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Employment Law Institute 2013 -- The Ethics of Email and Social Media: A Top Ten List

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From the program: Employment Law Institute 2013

Recorded on: Oct. 28, 2013

Taken from the Web Program Employment Law Institute 2013 recorded October, 2013 in New York.Lecture Topics  [01:00:13]The Ethics of Email and Social Media: A Top Ten List  [01:00:13] Maintaining privilege in electronic communications Use of corporate email systems by employees to communicate with counsel Inadvertent disclosure and metadata Outsourcing discovery Social media research on jurors and during trial Appearing before ...

Enforcement 2013: Perspectives from Government Agencies -- Ethics

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From the program: Enforcement 2013: Perspectives from Government Agencies

Recorded on: Apr. 29, 2013

Taken from the Web Program Enforcement 2013: Perspectives from Government Agencies recorded April, 2013 in New York.Lecture Topics  [01:00:52]Ethics  [01:00:52] Clawback litigation Any impact of judicial skepticism regarding regulation of enforcement? Hot button issues for district courts: settlement review, not admit or deny The purchase price of this segment includes the following article from the Course Handbook available ...

Enforcement and Ethics -- A. When the Deal Goes Wrong: Enforcing Corporate Agreements and the Importance of Boilerplate; B. Ethical Issues in Drafting Corporate Agreements

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Recorded on: Jan. 5, 2012

ALYSSA A. GRIKSCHEIT: Great. We are live back for, as we promised, Deals Gone Bad and Ethics. I'd like to introduce our two speakers. First we'll hear from Eric Alan Stone. He's a partner at Paul Weiss, and he's in the litigation department with experience in litigation and arbitration. And then we will hear from Michael Sackheim, a partner of mine at Sidley Austin. And he concentrates on exchange traded and over the counter derivatives, regulatory ...

Enforcement and Ethics: A. When the Deal Goes Wrong: Enforcing Corporate Agreements and the Importance of Boilerplate; B. Ethical Issues in Drafting Corporate Agreements

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Recorded on: Jan. 3, 2013

ALYSSA A. GRIKSCHEIT: Great. Welcome back. Thank you. It's now my pleasure to introduce Eric Alan Stone. He's a litigator. He's a partner at Paul Weiss. And he will talk to us about when deals go bad. ERIC ALAN STONE: Hi, folks. Nice to meet you all. So let me start by asking for a brief show of hands. How many of you are litigators? Oh my god, I'm alone. We're nine short of litigator minion. OK. All right. So giving the litigators lecture speech ...

Enforcement and Ethics: A. When the Deal Goes Wrong: Enforcing Corporate Agreements and the Importance of Boilerplate B. Ethical Issues in Drafting Corporate Agreements

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Recorded on: Jan. 15, 2014

ALYSSA A. GRIKSCHEITH: back, everybody. We now have the final segment of our program. And as I mentioned right before break, this is the part where we talk about good deals going bad. We've given you the drafting tips and the negotiating tips and told you how to do them right, but invariably, a certain fraction of them will get into trouble, whether it's our fault or the client's. So in that vein, this is a very important segment to talk about drafting ...

Enhancing Helpline and Reporting Procedures and Conducting Investigations

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Recorded on: Nov. 19, 2013

REBECCA WALKER: Slides. So this really is a great morning because we are getting some terrific, fun topics to discuss. Starting with risk assessment now, the always interesting reporting violations, and then investigating them. It doesn't really get much more exciting than that in the world of compliance. I don't know if that's a sad thing or not. But it's true. So to talk about these things, we have Frank Lopez, whose the Vice President of Corporate ...

Enhancing Helpline and Reporting Procedures on Conducting Investigations

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Recorded on: Dec. 1, 2011

REBECCA: So we're going to go straight into the next session, which is on enhancing helpline and reporting procedures, and conducting investigations. But first of all thanks so much for that risk assessment panel. It was really terrific. I would just add maybe two things to the discussion quickly before we move to the next topic. One is that I think it really is critically important that you understand the goals of your risk assessment before you ...

ERISA Fiduciary Investment Basics 2014 -- Ethics

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From the program: ERISA Fiduciary Investment Basics 2014

Recorded on: Feb. 6, 2014

Taken from the Web Program ERISA Fiduciary Investment Basics 2014 recorded February, 2014 in New York.Lecture Topics  [01:00:15]Ethics  [01:00:15] Advising the Chief Investment Officer Identifying the client: Chief Investment Officer vs. Chair of the Investment Committee for the Plan Information Barriers Exceptions to the attorney client privilege Exemptive Relief Relied Upon Not Available: What should you do?The purchase price ...

ESI, Technology, and the Lawyer: The Intersection of Competence, Ethics, and Electronically Stored Information 2012 (Audio-only)

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Recorded on: Mar. 13, 2012

AMY TAUB: Greetings. My name is Amy Taub, and I'm a Program Attorney with PLI. I would like to welcome you to today's briefing, "ESI, Technology, and the Lawyer-- The Intersection of Competence, Ethics, and Electronically Stored Information." Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have ...

Estate Planning Institute 2013 (44th Annual) -- Ethical Considerations

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From the program: Estate Planning Institute 2013 (44th Annual)

Recorded on: Sep. 18, 2013

Taken from the Web Program Estate Planning Institute 2013 (44th Annual) recorded September, 2013 in New York.Lecture Topics  [01:02:49]Ethical Considerations  [01:02:49] Conflicts – who is your client? Retainer agreements Representing fiduciaries The purchase price of this segment includes the following article from the Course Handbook available online: Ethical Considerations in Estate PlanningHon. John M. Czygier, Jr.

Ethical, Legislative and Practical Issues in Legal Process Outsourcing

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Recorded on: Nov. 4, 2011

JOHN F. DELANEY: So we are now at the last presentation. And a cynic might say we put the much-desired desired ethics credit presentation at the very end of the session. But that's not true. But not only are we going to give you one hour of ethics credit over the next hour. But we want the ethics presentation to be directly related to outsourcing. We want it to be directly relevant to what we do as outsourcing lawyers. And toward that end, we are ...

Ethical and Other Challenges in Harassment Claims: Who Said High Wire Acts Were Only in the Circus?

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Recorded on: Jun. 25, 2012

ANNE VLADECK: As they're getting ready, to my immediate right it Bob Anello, who is a partner at Morvillo, Abramowitz, Grand, Iason, Anello, and Bohrer. ROBERT ANELLO: Thanks for getting all the names in. ANNE VLADECK: Well, I had to get to at least the second to last. And Bob has been a litigator, white-collar trial lawyer, for a fair length of time. And he has been named a leading lawyer by Chambers and American Leading Lawyers, and has been recognized ...

Ethical Challenges - Lawyers as Gatekeepers

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Recorded on: Jan. 10, 2014

Taken from the Web Program Understanding Financial Products 2014 Recorded January, 2014 in New YorkEthical Challenges - Lawyers as Gatekeepers [01:06:39] Special responsibilities of counsel: delivery of legal opinions, responses to auditors and attorney reporting requirements, CLO reporting, attorneys as whistleblowers, responsibilities of government lawyers Rating agency perspectives FINRA’s new suitability and know your customer rules Anticipated ...

Ethical Challenges for Audit Committees and Their Advisors: Look Outthe SEC and DOJ are Watching

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Recorded on: Jun. 24, 2013

JOHN F. OLSON: This is the last panel of the day. And as Laura has said, we're going to do it a little bit differently from the others. I think I mentioned that to those of you who were on early this morning when we started hours ago. We're going to be interactive. And you'll find in front of you a hypothetical fact situation which I will go through, and it consists of a number of different slides. Forget about the slide with our names on it. That's ...

Ethical Concerns for Counsel When Advising a Government Contractor

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Recorded on: Sep. 19, 2012

SPEAKER: All right everybody, we're going to go ahead and get started. Thanks for staying with us through the entire program. This is the last segment of the day. It is the one hour on ethics that I'm sure everybody is waiting for. I'm going to go ahead and introduce our speakers. The next panel is Ethical Concerns for Council When Advising a Government Contractor. We have Larry Harris with Fox Rothschild and Timothy Thornton with Greensfelder, Hemker, ...

Ethical Considerations

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Recorded on: Apr. 7, 2011

HOWARD PIANKO: Our last panel is going to look at some of the ethical considerations applicable to our practice area. We've broken it down into three parts. I'm going to start off with a review of planned governance and we've used the word planned governance today, how do you apply it? And there's a handout which Grace has informed me I should have sent to be done electronically, but I didn't. But you've got a colored handout. Steve Rabitz is to ...

Ethical Considerations

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Recorded on: Apr. 10, 2013

HOWARD PIANKO: Our last hour, we're going to go into ethical considerations for ERISA lawyers both outside lawyer and also the kind of questions that come up working in-house. We're really pleased to have Howard Shapiro with us. Howard, from Proskauer, is a litigator who many of us have heard of and worked with. And Liza LeAndre from Colgate-Palmolive is here to talk to us from the in-house perspective. I'll turn it over to-- who's starting? You? ...

Ethical Considerations

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Recorded on: Mar. 3, 2011

HOWARD PIANKO: --things that we've been discussing today. We've broken it down into three sections. Where-- is Martha here? There you are. I didn't see you back there. OK. So we're joined, to my far right, by Martha Steinman. Martha is a Partner at Dewey & LeBoeuf where her practice focuses extensively, if not totally, on ERISA Fiduciary and related questions. To my immediate right is Linda Haynes, who's a fellow partner of mine at Seyfarth, ...

Ethical Considerations for Trade Controls Lawyers

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Recorded on: Feb. 27, 2014

Taken from the briefing Ethical Considerations for Trade Controls Lawyers recorded February, 2014.Lawyers that advise on economic sanctions and export controls (“trade controls”) matters face unique ethical and compliance challenges. These laws can restrict not only commercial transactions, but also can create obligations for lawyers, or restrict their ability to provide advice in some circumstances. Lawyers that are active in these areas ...

Ethical Considerations in Leveraged Financings

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Recorded on: May. 15, 2013

DAVID BRITTENHAM: We turn to our final presentation by Ed Smith on ethics. And Patrick, maybe you can tell us a little bit about Ed? PATRICK RYAN: Ed is joining us today. Ed is a partner in the New York City and Boston offices of Bingham McCutcheon. And he's also a member of the teaching faculty at Boston University Law School and has a great passion for ethics, which we're going to share with him today. EDWIN SMITH: A great passion for it. Thank ...

Ethical Considerations in Leveraged Financings

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Recorded on: May. 7, 2012

DAVID BRITTENHAM: All right. While John is getting ready, I'll introduce him. John Brady is counsel at Debevoise & Plimpton, since 1998. He has been involved in leading the Lawyer Training Initiatives at our firm, including teaching us all about professional ethics. And he's here today to tell us something about it for the next hour. John. JOHN BRADY: Thank you, David. David has volunteered me again this year to speak about ethics. I'm happy ...

Ethical Considerations in Leveraged Financings

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Recorded on: May. 10, 2011

DAVID A. BRITTENHAM: All right, we're back. It's 1:30 and we're now going to have our ethics presentation. It's my pleasure to introduce my colleague, John Brady, to my right. John has been at Debevoise since the late '70s. He practiced law for many years and is now of counsel since 1998. He plays a key role in lawyer training and development at our firm, including teaching us all about ethics. And since I've enjoyed his presentations so much, we ...

Ethical Considerations in Leveraged Financings

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Recorded on: May. 15, 2013

Taken from the Web Program Leveraged Financing 2013 Recorded May, 2013 in New YorkEthical Considerations in Leveraged Financings [01:01:04] Conflicts of interest and conflict waivers Who is the client; prospective and former clients Client confidences Candor in negotiations Contact with other parties represented by counsel The purchase price of this segment includes the following article(s) from the Course Handbook available online: Selected ...

Ethical Considerations in Licensing

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Recorded on: Feb. 4, 2014

IRA J. LEVY: OK, welcome back. I hope everyone here and on the web had a good lunch. Probably the only thing more challenging than making a talk on ethics interesting is making a talk on ethics right after lunch interesting. I will do my best. And I would welcome some interaction from the audience as we talk about-- excuse me-- some of the hypothetical situations and some of the fact patterns that we're going to get into. First of all, a little bit ...

Ethical Considerations in Licensing

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Recorded on: Feb. 27, 2012

IRA J. LEVY: We do need to move into the last session. One of the philosophers, Brecht, said, grub first, then ethics. We're going to reverse it here. We're going to do ethics first, and then grub, as we wrap up the program today. What we're going to cover to close the day, are the ethical considerations in licensing and negotiations. As you always do with ethics talks, especially, especially in California, we need to be sensitive to the fact that ...

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Mina Park

Mina Park ~ Director, Banking and Capital Markets Origination Legal, Asia Pacific, Citi

Harvey I. Saferstein

Harvey I. Saferstein ~ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.