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Hedge Fund Compliance & Regulation 2013 -- Investor Relations: Ethical Considerations and Compliance Challenges

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From the program: Hedge Fund Compliance & Regulation 2013

Recorded on: Feb. 4, 2013

Taken from the Web Program Hedge Fund Compliance & Regulation 2013 recorded January, 2013 in New York. Lecture Topics  [01:00:43] Investor Relations: Ethical Considerations and Compliance Challenges  [01:00:43] Best practices for interacting with investors and prospective investors SEC hot button issues Managing conflicts of interest: weighing the appropriate approach Solicitation and advertising after the ...

Hypothetical: Ethical Issues in Internal Investigations

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Recorded on: May. 6, 2013

Taken from the Web Program The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2013 Recorded May, 2013 in New YorkHypothetical: Ethical Issues in Internal Investigations [00:59:57] Ethical considerations in internal investigations Attorney-client privilege/waiver Who is the client, who owns the privilege? Dealing with other countries’ governments, etc. Privacy and data security Moderator: Mark F. MendelsohnSpeakers: ...

Important Financial Statements and Accounting Disclosures

Transcripts  Transcripts    

Recorded on: Mar. 25, 2013

LIZABETHANN R. EISEN: I think we'll go ahead and get started. As a reminder, my name is Liz Ann Eisen. To my right is Joe Kaufman, from Simpson Thatcher. And to his right is Debbie O'Connell, a new panelist. Debbie joins us from PricewaterhouseCoopers, where she is a partner in the SEC services group within PwC's National Professional Services Group. Debbie stands out as a seasoned expert in the technology industry that people rely on for insight ...

Institute on Securities Regulation in Europe 2013 (Twelfth Annual): Overcoming Deal-Making Challenges in the Current Markets -- What Every Securities Lawyer Needs to Know About Ethics

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From the program: Institute on Securities Regulation in Europe 2013 (Twelfth Annual): Overcoming Deal-Making Challenges in the Current Markets

Recorded on: Feb. 7, 2013

Taken from the Web Program Institute on Securities Regulation in Europe 2013 (Twelfth Annual): Overcoming Deal-Making Challenges in the Current Markets recorded January 31 - February 1, 2013 in London. Lecture Topics  [00:59:37] What Every Securities Lawyer Needs to Know About Ethics  [00:59:37] Ethics 20/20 and other recent developments Conflicts in multinational context Confidentiality issues Ethics issues for ...

Investment Management Institute 2013 -- Ethics

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From the program: Investment Management Institute 2013

Recorded on: Mar. 15, 2013

Taken from the Web Program Investment Management Institute 2013 recorded March, 2013 in New York. Lecture Topics  [01:01:42] Ethics  [01:01:42] SEC Rules of Professional Responsibility for issuer’s counsel Dodd-Frank Act implications The role of the investment adviser’s counsel in reporting material violations to fund counsel Law firm advance conflicts waivers Email and metadata issues The ...

IP Enforcement and Litigation 2013: Criminal and Civil Update -- Selected Ethics Issues in IP Rights Enforcement and Defense

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From the program: IP Enforcement and Litigation 2013: Criminal and Civil Update

Recorded on: Feb. 12, 2013

Taken from the Web Program IP Enforcement and Litigation 2013: Criminal and Civil Update recorded February, 2013 in New York. Lecture Topics  [00:59:29] Selected Ethics Issues in IP Rights Enforcement and Defense  [00:59:29] Investigating suspected infringement, including the risks of using social media and/or deception Communicating with unrepresented parties Lurking conflicts of interest Pitfalls in negotiating ...

Overview of the U.S. Immigration System, Current Trends and Ethical Issues

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Recorded on: Mar. 15, 2013

CYRUS D. MEHTA: Hello, everybody. It's always a pleasure to do these PLI programs on basic immigration law. Immigration law is a very complicated area. And to cover the entire breadth of immigration law in one day is quite a challenging task for the faculty. Nevertheless, we will try to provide you with the basic aspects of immigration law. There might be times when it might get more complex. There are times when we try to keep it basic. But we'll ...

