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Ethics/Professional Responsibility

Recorded on: Nov. 15, 2012

Taken from the Web Program 44th Annual Institute on Securities Regulation Recorded November, 2012 in New York Ethics: Dealing with Whistleblowers and Investigations [01:01:21] Mutiny for the bounty Impact on internal compliance programs What is impermissible retaliation? How is the SEC's program working? Lawyers as bounty hunters Who is the client/representing multiple clients The purchase price of this segment ...

Recorded on: Dec. 6, 2012

JOAN E. MCKOWN: So we should jump into the next panel. The next panel we'll be talking a lot about cases against attorneys by the Commission. As Abby said, we'll talk a little bit about the JOBS Act, and lawyers as gatekeepers, and also the whistleblower development, which is always very interesting. In terms of, the topic is appearing or practicing before the Commission, which, of course, is what you can be barred from if you are an attorney if ...

Recorded on: Jun. 21, 2012

DOUGLAS H. REINIGER: OK. We're down to the wire here. This is a different format. Brendan and Anne are going to structure this time with the four different fact patterns and I particularly bring your attention-- the in-course handbook, starting on page 455, are the fact patterns. And I think it would help you and make it easier if you look at it, in case you get a little confused or whatever happens. It happens with Brendan all the time. I get confused ...

Recorded on: Jul. 17, 2012

JOHN DU: Shift focus to the substantive issues of FCPA enforcement. So what is the current FCPA enforcement landscape in the US with respect to the emerging markets? Can we start with Mauro? MAURO WOLFE: Yeah thank you, John. I think one of the more important cases, and this one remains to be seen over the next year or so, is the Morgan Stanley case. For those of you who are not familiar with the case, a senior executive at Morgan Stanley named Garth ...

Recorded on: Mar. 14, 2012

AMY: Now it's my pleasure to turn this briefing over to Carole Basri. CAROLE L. BASRI: Thank you so much Amy. I really appreciate you're having this webcast. I think it's very important issue and I'm thrilled that we have John S. Jenkins, Jr., Vice President and Corporate Secretary and International General Counsel of Tyco International with us today. I think that ethics has become an important part, not only of the practice of law, but also of ...

Recorded on: Dec. 17, 2012

N. ADELE HOGAN: Hi. It's 11:30, and I want to make sure that we start on time so that we get the full hour of CLE credit. To my right, I have Iris Chiu. She is at Morgan Stanley, particularly focusing on M&A transactions. Obviously, we have two people here that are highly substantive, so although they are kindly going to speak on ethics today, they're going to bring a lot of their business and legal judgments and practical experience here as well. And ...

Recorded on: Dec. 18, 2012

Taken from the Web Program Understanding the Securities Laws 2012 Recorded December, 2012 in New York Ethics and Professionalism in Securities Law [01:00:12] Lawyers as targets - special issues facing securities lawyers SEC investigations Foreign Corrupt Practices Act (“FCPA”) Attorney reporting responsibility Practical guidance for addressing difficult ethical issues The purchase price of this segment ...

Recorded on: May. 23, 2012

FRANCOISE GILBERT: Thank you. And please, there used to be room in the evaluations for giving us suggestions for programs for next year. So please, feel free to do that. We actually read them and take them into account, so if you have suggestions, please give them to us. OK, so we're going to be moving to our ethics hour with our dynamic duo, returning experts. We were counting how many times they've been with us and it's many, many times. I think ...

Recorded on: May. 23, 2012

Taken from the Web Program Thirteenth Annual Institute on Privacy and Data Security Law Recorded May, 2012 in San Francisco Ethics and Risk Management for Privacy Professionals [01:00:00] Ethical challenges in e-discovery Rules of the road for lawyer use of social media Protecting the attorney-client privilege in the digital domain Data security concerns for law firms and law departments Special ethics concerns for privacy ...

From the program: Ethics for Commercial Litigators 2012

Released on: Jul. 12, 2012

Lecture Topics  [Total time 01:58:06] Segments with an asterisk (*) are available only with the purchase of the entire program. Ethics for Commercial Litigators 2012  [01:58:06] C. Evan Stewart, S. Jeanine Conley, Susan J. Kohlmann, David S. Versfelt The purchase price of this Web Program includes the following articles from the Course Handbook available online: New York Rules of Professional Conduct The Legal ...

Recorded on: Jul. 12, 2012

PETER BEATTIE: Now it's my pleasure to introduce to you the chair of today's program and the faculty members. Evan Stewart handles litigation matters on behalf of domestic and international clients before the US Supreme Court, the Judicial Panel on Multi-district Litigation, as well as federal and state appellate and trial courts. He has substantial experience in the financial services industry, serving for 12 years as the executive vice president, ...

From the program: Ethics for Corporate Counsel: Multijurisdictional Practice and Other Current Issues 2012

Released on: Apr. 4, 2012

DVD's from the program Ethics for Corporate Counsel: Multijurisdictional Practice and Other Current Issues 2012, held February, 2012.

