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Showing 25 Results

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49th Annual Immigration and Naturalization Institute -- Asylum Update and Mock Trial

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From the program: 49th Annual Immigration and Naturalization Institute

Recorded on: Dec. 9, 2016

Taken from the Web Program 49th Annual Immigration and Naturalization Institute recorded December, 2016 in New York. Asylum Update and Mock Trial [01:31:23] Effects of recent worldwide refugee crises on U.S. asylum programs Recent developments in asylum law, with focus on particular social group analysis Bars to asylum, including the one-year filing deadline Practical tips for preparing for immigration court proceedings ...

Advanced Compliance and Ethics Workshop 2016 -- Compliance Codes, Training and Communication

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From the program: Advanced Compliance and Ethics Workshop 2016

Recorded on: Oct. 19, 2016

Taken from the Web Program Advanced Compliance and Ethics Workshop 2016 recorded October, 2016 in New York. Compliance Codes, Training and Communication [00:59:14] Designing, revising and disseminating effective codes of conduct Training approaches that are effective and stay fresh over time  Training managers and senior leadership Measuring the impact of training Planning for and disseminating effective non-training ...

Advanced Swaps & Other Derivatives 2016 -- Clearing; Margin for Cleared Transactions; Client Money Segregation; Default Management; End-User Perspectives

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From the program: Advanced Swaps & Other Derivatives 2016

Recorded on: Oct. 27, 2016

Taken from the Web Program Advanced Swaps & Other Derivatives 2016 recorded October, 2016 in New York. Clearing; Margin for Cleared Transactions; Client Money Segregation; Default Management; End-User Perspectives [01:27:45] Mandatory clearing requirements Default management and focus on CCP default funds: current state of play of models Margin and segregation Moderator: Gary Barnett Wenchi Hu, Thomas J. Smith, William ...

Advanced Venture Capital 2016 -- Corporate Governance and Venture-Backed Companies

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From the program: Advanced Venture Capital 2016

Recorded on: Dec. 7, 2016

Taken from the Web Program Advanced Venture Capital 2016 recorded December, 2016 in San Francisco. Corporate Governance and Venture-Backed Companies [01:03:35] Board structures and conflicts  Managing board observers  Down rounds, washout financings, and affiliate transaction issues  Ethical dilemmas faced by counsel  Delaware law changes Speakers: Herbert P. Fockler, Jeffrey R. Wolters The ...

Annual Disclosure Documents 2016 -- Accounting and Financial Reporting Developments and Priorities Affecting Financial Disclosures

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From the program: Annual Disclosure Documents 2016

Recorded on: Dec. 14, 2016

Taken from the Web Program Annual Disclosure Documents 2016 recorded December, 2016 in New York. Accounting and Financial Reporting Developments and Priorities Affecting Financial Disclosures [01:00:06] Key accounting pronouncements and initiatives affecting/driving disclosures outside of the financial statements Revenue recognition PCAOB developments What to look for in the coming year  Speakers: Amy J. Dorfmeister, ...

Antitrust Counseling & Compliance 2016 -- Antitrust Issues in Mergers and Acquisitions

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From the program: Antitrust Counseling & Compliance 2016

Recorded on: Sep. 29, 2016

Taken from the Web Program Antitrust Counseling & Compliance 2016 recorded September, 2016 in New York. Antitrust Issues in Mergers and Acquisitions [01:02:22] The Merger Review Process Negotiating antitrust risk shifting provisions in merger agreements HSR and coordinating global filings Avoiding “gun jumping” while preparing to integrate Merger Guidelines and Enforcement Trends Horizontal and vertical ...

Banking Law Institute 2016 -- Capital and Liquidity

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From the program: Banking Law Institute 2016

Recorded on: Dec. 5, 2016

Taken from the Web Program Banking Law Institute 2016 recorded December, 2016 in New York. Capital and Liquidity [00:59:49] Capital planning challenges NSFR proposed rules and long term liquidity TLAC and Countercylical Capital Buffer proposed rules Basel 3 implementation: challenges and issues Speakers: Mark J. Welshimer, Benjamin W. McDonough, Kevin J. Ryan The purchase price of this segment includes the following ...

Broker/Dealer Regulation and Enforcement 2016 -- Broker/Dealer: State Enforcement Initiatives, Developments and Priorities

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From the program: Broker/Dealer Regulation and Enforcement 2016

Recorded on: Oct. 24, 2016

Taken from the Web Program Broker/Dealer Regulation and Enforcement 2016 recorded October, 2016 in New York. Broker/Dealer: State Enforcement Initiatives, Developments and Priorities [01:28:25] State regulators will discuss regulatory initiatives, developments and priorities. The panelists will offer their insights for avoiding and responding to a state regulatory matter. Sale of non-traditional products to retail investors (gold & ...

Directors' Institute on Corporate Governance (Fourteenth Annual) -- Cybersecurity and Boards: Understanding the Director's Role

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From the program: Directors' Institute on Corporate Governance (Fourteenth Annual)

Recorded on: Dec. 2, 2016

Taken from the Web Program Directors' Institute on Corporate Governance (Fourteenth Annual) recorded November, 2016 in New York. Cybersecurity and Boards: Understanding the Director's Role [00:57:09] Overview of board’s role in overseeing cybersecurity preparedness Case law developments involving boards and cyber security Developing a playbook: how to handle cybersecurity incidents when they happen Disclosure and ...