Patent Law Institute 2013 (7th Annual) -- PTO Ethics and the AIA

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From the program: Patent Law Institute 2013 (7th Annual)

Recorded on: Mar. 20, 2013

Taken from the Web Program Patent Law Institute 2013 (7th Annual) recorded March, 2013 in San Francisco.Lecture Topics  [01:00:46]PTO Ethics and the AIA  [01:00:46] Statute of limitations tolling under the AIA and PTO rules The new ethical reality of first-to-file- Mistakes may be catastrophic; malpractice issues- Streamline client intake; setting expectations- Informed consent early and often- "Best practices" advice; new “grace” ...

PLI's California MCLE Marathon 2012: Current Developments in Legal Ethics - Substance Abuse - Elimination of Bias in the Profession

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From the program: PLI's California MCLE Marathon 2012: Current Developments in Legal Ethics - Substance Abuse - Elimination of Bias in the Profession

Released on: Jan. 4, 2013

DVD's from the program PLI's California MCLE Marathon 2012: Current Developments in Legal Ethics - Substance Abuse - Elimination of Bias in the Profession, held December, 2012.

PTO Ethics and the AIA

Transcripts  Transcripts    

Recorded on: Mar. 20, 2013

JOHN WHITE: Hello, welcome back. It's time for our last hour together. That's right, we're here. I know, sadness, because it's almost over. And there's nothing like two days of patent fun bringing us all together. So I have a few things. Number one, thank you all for coming. And the thing we want back from you are your evaluations. This can be accomplished on those iPads in front of you. And there are two tabs, one for faculty and one for content. ...

Researching Ethical and Legal Issues in Data Privacy & Social Media

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Recorded on: Apr. 3, 2013

Taken from the briefing Researching Ethical and Legal Issues in Data Privacy & Social Media recorded March, 2013.The use of social media in the legal industry is continually gaining momentum. But there may be ethical pitfalls with its use. This session will alert you to the ethical issues you should be aware of.This briefing, featuring instruction from experts in research strategy and social media, was conceived and created in cooperation ...

Risks of Social Media

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Recorded on: Mar. 19, 2013

RICHARD RAYSMAN: All right. Our first panel today is going to be talking about ethics in social media, obviously. And we're going to have, really, a panel discussion, which I think will be quite interesting. At least in my mind view, it's been a pretty good format. So I wanted to introduce our three panelists. All the way to your left, to my right, one of our panelists is Sofia Rahman. She's the global social media attorney for Citi's Consumer Businesses. ...

Selected Topics in Ethics

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Recorded on: Feb. 20, 2013

DAVID M. BECKER: OK. Once again, we've acquiesced in the cheap trick of having the ethics panel last in order to keep people here. And let me tell you who we have. To my right-- always to my right-- is Bill Baker, a partner at Latham & Watkins and before that, 15 years in the enforcement division of the SEC. And to his right is Rob Khuzami, who is presently unemployed, which is appropriate, and before that, served as Director of the Division ...

The Ethics Game Show: Matrimonial and Family Law Edition 2013

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From the program: The Ethics Game Show: Matrimonial and Family Law Edition 2013

Released on: Apr. 11, 2013

The field of matrimonial law is fraught with ethical pitfalls, and understanding potential dangers is essential to practicing effectively. Matrimonial attorneys must deal with a wide range of highly sensitive and personal matters, and must be particularly mindful of ethical obligations to clients, courts and third parties. This is undoubtedly why matrimonial cases have provided some of the most memorable ethics teaching moments.Match wits with our ...

What Every Securities Lawyer Needs to Know About Ethics

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Recorded on: Feb. 7, 2013

ROBERT MUNDHEIM: We are just about ready to start the ethics panel. It's quite remarkable that we should have two alumni of Freshfields as the panelists. Jo Rickard was a partner at Freshfields, is now a partner and the head of litigation at Sherman and Sterling. And Michael Giesen was a partner at Freshfields through the Bruckhaus firm, and is now practicing in a two-person firm in Berlin. In previous years, I've alerted you to the work of the ...

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP