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Showing 1 - 25 of 41 Results

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401(k) Plan Fiduciary Fundamentals

Transcripts  Transcripts    

Recorded on: Feb. 6, 2015

HOWARD PIANKO: You're going to be allowed into the intimacies of a conference room at the law firm, where Linda Haynes and myself-- we happen to be partners, and we're going to act like partners-- are discussing a request from a client that we do a defined contribution plan committee-- a fiduciary training session for them. And hi, Linda, how you doing? LINDA HAYNES: OK. How about you, Howard? HOWARD PIANKO: Well, here we go again. So where are ...

ERISA Fiduciary Investment Basics 2015

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From the program: ERISA Fiduciary Investment Basics 2015

Released on: Feb. 18, 2015

This course provides an introduction to the basics of ERISA fiduciary law using a case-study vehicle. In this year’s program, you will learn about the principal issues in ERISA’s regulation of plan investments through a case study of a hypothetical plan asset hedge fund exploring entry in the plan marketplace and a plan investor considering such an alternative investment. The program also will utilize a hypothetical fiduciary training ...

ERISA 2015: The Evolving World

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From the program: ERISA 2015: The Evolving World

Released on: Aug. 18, 2015

We have assembled a distinguished faculty of experienced practitioners who will lead you through a detailed look at recent developments in the area of ERISA fiduciary law and pension investments.  In addition to reviewing the basic ERISA regulatory framework and types of plans covered, we’ll take a deep dive into current hot topics – including the Department of Labor’s re-proposed fiduciary rule and its potential impact ...

Amgen, Gobeille, Montanile and More - Supreme Court Puts ERISA Front and Center in 2016

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Recorded on: Apr. 4, 2016

Taken from the briefing Amgen, Gobeille, Montanile and More - Supreme Court Puts ERISA Front and Center in 2016 recorded April, 2016 in New York. This has been a busy Term for the Supreme Court in the world of ERISA. From the outset, two high-profile cases, Gobeille v. Liberty Mutual Insurance Co. and Montanile v. Board of Trustees of National Elevator Industry Health Benefit Plan, were accepted for review. Then, after the Term commenced, the Court ...

Current Issues for Financial Institutions

Transcripts  Transcripts    

Recorded on: Apr. 4, 2016

ARTHUR H. KOHN: If everyone could take their seats, we're going to get going. Again-- and so if I could just ask everyone to take their seats, and I will just quickly introduce the panelists for this next panel on financial institution, current topics. I have to my left, Erin Cho, who I just realized is now at the Groom Law Group-- so I'm glad I read my little bios here-- and Andrew Oringer from Dechert. Erin? ERIN K. CHO: Thanks so much. So over ...

Pension Plan Investments 2016: Current Perspectives

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From the program: Pension Plan Investments 2016: Current Perspectives

Released on: Apr. 5, 2016

Experienced practitioners in the area of pension investment law, will give their perspectives, and illuminate issues, on current topics and recent developments. Continued statutory, regulatory and market changes ensure a full agenda of new developments to be debated and analyzed by the panelists. The Dodd-Frank financial reform legislation brought a new regulatory structure for pension investment activities in the derivatives markets that raises ...

Current Topics in Private Equity and Alternative Investments

Transcripts  Transcripts    

Recorded on: Apr. 4, 2016

ARTHUR KOHN: We're ready to start back for our-- certainly last, but very certainly not least panel of the day, our review of current topics in the area of private equity and hedge funds. And in the private equity area, at least, we have a very current topic, an incredibly interesting somewhat depressing opinion that came out yesterday in the Sun Capital case, which is I think where we're going to start on the panel. Here are more Jeanie Cogill to ...

Department of Labor, Office of Exemption Determinations: Updates, Issues and Perspectives

Transcripts  Transcripts    

Recorded on: Apr. 4, 2016

GRACE O'HANLON: And it's my pleasure now to introduce you to the chairs of today's program. Their full bio's are available on the iPad in front of you, so I'm going to keep it short and sweet. Howard is the head of Seyfarth Shaw's New York office benefits practice, and the national chair of its fiduciary advisory services practice group. During his more than 35 years of experience in employee benefits law and executive compensation, he has counseled ...