Effective Management of Outside Counsel 2016: Fully Leveraging the Attorney-Client Relationship -- Effective Management of Outside Counsel: Challenge, Opportunity, Attorney-Client Relationship, Cost Management

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From the program: Effective Management of Outside Counsel 2016: Fully Leveraging the Attorney-Client Relationship

Recorded on: Dec. 19, 2016

Taken from the Web Program Effective Management of Outside Counsel 2016: Fully Leveraging the Attorney-Client Relationship recorded December, 2016 in New York. Effective Management of Outside Counsel: Challenge, Opportunity, Attorney-Client Relationship, Cost Management [01:27:07] I. The Challenge and the Opportunity          a. The challenge and importance of effective management of outside ...

Financial Services Industry Regulatory Compliance & Ethics Forum 2016 -- Compliance and Legal Challenges Regarding Fintech

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From the program: Financial Services Industry Regulatory Compliance & Ethics Forum 2016

Recorded on: Nov. 15, 2016

Taken from the Web Program Financial Services Industry Regulatory Compliance & Ethics Forum 2016 recorded November, 2016 in New York. Compliance and Legal Challenges Regarding Fintech [00:59:38] Regulatory Guidance FINRA’s Digital Advice Release Collaborating with IT Peter Santori, Kimberly Saunders The purchase price of this segment includes the following article from the Course Handbook available online:  ...

Fundamentals of Swaps & Other Derivatives 2016 -- Bilateral OTC Derivatives: Termination, Valuation, Netting, Closeout, Netting Opinions

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From the program: Fundamentals of Swaps & Other Derivatives 2016

Recorded on: Oct. 25, 2016

Taken from the Web Program Fundamentals of Swaps & Other Derivatives 2016 recorded October, 2016 in New York. Bilateral OTC Derivatives: Termination, Valuation, Netting, Closeout, Netting Opinions [01:01:00] Netting opinions and jurisdictional considerations Valuation at termination: case law issues; regulated aspects Other issues Moderators: Gary Barnett, Joshua D. Cohn Eleanor Webb, RC Whitehead The purchase price ...

Hedge and Private Fund Enforcement & Regulatory Developments 2016 -- Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective

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From the program: Hedge and Private Fund Enforcement & Regulatory Developments 2016

Recorded on: Dec. 2, 2016

Taken from the Web Program Hedge and Private Fund Enforcement & Regulatory Developments 2016 recorded December, 2016 in New York. Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective [01:03:47] SEC Asset Management Unit - enforcement priorities and trends CFTC enforcement in the private fund space Criminal perspectives and prosecutions The defense perspective – strategies ...

Hot Topics for In-House Counsel 2016 -- Addressing Compliance and Regulatory Risks as In-House Counsel

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From the program: Hot Topics for In-House Counsel 2016

Recorded on: Oct. 6, 2016

Taken from the Web Program Hot Topics for In-House Counsel 2016 recorded October, 2016 in New York. Addressing Compliance and Regulatory Risks as In-House Counsel [01:01:00] Reporting structures for Chief Compliance Officer Centralized or de-centralized - how do you decide Balancing need for stature and independence vs. collaborative business partnering Lines of defense - what belongs in first, second and third line  ...

Hot Topics in Mergers & Acquisitions 2016 -- Current Landscape of the M&A Market

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From the program: Hot Topics in Mergers & Acquisitions 2016

Recorded on: Oct. 17, 2016

Taken from the Web Program Hot Topics in Mergers & Acquisitions 2016 recorded October, 2016 in New York. Current Landscape of the M&A Market [00:56:01] Overview of the M&A market What deal makers are focused on Key drivers in the current environment George W. Bilicic, Sarkis Jebejian, Matt McClure, Eric L. Schiele The purchase price of this segment includes the following article from the Course Handbook ...

New Developments in Securitization 2016 -- CFPB Roundup - Recent CFPB Actions of Importance to the Securitization Market

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From the program: New Developments in Securitization 2016

Recorded on: Dec. 16, 2016

Taken from the Web Program New Developments in Securitization 2016 recorded December, 2016 in New York. CFPB Roundup - Recent CFPB Actions of Importance to the Securitization Market [00:59:59] TRID update Mandatory Arbitration Structure and Constitutionality of CFPB Chris DiAngelo The purchase price of this segment includes the following article from the Course Handbook available online: Securitization and ...

New Jersey Basic CLE Marathon 2016 -- Civil Trial Practice – The Trial (NA3)

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From the program: New Jersey Basic CLE Marathon 2016

Recorded on: May. 17, 2016

Taken from the Web Program New Jersey Basic CLE Marathon 2016 recorded May, 2016 in New York. Civil Trial Practice – The Trial (NA3) [01:51:56] Trial preparation – the 90 days before trial Motions in limine, evidence, stipulations Jury trial issue Presentation of evidence and witness Review of significant cases Frank J. DeAngelis, Lan Hoang, Dr. Laurie R. Kuslansky The purchase price of this segment ...

Pocket MBA Fall 2016: Finance for Lawyers and Other Professionals -- A Pocket Full of Ethical Considerations

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From the program: Pocket MBA Fall 2016: Finance for Lawyers and Other Professionals

Recorded on: Oct. 11, 2016

Taken from the Web Program Pocket MBA Fall 2016: Finance for Lawyers and Other Professionals recorded October, 2016 in New York. A Pocket Full of Ethical Considerations [01:15:18] What exposure does counsel have for participating in the negotiation and execution of contracts? Protecting sensitive information and responding ethically to opponents’ probes for it The reach of the duty of confidentiality, and the obligation ...

Preparing For Shareholder Activism: What You Need To Be Doing Now 2016 -- Institutional Investors: What You Need To Do To Gain Their Trust

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From the program: Preparing For Shareholder Activism: What You Need To Be Doing Now 2016

Recorded on: Dec. 13, 2016

Taken from the Web Program Preparing For Shareholder Activism: What You Need To Be Doing Now 2016 recorded December, 2016 in New York. Institutional Investors: What You Need To Do To Gain Their Trust [00:58:50] How institutional investors vote their shares  The importance of establishing a relationship before the activist appears  Responding to the activist while maintaining credibility Meredith L. Cole, Eduardo Gallardo, ...

Securities Arbitration 2016 -- Arbitrator Practicum on Experts and Closing

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From the program: Securities Arbitration 2016

Recorded on: Sep. 29, 2016

Taken from the Web Program Securities Arbitration 2016 recorded September, 2016 in New York. Arbitrator Practicum on Experts and Closing [01:02:02] Expert Testimony when and how to use it to your advantage Does and Don’t of Closing Arguments (Skills credit for NY attorneys) Moderator: Alejandro Schwed Panelists:  Darya Geetter, Jeff Kaplan, Jenice Malecki The purchase price of this segment includes the following ...

Securities Filings 2016: Practical Guidance in a Changing Environment -- Ethical Dilemmas in Preparation and Review of SEC Filings

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From the program: Securities Filings 2016: Practical Guidance in a Changing Environment

Recorded on: Sep. 9, 2016

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. Lecture Topics [00:59:47] Upon the successful completion of this program, the participant will be able to: Recognize the public policy framework underlying the gatekeeper concept. Recall the legal framework governing the rules of conduct for professionals appearing and practicing before the Securities and Exchange ...

Securities Law and Practice 2016: How the SEC Works -- Inside the SEC – How the SEC Works

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From the program: Securities Law and Practice 2016: How the SEC Works

Recorded on: Nov. 4, 2016

Taken from the Web Program Securities Law and Practice 2016: How the SEC Works recorded November, 2016 in New York. Inside the SEC – How the SEC Works [00:57:03] What are the different roles and responsibilities of the SEC’s operating divisions? What work is done in the SEC’s regional offices versus the SEC’s headquarters? Who reviews corporate disclosures? How is the SEC’s enforcement program ...

Securities Regulation Institute (48th Annual) -- Accounting and Financial Reporting in the Spotlight

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From the program: Securities Regulation Institute (48th Annual)

Recorded on: Nov. 6, 2016

Taken from the Web Program 48th Annual Institute on Securities Regulation recorded November, 2016 in New York. Accounting and Financial Reporting in the Spotlight [01:32:57] Getting ready for new accounting standards:  Revenue recognition, leasing and going concern  SEC comments in 2017: What to expect on the accounting and financial reporting front  Non-GAAP measures:  Responding to the SEC’s new attention ...

Tax Strategies for Corporate Acquisitions, Dispositions, Spin-Offs, Joint Ventures, Financings, Reorganizations & Restructurings 2016 -- Current Issues in M&A

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From the program: Tax Strategies for Corporate Acquisitions, Dispositions, Spin-Offs, Joint Ventures, Financings, Reorganizations & Restructurings 2016

Recorded on: Oct. 24, 2016

Taken from the Web Program Tax Strategies for Corporate Acquisitions, Dispositions, Spin-Offs, Joint Ventures, Financings, Reorganizations & Restructurings 2016 recorded October, 2016 in New York. Current Issues in M&A [01:00:39] Current issues in taxable and tax-free transactions; multi-step reorganizations; reorganizations within a consolidated or affiliated group; all cash D reorganizations; developments in F reorganizations; overlap ...

White Collar Crime 2016: Prosecutors and Regulators Speak -- FCPA Investigations and Enforcement: Developments and Updates

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From the program: White Collar Crime 2016: Prosecutors and Regulators Speak

Recorded on: Oct. 3, 2016

Taken from the Web Program White Collar Crime 2016: Prosecutors and Regulators Speak recorded September, 2016 in New York. FCPA Investigations and Enforcement: Developments and Updates [01:01:31] Review of recent developments in FCPA law and practice Increasing coordination with foreign law enforcement agencies Best practices for compliance and remediation The Fraud Section’s Pilot Program – what is the experience ...


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