From the program: Ethics for Corporate Lawyers 2012

Released on: Dec. 31, 2012

Lecture Topics  [Total time 01:57:16] Segments with an asterisk (*) are available only with the purchase of the entire program. Ethics for Corporate Lawyers 2012  [01:57:16] David G. Keyko, Nancy Axilrod, Hon. James C. Francis IV, Jennifer A. Paradise, James Q. Walker The purchase price of this Web Program includes the following articles from the Course Handbook available online: New York Rules of Professional Conduct  ...

From the program: Ethics for Discovery 2012

Released on: Aug. 8, 2012

Lecture Topics  [Total time 01:57:17] Segments with an asterisk (*) are available only with the purchase of the entire program. Ethics for Discovery [01:57:17] Stephen D. Brody, Philip N. Yannella, Allison J. Schoenthal The purchase price of this Web Program includes the following articles from the Course Handbook available online: New York Rules of Professional Conduct Do's and Don'ts of Ethics Research Jeremy ...

From the program: Ethics for Government Lawyers 2012

Released on: Apr. 6, 2012

Audio CD's from the program Ethics for Government Lawyers 2012, held March 2012.

From the program: Ethics for In-House Corporate Counsel 2012

Released on: Aug. 8, 2012

Lecture Topics [Total time 01:59:45] Segments with an asterisk (*) are available only with the purchase of the entire program. Ethics for In-House Corporate Counsel [01:59:45] Carole L. Basri, David Boyd Booker, Louise Pentland The purchase price of this Web Program includes the following articles from the Course Handbook available online: New York Rules of Professional Conduct   The Legal Profession ...

From the program: Ethics for the Negotiating Lawyer 2012

Released on: Feb. 24, 2012

DVD's from the program Ethics for the Negotiating Lawyer 2012, held January 2012.

From the program: Ethics for Transactional Lawyers 2012

Released on: Mar. 30, 2012

Audio CD's from the program Ethics for Transactional Lawyers 2012 held March, 2012.

From the program: Ethics in Arbitration 2012

Released on: Aug. 28, 2012

There has been a proliferation of ethical guidelines and Codes which seek to simplify the issue of what and how much an arbitrator needs to disclose before (or during) an arbitration. Despite all these efforts, the U.S. Supreme Court continues to apply the “evident partiality” standard of the Federal Arbitration Act that was espoused over forty years ago in the Commonwealth Coatings case. The result is a non-uniform body of case law from ...

From the program: Ethics in Banking and Financial Services 2012

Released on: Aug. 14, 2012

Lecture Topics  [Total time 02:43:28] Segments with an asterisk (*) are available only with the purchase of the entire program. Ethics in Banking and Financial Services 2012  [02:43:28] C. Evan Stewart, Michael J. Dell, Stacey R. Friedman The purchase price of this Web Program includes the following articles from the Course Handbook available online: New York Rules of Professional Conduct Do's and Don'ts of ...

Recorded on: Feb. 15, 2012

MARC YOUNG: All right, ladies and gentlemen. We're going to resume for our final session of the day. And I'm happy to introduce to you Carol Robertson. Carol's been practicing law for over 30 years, including as a partner at a major San Francisco law firm and as corporate counsel with several San Francisco Bay Area companies, including her current position at the Clorox company. Where she supports the global real estate and facilities group and works ...

Recorded on: Sep. 26, 2012

GARY A. ADLER: Our presenter on ethics is David Lender. David is a partner in the New York office of Weil, Gotshal, where he specializes in complex commercial litigation. David is co-chair of the firm's litigation department and also head of the firm's e-discovery task force. David is a frequent author and lecturer on electronic discovery issues and has authored leading treatises on the subject of e-discovery. And I just have to add that I asked ...

Recorded on: Nov. 26, 2012

AUSTIN FRAGOMEN: And one of the most important and vexsome areas we're confronted with in the practice of immigration law is legal ethics. And we have an inherent problem because of the dual representation in very difficult circumstances in which to apply dual representation in a really traditional way. At the same time, we have clients who are sometimes known to accuse us of not thinking outside the box, not being innovative enough, or perhaps, how ...

Recorded on: Nov. 26, 2012

Taken from the Web Program 45th Annual Immigration & Naturalization Institute Recorded November, 2012 in New York Ethics in Immigration Practice: Where Zealous Representation Starts and Ends [01:21:06] Knowing when to withdraw Privacy, confidentiality and privilege Tips to avoid malpractice The purchase price of this segment includes the following article(s) from the Course Handbook available online: 2012 Annual Immigration ...

Recorded on: Jun. 26, 2012

JOHN OLSON: Well, this is the last panel of the day. This is the ethics panel. For those of you who were here for CLE, this is the medicine that we all have to take each year. So we try to sugarcoat it by setting up an interesting hypothetical. And we've got a terrific panel, yours truly excluded, to help us talk about some ethical issues that arise in a context having to do with whistle blowers and accounting issues and financial controls. So hopefully ...