Department of Labor EBSA Hot Topics

Transcripts  Transcripts    

Recorded on: Apr. 4, 2016

SPEAKER 1: But the topic of the next panel is EPSA hot topics. We're going to continue our discussion, in part, about the QPAM and the fiduciary advice regs coming at those issues from slightly different perspectives and directions than we've already heard so far. They're big topics, and there's lots to-- I think there's lots to cover. And we're also going to talk about Interpretive Bulletin 2015-1, the ESG interpretation. So with that very brief ...

Derivatives - Swaps, futures and forward contracts

Transcripts  Transcripts    

Recorded on: Feb. 4, 2016

SPEAKER 1: So we figured what better place to start than with derivatives, swapped futures, and forward contracts. I would like to-- I'm very pleased to introduce my panel. Immediately to my left is Seth Grosshandler. Seth is a partner at Cleary Gottlieb Steen and Hamilton in New York. And his practice focuses on financial institutions, derivatives products, securities transactions, secured transactions, and structured finance, which is a lot, Seth. JEFFREY ...

ERISA Plans in the Financial Markets 2016

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From the program: ERISA Plans in the Financial Markets 2016

Released on: Feb. 8, 2016

ERISA plans are major investors in a constantly evolving financial marketplace.  Both financial firms designing and selling financial products and plans purchasing financial products need to understand the inner workings of the products in order to analyze them under ERISA and ensure compliance. This course provides an in depth look at the nuts and bolts of various financial instruments and investment vehicles and the ERISA issues that arise ...

DOL's Fiduciary Advice: Final Regulations

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Recorded on: Apr. 14, 2016

Taken from the briefing DOL's Fiduciary Advice: Final Regulations recorded April, 2016 in New York. The Department of Labor’s long-anticipated and highly controversial and contentious final regulations amending the definition of “fiduciary” in the context of investment advisors were sent to the Office of Management and Budget in January for its mandatory review. The rules have the potential to change the landscape of ERISA compliance ...

DOL's Fiduciary Advice: Final Regulations

Transcripts  Transcripts    

Recorded on: Apr. 15, 2016

AMY TAUB: Thank you. Hello. My name is Amy Taub and I am a program attorney with PLI. I would like to welcome you to today's briefing, DOL's Fiduciary Advice, Final Regulations. Before I begin, I have some administrative announcements. This briefing will be two hours in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing. View the Course Materials tab in the ...

DOL Update: Compliance with the Fiduciary Rule, Other DOL Initiatives, and Recent DOL Enforcement Activities

Transcripts  Transcripts    

Recorded on: May. 26, 2016

AMY TAUB: Hello, my name is Amy Taub and I'm a program attorney with PLI. I would like to welcome you to today's briefing, DOL updates, compliance with the fiduciary rule, other DOL initiatives, and recent DOL enforcement activities. Before I begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials ...

DOL Update: Compliance with the Fiduciary Rule, Other DOL Initiatives, and Recent DOL Enforcement Activities

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Recorded on: May. 26, 2016

Taken from the briefing DOL Update: Compliance with the Fiduciary Rule, Other DOL Initiatives, and Recent DOL Enforcement Activities recorded May, 2016 in New York. On April 6, 2016 the Department of Labor (DOL) released the long-awaited ERISA Fiduciary Regulation. The rule re-writes the definition of “investment advice” and is accompanied by the Best Interest Contract Exemption, which sets forth a labyrinthine scheme of required terms, ...

ERISA Fiduciary Obligations

Transcripts  Transcripts    

Recorded on: Apr. 22, 2016

CLIFFORD E. KIRSCH: There's a lot to cover and an exciting development. I'm very, very pleased to be joined by my colleague Vanessa Scott. Vanessa is a partner in Sutherland's Washington, DC office. Vanessa is in our Tax Practice Group and she advises on employee benefits and matters under ERISA. So thanks, Vanessa, for being here. To Vanessa's right is Maria Gattuso. Maria is Deloitte's lead regulatory advisory principle in the investment management ...

ERISA Fiduciary Obligations

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Recorded on: Apr. 22, 2016

Taken from the Web Program Financial Services Conflicts of Interest & Fiduciary Duties 2016: Navigating the Emerging Regulatory Maze recorded April, 2016 in New York. ERISA Fiduciary Obligations [01:00:03] DOL focus on adviser and broker dealer identification of conflicts The DOL Fiduciary re-proposal and what it means going forward The Operation of the BICE exemption Speakers: Maria Gattuso, Abigail B. Pancoast, Vanessa ...

