Narrow Your Results
Narrow Your Results

Content

Programs & Webcasts

On-Demand

Publications

Faculty/Authors

News/Blogs

CLE and Other Credit Types

CLE  

Search Programs

CLE Jurisdictions

CPD  

CPE (NASBA)  

CFE  

Compliance (CCB CEU)  

Privacy CPE (IAPP)  

Search for programs by jurisdiction or CLE credit type:

 
 
  Not all credit types are available in all jurisdictions. If you choose multiple states and multiple credit types, you may end up with 0 results.  
 



 

   
      

Search for Programs with CPD Credits in:


   

   

Showing 1 - 25 of 34 Results

List View Table View

49th Annual Immigration and Naturalization Institute -- Asylum Update and Mock Trial

Web Segment  Web Segment    

From the program: 49th Annual Immigration and Naturalization Institute

Recorded on: Dec. 9, 2016

Taken from the Web Program 49th Annual Immigration and Naturalization Institute recorded December, 2016 in New York. Asylum Update and Mock Trial [01:31:23] Effects of recent worldwide refugee crises on U.S. asylum programs Recent developments in asylum law, with focus on particular social group analysis Bars to asylum, including the one-year filing deadline Practical tips for preparing for immigration court proceedings ...

Advanced Compliance and Ethics Workshop 2016 -- Compliance Codes, Training and Communication

Web Segment  Web Segment    

From the program: Advanced Compliance and Ethics Workshop 2016

Recorded on: Oct. 19, 2016

Taken from the Web Program Advanced Compliance and Ethics Workshop 2016 recorded October, 2016 in New York. Compliance Codes, Training and Communication [00:59:14] Designing, revising and disseminating effective codes of conduct Training approaches that are effective and stay fresh over time  Training managers and senior leadership Measuring the impact of training Planning for and disseminating effective non-training ...

Advanced Swaps & Other Derivatives 2016 -- Clearing; Margin for Cleared Transactions; Client Money Segregation; Default Management; End-User Perspectives

Web Segment  Web Segment    

From the program: Advanced Swaps & Other Derivatives 2016

Recorded on: Oct. 27, 2016

Taken from the Web Program Advanced Swaps & Other Derivatives 2016 recorded October, 2016 in New York. Clearing; Margin for Cleared Transactions; Client Money Segregation; Default Management; End-User Perspectives [01:27:45] Mandatory clearing requirements Default management and focus on CCP default funds: current state of play of models Margin and segregation Moderator: Gary Barnett Wenchi Hu, Thomas J. Smith, William ...

Advanced Venture Capital 2016 -- Corporate Governance and Venture-Backed Companies

Web Segment  Web Segment    

From the program: Advanced Venture Capital 2016

Recorded on: Dec. 7, 2016

Taken from the Web Program Advanced Venture Capital 2016 recorded December, 2016 in San Francisco. Corporate Governance and Venture-Backed Companies [01:03:35] Board structures and conflicts  Managing board observers  Down rounds, washout financings, and affiliate transaction issues  Ethical dilemmas faced by counsel  Delaware law changes Speakers: Herbert P. Fockler, Jeffrey R. Wolters The ...

Annual Disclosure Documents 2016 -- Accounting and Financial Reporting Developments and Priorities Affecting Financial Disclosures

Web Segment  Web Segment    

From the program: Annual Disclosure Documents 2016

Recorded on: Dec. 14, 2016

Taken from the Web Program Annual Disclosure Documents 2016 recorded December, 2016 in New York. Accounting and Financial Reporting Developments and Priorities Affecting Financial Disclosures [01:00:06] Key accounting pronouncements and initiatives affecting/driving disclosures outside of the financial statements Revenue recognition PCAOB developments What to look for in the coming year  Speakers: Amy J. Dorfmeister, ...

Antitrust Counseling & Compliance 2016 -- Antitrust Issues in Mergers and Acquisitions

Web Segment  Web Segment    

From the program: Antitrust Counseling & Compliance 2016

Recorded on: Sep. 29, 2016

Taken from the Web Program Antitrust Counseling & Compliance 2016 recorded September, 2016 in New York. Antitrust Issues in Mergers and Acquisitions [01:02:22] The Merger Review Process Negotiating antitrust risk shifting provisions in merger agreements HSR and coordinating global filings Avoiding “gun jumping” while preparing to integrate Merger Guidelines and Enforcement Trends Horizontal and vertical ...

Banking Law Institute 2016 -- Capital and Liquidity

Web Segment  Web Segment    

From the program: Banking Law Institute 2016

Recorded on: Dec. 5, 2016

Taken from the Web Program Banking Law Institute 2016 recorded December, 2016 in New York. Capital and Liquidity [00:59:49] Capital planning challenges NSFR proposed rules and long term liquidity TLAC and Countercylical Capital Buffer proposed rules Basel 3 implementation: challenges and issues Speakers: Mark J. Welshimer, Benjamin W. McDonough, Kevin J. Ryan The purchase price of this segment includes the following ...

Bridge-the-Gap: Professional Practice for Newly Admitted Attorneys 2016 -- Faces, Paces and Cases in Financial Reform 2016: Past, Present and Future Developments

Web Segment  Web Segment    

From the program: Bridge-the-Gap: Professional Practice for Newly Admitted Attorneys 2016

Recorded on: Nov. 30, 2016

Taken from the Web Program Bridge-the-Gap: Professional Practice for Newly Admitted Attorneys 2016 recorded August, 2016 in New York. Faces, Paces and Cases in Financial Reform 2016: Past, Present and Future Developments [01:34:17] The roots of the financial crisis: fundamentals of subprime securities and related derivatives Dodd-Frank Act: what you need to know Recent financial reform developments by the administration, congress, ...

Broker/Dealer Regulation and Enforcement 2016 -- Broker/Dealer: State Enforcement Initiatives, Developments and Priorities

Web Segment  Web Segment    

From the program: Broker/Dealer Regulation and Enforcement 2016

Recorded on: Oct. 24, 2016

Taken from the Web Program Broker/Dealer Regulation and Enforcement 2016 recorded October, 2016 in New York. Broker/Dealer: State Enforcement Initiatives, Developments and Priorities [01:28:25] State regulators will discuss regulatory initiatives, developments and priorities. The panelists will offer their insights for avoiding and responding to a state regulatory matter. Sale of non-traditional products to retail investors (gold & ...

Cybersecurity 2016: Managing Cybersecurity Incidents -- Cyber Attack Simulation

Web Segment  Web Segment    

From the program: Cybersecurity 2016: Managing Cybersecurity Incidents

Recorded on: Sep. 21, 2016

Taken from the Web Program Cybersecurity 2016: Managing Cybersecurity Incidents recorded September, 2016 in New York. Cyber Attack Simulation [01:17:41] Mock cybersecurity event with experts who will walk through each aspect of the incident How to identify the anomalies that suggest the occurrence of a cyber event Managing a forensic investigation The legal implications Follow-up remediation Communications issues ...

Delaware Law Developments 2016: What All Business Lawyers Need to Know -- Ethical Issues to Consider in Delaware Corporate Practice

Web Segment  Web Segment    

From the program: Delaware Law Developments 2016: What All Business Lawyers Need to Know

Recorded on: Aug. 17, 2016

Taken from the Web Program Delaware Law Developments 2016: What All Business Lawyers Need to Know recorded August, 2016 in New York. Ethical Issues to Consider in Delaware Corporate Practice [01:00:23] Risks of Social Media Disregarding known rules (attestations and Rule 23(a) affidavits) Failure to prosecute, failure to meet and confer, failure to prepare Failure to disclose conflicts, deceptive discovery practices, incomplete ...

Directors' Institute on Corporate Governance (Fourteenth Annual) -- Cybersecurity and Boards: Understanding the Director's Role

Web Segment  Web Segment    

From the program: Directors' Institute on Corporate Governance (Fourteenth Annual)

Recorded on: Dec. 2, 2016

Taken from the Web Program Directors' Institute on Corporate Governance (Fourteenth Annual) recorded November, 2016 in New York. Cybersecurity and Boards: Understanding the Director's Role [00:57:09] Overview of board’s role in overseeing cybersecurity preparedness Case law developments involving boards and cyber security Developing a playbook: how to handle cybersecurity incidents when they happen Disclosure and ...

Effective Management of Outside Counsel 2016: Fully Leveraging the Attorney-Client Relationship -- Effective Management of Outside Counsel: Challenge, Opportunity, Attorney-Client Relationship, Cost Management

Web Segment  Web Segment    

From the program: Effective Management of Outside Counsel 2016: Fully Leveraging the Attorney-Client Relationship

Recorded on: Dec. 19, 2016

Taken from the Web Program Effective Management of Outside Counsel 2016: Fully Leveraging the Attorney-Client Relationship recorded December, 2016 in New York. Effective Management of Outside Counsel: Challenge, Opportunity, Attorney-Client Relationship, Cost Management [01:27:07] I. The Challenge and the Opportunity          a. The challenge and importance of effective management of outside ...

Financial Services Industry Regulatory Compliance & Ethics Forum 2016 -- Compliance and Legal Challenges Regarding Fintech

Web Segment  Web Segment    

From the program: Financial Services Industry Regulatory Compliance & Ethics Forum 2016

Recorded on: Nov. 15, 2016

Taken from the Web Program Financial Services Industry Regulatory Compliance & Ethics Forum 2016 recorded November, 2016 in New York. Compliance and Legal Challenges Regarding Fintech [00:59:38] Regulatory Guidance FINRA’s Digital Advice Release Collaborating with IT Peter Santori, Kimberly Saunders The purchase price of this segment includes the following article from the Course Handbook available online:  ...

Fundamentals of Broker-Dealer Regulation 2016 -- An Overview of the Broker-Dealer Regulatory Framework

Web Segment  Web Segment    

From the program: Fundamentals of Broker-Dealer Regulation 2016

Recorded on: Jul. 27, 2016

Taken from the Web Program Fundamentals of Broker-Dealer Regulation 2016 recorded July, 2016 in New York. An Overview of the Broker-Dealer Regulatory Framework [01:14:33] State regulation SRO regulation FINRA membership The interplay between the SEC, the SROs and the states Current initiatives (CFE Field of Study: Non-Fraud) David F. Freeman, Jr., G. Philip Rutledge The purchase price of this segment ...

Fundamentals of Swaps & Other Derivatives 2016 -- Bilateral OTC Derivatives: Termination, Valuation, Netting, Closeout, Netting Opinions

Web Segment  Web Segment    

From the program: Fundamentals of Swaps & Other Derivatives 2016

Recorded on: Oct. 25, 2016

Taken from the Web Program Fundamentals of Swaps & Other Derivatives 2016 recorded October, 2016 in New York. Bilateral OTC Derivatives: Termination, Valuation, Netting, Closeout, Netting Opinions [01:01:00] Netting opinions and jurisdictional considerations Valuation at termination: case law issues; regulated aspects Other issues Moderators: Gary Barnett, Joshua D. Cohn Eleanor Webb, RC Whitehead The purchase price ...

Hedge and Private Fund Enforcement & Regulatory Developments 2016 -- Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective

Web Segment  Web Segment    

From the program: Hedge and Private Fund Enforcement & Regulatory Developments 2016

Recorded on: Dec. 2, 2016

Taken from the Web Program Hedge and Private Fund Enforcement & Regulatory Developments 2016 recorded December, 2016 in New York. Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective [01:03:47] SEC Asset Management Unit - enforcement priorities and trends CFTC enforcement in the private fund space Criminal perspectives and prosecutions The defense perspective – strategies ...

Hedge Fund Management 2016 -- Data 2.0: Identifying, Assessing & Mitigating Risks Associated with “Alternative Data”

Web Segment  Web Segment    

From the program: Hedge Fund Management 2016

Recorded on: Sep. 16, 2016

Taken from the Web Program Hedge Fund Management 2016 recorded September, 2016 in New York. Data 2.0: Identifying, Assessing & Mitigating Risks Associated with “Alternative Data” [01:01:54] Proper use of Big Data Compliance issues with web scraping tools Using surveys to generate research data Pitfalls in clickthrough Terms of Use (IAPP Privacy credit for Privacy Professionals) Speakers: Erin Ross, ...

Hot Issues in Executive Compensation 2016 -- Avoiding Compensation Related Legal Actions

Web Segment  Web Segment    

From the program: Hot Issues in Executive Compensation 2016

Recorded on: Sep. 19, 2016

Taken from the Web Program Hot Issues in Executive Compensation 2016 recorded September, 2016 in New York. Avoiding Compensation Related Legal Actions [00:58:48] The business judgment rule Developments in compensation related litigation Process matters – documentation, disclosure, conflicts, outside advisors’ advice and conduct of meetings The purchase price of this segment includes the following article ...

Hot Topics for In-House Counsel 2016 -- Addressing Compliance and Regulatory Risks as In-House Counsel

Web Segment  Web Segment    

From the program: Hot Topics for In-House Counsel 2016

Recorded on: Oct. 6, 2016

Taken from the Web Program Hot Topics for In-House Counsel 2016 recorded October, 2016 in New York. Addressing Compliance and Regulatory Risks as In-House Counsel [01:01:00] Reporting structures for Chief Compliance Officer Centralized or de-centralized - how do you decide Balancing need for stature and independence vs. collaborative business partnering Lines of defense - what belongs in first, second and third line  ...

Hot Topics in Mergers & Acquisitions 2016 -- Current Landscape of the M&A Market

Web Segment  Web Segment    

From the program: Hot Topics in Mergers & Acquisitions 2016

Recorded on: Oct. 17, 2016

Taken from the Web Program Hot Topics in Mergers & Acquisitions 2016 recorded October, 2016 in New York. Current Landscape of the M&A Market [00:56:01] Overview of the M&A market What deal makers are focused on Key drivers in the current environment George W. Bilicic, Sarkis Jebejian, Matt McClure, Eric L. Schiele The purchase price of this segment includes the following article from the Course Handbook ...

Marketplace Lending and Crowdfunding 2016 -- Equity Crowdfunding Platforms and State Crowdfunding Laws

Web Segment  Web Segment    

From the program: Marketplace Lending and Crowdfunding 2016

Recorded on: Sep. 12, 2016

Taken from the Web Program Marketplace Lending and Crowdfunding 2016 recorded September, 2016 in New York. Equity Crowdfunding Platforms and State Crowdfunding Laws [01:30:52] Legal Issues for Equity Crowdfunding Platforms Crowdfunding under Title II – Solicitation vs. Non-Solicitation “Reasonable Steps to Verify” The preexisting relationship and CitizenVC: Myth vs. Facts Working with broker-dealers and ...

New Developments in Securitization 2016 -- CFPB Roundup - Recent CFPB Actions of Importance to the Securitization Market

Web Segment  Web Segment    

From the program: New Developments in Securitization 2016

Recorded on: Dec. 16, 2016

Taken from the Web Program New Developments in Securitization 2016 recorded December, 2016 in New York. CFPB Roundup - Recent CFPB Actions of Importance to the Securitization Market [00:59:59] TRID update Mandatory Arbitration Structure and Constitutionality of CFPB Chris DiAngelo The purchase price of this segment includes the following article from the Course Handbook available online: Securitization and ...

New Jersey Basic CLE Marathon 2016 -- Civil Trial Practice – The Trial (NA3)

Web Segment  Web Segment    

From the program: New Jersey Basic CLE Marathon 2016

Recorded on: May. 17, 2016

Taken from the Web Program New Jersey Basic CLE Marathon 2016 recorded May, 2016 in New York. Civil Trial Practice – The Trial (NA3) [01:51:56] Trial preparation – the 90 days before trial Motions in limine, evidence, stipulations Jury trial issue Presentation of evidence and witness Review of significant cases Frank J. DeAngelis, Lan Hoang, Dr. Laurie R. Kuslansky The purchase price of this segment ...

Pocket MBA Fall 2016: Finance for Lawyers and Other Professionals -- A Pocket Full of Ethical Considerations

Web Segment  Web Segment    

From the program: Pocket MBA Fall 2016: Finance for Lawyers and Other Professionals

Recorded on: Oct. 11, 2016

Taken from the Web Program Pocket MBA Fall 2016: Finance for Lawyers and Other Professionals recorded October, 2016 in New York. A Pocket Full of Ethical Considerations [01:15:18] What exposure does counsel have for participating in the negotiation and execution of contracts? Protecting sensitive information and responding ethically to opponents’ probes for it The reach of the duty of confidentiality, and the obligation ...


  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2017 Practising Law Institute. Continuing Legal Education since 1933.

© 2017 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.