From the program: Financial Services Conflicts of Interest & Fiduciary Duties 2015: Navigating the Emerging Regulatory Maze
Recorded on: Apr. 22, 2015
Taken from the Web Program Financial Services Conflicts of Interest & Fiduciary Duties: Navigating the Emerging Regulatory Maze recorded April, 2015 in New York.
Sources of Fiduciary Law in the Financial Industry [01:06:26]
Securities Laws: Investment Advisers Act, Securities Exchange Act; State Securities Laws; Municipal Advisers
SEC/DOL fiduciary rule making