ERISA Litigation Review

Transcripts  Transcripts    

Recorded on: Apr. 4, 2016

HOWARD PIANKO: OK, if we can get back to our seats we'll start with the afternoon program. Our first panel this afternoon is our annual litigation review. As in prior years, we kind of have representatives of both the plaintiff and defendant side. Shannon Barrett with O'Melveny and Myers on my immediate left. And next to Shannon is Karen Handorf from the Cohen Milstein firm. And let's see what's happened. We'll try to avoid topics as Raymond hinted ...

Ethical Considerations: Knowing Your Client

Transcripts  Transcripts    

Recorded on: Feb. 6, 2015

HOWARD PIANKO: OK, well, welcome. We've got our last set of lawyers coming in, and a really top-notch law firm and outstanding quality lawyers. Shannon Barrett, who in the real world, is with the O'Melveny law firm. And Glenn Butash, who is with Alcatel-Lucent. And then this one-- I guess I get to be the client. And I'm the president and chief investment officer at this company, and I've decided to make a change in outside counsel. And Glenn and ...

Ethical Considerations When Counseling Boards, Compensation Committees, Companies and Executives

Transcripts  Transcripts    

Recorded on: Sep. 18, 2015

JEANNEMARIE O'BRIEN: I'll quickly introduce our panelists. We have Rob Rachal from the New Orleans office of Proskauer. He focuses on complex class and ERISA litigation, including executive comp issues, and advises employers on ERISA benefit and fiduciary issues. We have Charmaine Slack, who is a partner in the New York office of Jones Day and its employee benefits and executive comp practice. She advises executives, boards, comp committees, public ...

Hot Issues in Executive Compensation 2015

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From the program: Hot Issues in Executive Compensation 2015

Released on: Sep. 29, 2015

As the economy shifts and the legislature, SEC and shareholders respond, the design, implementation and disclosure of executive compensation undergoes continual change. In this program, experts in the area – from major corporations, the SEC, the IRS and shareholder activist groups, as well as from leading law and consulting firms – will lead you through the emerging best practices and the current reactions to the changing landscape. Lecture ...

Featured Speaker: Francis J. Facciolo: The Evolution of the Fiduciary Duty

Transcripts  Transcripts    

Recorded on: Apr. 22, 2016

FRANCIS FACCIOLO: Chris already laid out, and my apologies for not being there for those of you who are in the room. But Chris already laid out the most basic way of thinking about this. It's an interesting area of the law. It's one of the types of areas that makes it fun to be a lawyer, because not only are there common law duties, but as Cliff has already talked about, there's an overlay of statutory duties, especially in the investment adviser ...

Financial Institution Marketplace Issues

Transcripts  Transcripts    

Recorded on: Feb. 4, 2016

SPEAKER: Thanks so much. We've moved on to the next panel, Financial Institution Marketplace Issues. I'm very pleased to welcome first Erin Cho, counsel at Davis Polk in the DC office who advises clients on matters involving employee benefits, ERISA, and all good things. To Erin's left is Peter Haller, who is a partner in the executive comp and employee benefits department of Willkie Farr & Gallagher, although he has dabbled on the in-house side as ...

Fund Formation Issues

Transcripts  Transcripts    

Recorded on: Feb. 4, 2016

MARY E. ALCOCK: Welcome back. I hope everyone enjoyed the break. I will say I thought it was a very good panel, the derivatives panel. For those of you looking for something a little more basic, I highly recommend listening to the ERISA basics program that was given last year. For those of you looking for something a little less basic or an even more deeper dive into the current and very hot issues of the day, I recommend the panel that's coming up ...

Hiring Senior Executives and Executive Transitions

Transcripts  Transcripts    

Recorded on: Sep. 18, 2015

JEANNEMARIE O'BRIEN: Hi we're starting the next session. I'm going to introduce the panel. We have Henry Morgenbesser from Katzke and Morgenbesser. He's a founding partner of the firm with over 30 years of experience. He doesn't look like he has that much experience, but he does. And always advising executives in top companies on executive compensation. He advises both corporations and individuals, and we're happy to have Henry here. We have my partner ...


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