20, 2013

DAVID M. BECKER: OK. Once again, we've acquiesced in the cheap trick of having the ethics panel last in order to keep people here. And let me tell you who we have. To my right-- always to my right-- is Bill Baker, a partner at Latham & Watkins and before that, 15 years in the enforcement division of the SEC. And to his right is Rob Khuzami, who is presently unemployed, which is appropriate, and before that, served as Director of the Division ...

Ethics in Commercial Real Estate Financing

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Recorded on: Feb. 19, 2013

JOSHUA STEIN: OK, we're going to conclude the program today with about an hour on legal ethics. We're pleased to have Pery Krinsky speaking on legal ethics. His practice is devoted exclusively to attorney ethics matters as well as art law ethics, litigation, representing law school students before the committees on character and fitness. And he's chair of the Ethics Committee of the Entertainment, Arts, and Sports Law section of the state bar association. ...

Ethics

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Recorded on: Feb. 11, 2013

HOWARD PIANKO: OK. We're going to do the ethics part of the program by going back to the second panel. I'm going to resume my role as the Chief Investment Officer. And this hour I'm going to be talking to two different lawyers from the same firm. To my right is Glenn Butash and Linda Haynes. And they're going to be the counsel. I'm going to start off by thanking them for coming. And I really enjoyed meeting your two colleagues this morning. And we ...

What Every Securities Lawyer Needs to Know About Ethics

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Recorded on: Feb. 7, 2013

ROBERT MUNDHEIM: We are just about ready to start the ethics panel. It's quite remarkable that we should have two alumni of Freshfields as the panelists. Jo Rickard was a partner at Freshfields, is now a partner and the head of litigation at Sherman and Sterling. And Michael Giesen was a partner at Freshfields through the Bruckhaus firm, and is now practicing in a two-person firm in Berlin. In previous years, I've alerted you to the work of the ...

Ethical Traps for the M&A Practitioner

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Recorded on: Jan. 29, 2013

RICHARD A. GOLDBERG: James Walker, who is at Richards, Kibbe and Orbe, practices in internal investigations and complex commercial litigation, but also specializes in ethical issues, has been on Bar Association panels for ethics for more than 15 years, and is general counsel to his own firm, dealing with ethical issues for his own firm. And so we have the benefit of hearing his perspective on some ethical issues that come up in the M&A context. ...

Enforcement and Ethics: A. When the Deal Goes Wrong: Enforcing Corporate Agreements and the Importance of Boilerplate; B. Ethical Issues in Drafting Corporate Agreements

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Recorded on: Jan. 3, 2013

ALYSSA A. GRIKSCHEIT: Great. Welcome back. Thank you. It's now my pleasure to introduce Eric Alan Stone. He's a litigator. He's a partner at Paul Weiss. And he will talk to us about when deals go bad. ERIC ALAN STONE: Hi, folks. Nice to meet you all. So let me start by asking for a brief show of hands. How many of you are litigators? Oh my god, I'm alone. We're nine short of litigator minion. OK. All right. So giving the litigators lecture speech ...

Ethics and Professionalism in Securities Law

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Recorded on: Dec. 17, 2012

N. ADELE HOGAN: Hi. It's 11:30, and I want to make sure that we start on time so that we get the full hour of CLE credit. To my right, I have Iris Chiu. She is at Morgan Stanley, particularly focusing on M&A transactions. Obviously, we have two people here that are highly substantive, so although they are kindly going to speak on ethics today, they're going to bring a lot of their business and legal judgments and practical experience here as well. And ...

Ethical Issues in Licensing

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Recorded on: Dec. 12, 2012

JOSEPH YANG: Hi, everybody. Welcome back. We're down to the last hour of our first day, and it's my pleasure at this point to introduce John Steele. I think many of you know John from over the years. John is currently a solo practitioner, but he's an expert in the ethics area. He represents clients in matters of legal ethics, professional liability, risk management, and the law of lawyering. For over 15 years, John has served as the top internal ...

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP