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Advanced Compliance and Ethics Workshop 2014 -- Creating and Sustaining an Ethical Culture

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From the program: Advanced Compliance and Ethics Workshop 2014

Recorded on: Oct. 8, 2014

Taken from the Web Program Advanced Compliance and Ethics Workshop 2014 recorded October 2014 in New York. Creating and Sustaining an Ethical Culture [00:59:59] The role of the C&E program in creating and sustaining an ethical culture Management’s role in shaping an ethical culture Creating a culture of accountability and openness at organizations The role of incentives – “positive” and “negative” ...

Advanced Swaps & Other Derivatives 2014 -- Cleared and Uncleared Swaps, Swap Execution Methods, Give-up and Reporting

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From the program: Advanced Swaps & Other Derivatives 2014

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Taken from the Web Program Advanced Swaps & Other Derivatives 2014 recorded October, 2014 in New York. Cleared and Uncleared Swaps, Swap Execution Methods, Give-up and Reporting [01:04:53] Execution Give-up arrangements, futures agreement addenda and execution agreements PB and asset manager allocation issues SDR reporting Moderator: Joshua D. Cohn Daniel J. Bucsa, Frank N. Fisanich, Geoffrey B. Goldman, Nancy ...

Broker/Dealer Regulation and Enforcement 2014 -- Compliance Officer Roundtable

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From the program: Broker/Dealer Regulation and Enforcement 2014

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Taken from the Web Program Broker/Dealer Regulation and Enforcement 2014 recorded October, 2014 in New York. Compliance Officer Roundtable [00:59:55] This panel of Chief Compliance Officers will discuss the challenges they face managing their compliance programs in light of continued unprecedented changes in the broker dealer industry. They will discuss current regulatory issues and priorities and offer lessons learned from recent enforcement ...

Corporate Counsel Institute 2014 -- Cybersecurity: Protecting Your Virtual Assets

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From the program: Corporate Counsel Institute 2014

Recorded on: Oct. 8, 2014

Taken from the Web Program Corporate Counsel Institute 2014 recorded October, 2014 in New York. Cybersecurity: Protecting Your Virtual Assets  [01:00:20] Practical guide to incident response, especially data breaches involving theft of credit card data in an age where stolen card numbers have a mature value in the black market Dealing with service attacks, such as Denial-of-Service or Distributed Denial of Service (or DDoS) attacks, ...

Fundamentals of Swaps & Other Derivatives 2014 -- Bilateral OTC Derivatives: Termination, Valuation, Netting, Closeout, Netting Opinions

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From the program: Fundamentals of Swaps & Other Derivatives 2014

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Taken from the Web Program Fundamentals of Swaps & Other Derivatives 2014 recorded October, 2014 in New York. Bilateral OTC Derivatives: Termination, Valuation, Netting, Closeout, Netting Opinions [01:01:27] Netting opinions and jurisdictional considerations Valuation at termination: case law issues; regulated aspects Other issues Moderators: Gary Barnett, Joshua D. Cohn Scott L. Flood, Cristina Pérez The purchase ...

Hot Topics in Mergers & Acquisitions 2014 -- Dealing with Activists and Proxy Advisors

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From the program: Hot Topics in Mergers & Acquisitions 2014

Recorded on: Oct. 3, 2014

Taken from the Web Program Hot Topics in Mergers & Acquisitions 2014 recorded October, 2014 in New York.Lecture Topics  [00:58:47]Dealing with Activists and Proxy Advisors  [00:58:47] The current techniques deployed by activists Interacting with activists and ISS Preparing for activist designees on your board The purchase price of this segment includes the following article from the Course Handbook available online: Recent ...

Pocket MBA Fall 2014: Finance for Lawyers and Other Professionals -- A Detailed Look at Financial Statements

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From the program: Pocket MBA Fall 2014: Finance for Lawyers and Other Professionals

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Taken from the Web Program Pocket MBA Fall 2014: Finance for Lawyers and Other Professionals recorded October, 2014 in New York. A Detailed Look at Financial Statements [01:30:00] The purpose of financial statements - Reporting to stakeholders - Comparability Basic financial statements - Income statement - Balance sheet - Statement of cash flows - Statement of shareholders’ equity Accounting ...

Representing the Games Industry Client 2014 -- Exits

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From the program: Representing the Games Industry Client 2014

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Taken from the Web Program Representing the Games Industry Client 2014 recorded October, 2014 in San Francisco. Exits [00:57:20] Asset Purchases Buyers Like Them Sellers Hate Them When Do You See Them Stock Purchase Agreements or Merger Agreements Valuation - Multiples Cash vs. Stock Collars & Floors Earnout Provisions – Weighting of money on day of close vs. earn out  ...

Securities Law and Practice 2014: How the SEC Works -- Inside the SEC

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From the program: Securities Law and Practice 2014: How the SEC Works

Recorded on: Oct. 1, 2014

Taken from the Web Program Securities Law and Practice 2014: How the SEC Works recorded September, 2014 in New York.Lecture Topics  [00:59:30]Inside the SEC  [00:59:30] What are the different roles and responsibilities of the SEC’s operating divisions? What work is done in the SEC’s regional offices versus the SEC’s headquarters? Who reviews corporate disclosures? How is the SEC’s enforcement program structured? The purchase price ...

Featured Faculty/Authors
Michael T. Fishman

Michael T. Fishman ~ Greenberg Traurig LLP

Rebecca S. Eisner

Rebecca S. Eisner ~ Mayer Brown LLP

Tamar Kraft-Stolar

Tamar Kraft-Stolar ~ Director, Women in Prison Project, Correctional Association of New York