Narrow Your Results
Narrow Your Results

Display:

Seminars & Webcasts

On-Demand

Publications

Faculty/Authors

News/Blogs

List View Table View

47th Annual Institute on Securities Regulation -- Activism in 2016: Understanding the Dynamics of the Changing Landscape and Changing Roles

Web Segment  Web Segment    

From the program: 47th Annual Institute on Securities Regulation

Recorded on: Nov. 1, 2015

Taken from the Web Program 47th Annual Institute on Securities Regulation recorded October, 2015 in New York. Activism in 2016: Understanding the Dynamics of the Changing Landscape and Changing Roles [01:37:39] How has activism changed the roles of the general counsel and outside advisors to corporations? How should the specter of activism change what goes on in the board room? How can management and incumbent directors leverage ...

Acquiring or Selling the Privately Held Company 2015 -- A. Indemnification B. Special Issues Involved in Acquiring Divisions or Subsidiaries of Larger Companies

Web Segment  Web Segment    

From the program: Acquiring or Selling the Privately Held Company 2015

Recorded on: Jun. 17, 2015

Taken from the Web Program Acquiring or Selling the Privately Held Company 2015 recorded June, 2015 in New York. A. Indemnification B. Special Issues Involved in Acquiring Divisions or Subsidiaries of Larger Companies [01:35:25] A. Indemnification [45 minutes] Techniques and issues in negotiating indemnification provisions: “Baskets” “Caps” Partial indemnification “Sandbagging” Survival ...

Advanced Compliance and Ethics Workshop 2015 -- Codes, Training and Communication

Web Segment  Web Segment    

From the program: Advanced Compliance and Ethics Workshop 2015

Recorded on: Nov. 20, 2015

Taken from the Web Program Advanced Compliance and Ethics Workshop 2015 recorded November, 2015 in San Francisco. Codes, Training and Communication [00:58:20] Designing, revising and disseminating effective codes of conduct Training approaches that are effective and stay fresh over time Training managers, senior leadership and the C&E team Measuring the impact of training Planning for and disseminating effective ...

Advanced Swaps & Other Derivatives 2015 -- Clearing; Margin for Cleared and Uncleared Transactions; Client Money Segregation; Default Management; End-User Perspectives

Web Segment  Web Segment    

From the program: Advanced Swaps & Other Derivatives 2015

Recorded on: Oct. 23, 2015

Taken from the Web Program Advanced Swaps & Other Derivatives 2015 recorded October, 2015 in New York. Clearing; Margin for Cleared and Uncleared Transactions; Client Money Segregation; Default Management; End-User Perspectives [01:35:26] Mandatory clearing requirements Default management and focus on CCP default funds: current state of play of models Margin and segregation Moderator: Gary Barnett Michael D. Bopp, Wenchi ...

Advanced Venture Capital 2015 -- Advanced Exits

Web Segment  Web Segment    

From the program: Advanced Venture Capital 2015

Recorded on: Dec. 3, 2015

Taken from the Web Program Advanced Venture Capital 2015 recorded December, 2015 in San Francisco. Advanced Exits [01:26:05] M&A deal terms, including indemnity and waivers of claims Investor issues and protections Deal protective measures IPO developments, JOBS Act crowdfunding Secondary markets and liquidity programs  Speakers:  Peter M. Astiz, Steven J. Tonsfeldt, Mark B. Vogel The purchase ...

Annual Disclosure Documents 2015 -- Corporate Governance and Shareholder Proposals

Web Segment  Web Segment    

From the program: Annual Disclosure Documents 2015

Recorded on: Dec. 14, 2015

Taken from the Web Program Annual Disclosure Documents 2015 recorded December, 2015 in New York. Corporate Governance and Shareholder Proposals [01:14:50] Overview of the 2015 shareholder proposal season; what is anticipated for 2016 Shareholder proposals:  tips on how to handle them;  how to be alert to changes in staff positions Developments in corporate governance practices and disclosures                    ...

Antitrust Counseling & Compliance 2015 -- Mergers and Acquisitions

Web Segment  Web Segment    

From the program: Antitrust Counseling & Compliance 2015

Recorded on: Nov. 3, 2015

Taken from the Web Program Antitrust Counseling & Compliance 2015 recorded November, 2015 in New York. Mergers and Acquisitions [01:01:05] The Merger Review Process Negotiating antitrust risk shifting provisions in merger agreements HSR and coordinating global filings Avoiding “gun jumping” while preparing to integrate Merger Guidelines and Enforcement Trends Horizontal and vertical merger analysis ...

Antitrust Institute 2015: Developments & Hot Topics -- Acquisitions and Mergers

Web Segment  Web Segment    

From the program: Antitrust Institute 2015: Developments & Hot Topics

Recorded on: May. 13, 2015

Taken from the Web Program Antitrust Institute 2015: Developments & Hot Topics recorded May, 2015 in New York. Acquisitions and Mergers [01:06:57] Section 7 of the Clayton Act Revised Horizontal Merger Guidelines- what do you need to know? Critical H-S-R reporting updates What are the latest enforcement activities at federal and state levels? Recent decisions involving unilateral and coordinated competitive effects ...

Asset Based Financing Strategies 2015 -- Bankruptcy

Web Segment  Web Segment    

From the program: Asset Based Financing Strategies 2015

Recorded on: Mar. 2, 2015

Taken from the Web Program Asset Based Financing Strategies 2015 recorded February, 2015 in New York. Bankruptcy [00:59:41] Chapter 7 vs. Chapter 11 Automatic stay Adequate protection Financing the debtor - do secured creditors exert too much control over the process? Bankruptcy trustee’s avoiding powers - key concerns to asset-based lenders? Issues for asset-based lenders in Chapter 11 plans June ...

Audit Committees and Financial Reporting 2015: Recent Developments and Current Issues -- Evolving Ethical and Liability Challenges for Audit Committee Advisors: 2015 Edition

Web Segment  Web Segment    

From the program: Audit Committees and Financial Reporting 2015: Recent Developments and Current Issues

Recorded on: Jun. 24, 2015

Taken from the Web Program Audit Committees and Financial Reporting 2015: Recent Developments and Current Issues recorded June, 2015 in New York. Evolving Ethical and Liability Challenges for Audit Committee Advisors: 2015 Edition [01:00:55] The SEC goes after lawyers and auditors as “gatekeepers”:recent enforcement actions BalancingSEC demands, and reporting up rules, with ethical obligations When should a lawyer ...

Banking Law Institute 2015 -- Current Enforcement Issues

Web Segment  Web Segment    

From the program: Banking Law Institute 2015

Recorded on: Dec. 18, 2015

Taken from the Web Program recorded Banking Law Institute 2015 December, 2015 in New York. Current Enforcement Issues [01:24:54] Part I - Criminal and Civil Enforcement The shift to criminal pleas Managing collateral consequences Dealing with post-settlement monitors Managing consultants under privilege and the NYSDFS Current enforcement priorities Simultaneously Dealing with Multiple Regulators and Prosecutors  ...

Bankruptcy & Reorganizations 2015: Current Developments -- Acquiring Assets from the Debtor Estate, Corporate Governance and D&O Duties and Liability

Web Segment  Web Segment    

From the program: Bankruptcy & Reorganizations 2015: Current Developments

Recorded on: Apr. 30, 2015

Taken from the Web Program Bankruptcy & Reorganizations 2015: Current Developments recorded April, 2015 in New York. Acquiring Assets from the Debtor Estate, Corporate Governance and D&O Duties and Liability [01:00:10] Process, procedures and litigation—scope and extent of break-up and topping fees Structuring and negotiating bids—Los Angeles Dodgers; Texas Rangers, and small and medium cases Assignments of ...

Basics of Mutual Funds and Other Registered Investment Companies 2015 -- Current Trends and Developments

Web Segment  Web Segment    

From the program: Basics of Mutual Funds and Other Registered Investment Companies 2015

Recorded on: May. 4, 2015

Taken from the Web Program Basics of Mutual Funds and Other Registered Investment Companies 2015 recorded April, 2015 in New York. Current Trends and Developments [01:00:06] What are the major trends in the design and distribution of mutual funds? Can ETFs continue to grow at a record pace?  Will ETFs ever overtake mutual funds as the dominant pooled investment vehicle for the retail investor? Where do hedge funds fit in ...

Broker-Dealer Advisory Services 2015: Current Legal and Compliance Issues Facing Dual Registrants -- Dual-Registrant Advice in the Retirement Marketplace

Web Segment  Web Segment    

From the program: Broker-Dealer Advisory Services 2015: Current Legal and Compliance Issues Facing Dual Registrants

Recorded on: Feb. 20, 2015

Taken from the Web Program Broker-Dealer Advisory Services 2015: Current Legal and Compliance Issues Facing Dual Registrants recorded February, 2015 in New York. Dual-Registrant Advice in the Retirement Marketplace [00:56:52] What it means to be an ERISA fiduciary ERISA fiduciary duty redefinition IRA rollovers DOL’s exam and enforcement trends Speaker: Jason C. Roberts The purchase price of this segment ...

Broker/Dealer Regulation and Enforcement 2015 -- Compliance Officer Roundtable

Web Segment  Web Segment    

From the program: Broker/Dealer Regulation and Enforcement 2015

Recorded on: Nov. 12, 2015

Taken from the Web Program Broker/Dealer Regulation and Enforcement 2015 recorded November, 2015 in New York. Compliance Officer Roundtable [00:57:14] This panel of Chief Compliance Officers will discuss the challenges they face managing their compliance programs in light of continued unprecedented changes in the broker dealer industry. They will discuss current regulatory issues and priorities and offer lessons learned from recent enforcement ...

Corporate Compliance and Ethics Institute 2015 -- Codes, Training and Communications

Web Segment  Web Segment    

From the program: Corporate Compliance and Ethics Institute 2015

Recorded on: Jun. 3, 2015

Taken from the Web Program Corporate Compliance and Ethics Institute 2015 recorded June, 2015 in New York. Codes, Training and Communications [01:14:58] A. Codes and Policies Designing and Revising Codes of Conduct that work Policy development, dissemination and ownership B.Trainings and Communications Best Practices in Training and Communications How to Tell if Your Compliance Training Is Working Budget-Sensitive ...

Corporate Counsel Institute 2015 -- Cybersecurity – Before Incident Response

Web Segment  Web Segment    

From the program: Corporate Counsel Institute 2015

Recorded on: Oct. 7, 2015

Taken from the Web Program Corporate Counsel Institute 2015 recorded October, 2015 in New York. Cybersecurity – Before Incident Response [00:59:49] Cybersecurity governance The “internal sale” – cybersecurity around the entire organization The role of in-house counsel Preparing for a response The purchase price of this segment includes the following article from the Course Handbook available ...

Corporate Governance -- A Master Class 2015 -- Audit Committees and Delaware Law

Web Segment  Web Segment    

From the program: Corporate Governance -- A Master Class 2015

Recorded on: Feb. 18, 2015

Taken from the Web Program Corporate Governance -- A Master Class 2015 recorded February, 2015 in New York. Audit Committees and Delaware Law [01:46:18] Accounting Meets Governance — Further Evolution of Audit Committee Roles (CPE Field of Study: Auditing) What should be uppermost in the minds of Audit Committee members in 2015? The PCAOB inspection process and the impact on auditors — what Audit Committees should know ...

Crowdfunding and Online Direct Lending (Peer-to-Peer) 2015 -- Commercial and Real Estate Peer-to-Peer Lending

Web Segment  Web Segment    

From the program: Crowdfunding and Online Direct Lending (Peer-to-Peer) 2015

Recorded on: Sep. 23, 2015

Taken from the Web Program Crowdfunding and Online Direct Lending (Peer-to-Peer) 2015 recorded September, 2015 in New York. Commercial and Real Estate Peer-to-Peer Lending [00:59:59] Issues in commercial lending, including licensing, custody and servicing The personal guaranty- what’s it really worth and is it enforceable? Commercial and Residential real estate transactions and the online loan marketplace International ...

Cybersecurity 2015: Managing the Risk -- A Hacker’s Perspective

Web Segment  Web Segment    

From the program: Cybersecurity 2015: Managing the Risk

Recorded on: Sep. 29, 2015

Taken from the Web Program Cybersecurity 2015: Managing the Risk recorded September, 2015 in New York. A Hacker’s Perspective [00:58:56] New school security Insights into bug bounty, social engineering and emerging technologies Make the most of your assessments Defending against auditors or hackers? The archetypes of security professionals Ask us anything The purchase price of this segment includes ...

Delaware Law Developments 2015: What All Business Lawyers Need to Know -- Insights from M&A Transactional Attorneys

Web Segment  Web Segment    

From the program: Delaware Law Developments 2015: What All Business Lawyers Need to Know

Recorded on: Jun. 8, 2015

Taken from the Web Program Delaware Law Developments 2015: What All Business Lawyers Need to Know recorded June, 2015 in New York. Insights from M&A Transactional Attorneys [00:56:09] Counseling the board on governance matters relating to the transaction Creation of Special Committees Negotiating the deal Documenting the process of the board Moderator: Gregory P. Williams Richard Hall, Jeffrey Marell, Claire O’Brien, ...

Directors' Institute on Corporate Governance (Thirteenth Annual) -- Audit Committee Responsibility Overload – How Much More Can the Audit Committee Take On?

Web Segment  Web Segment    

From the program: Directors' Institute on Corporate Governance (Thirteenth Annual)

Recorded on: Nov. 24, 2015

Taken from the Web Program Directors Institute on Corporate Governance (Thirteenth Annual) recorded November, 2015 in New York. Audit Committee Responsibility Overload – How Much More Can the Audit Committee Take On? [00:59:28] Making sense of these new developments: Renewed focus on financial reporting SEC concept release on audit committee disclosures PCAOB release on auditor transparency and on audit quality indicators ...

Doing Deals 2015: The Art of M&A Transactional Practice -- Getting the Deal Started: Preliminary Agreements and the Role of Financial Advisors

Web Segment  Web Segment    

From the program: Doing Deals 2015: The Art of M&A Transactional Practice

Recorded on: Mar. 18, 2015

Taken from the Web Program Doing Deals 2015: The Art of M&A Transactional Practice recorded March, 2015 in New York. Getting the Deal Started: Preliminary Agreements and the Role of Financial Advisors [01:29:27] (Skills credit for NY attorneys) Confidentiality agreements Emerging issues in working with financial advisors Effective auction techniques – from bid instruction to closing Speakers: James Ben, Igor Kirman, ...

Enforcement 2015: Perspectives from Government Agencies -- Enforcement Priorities

Web Segment  Web Segment    

From the program: Enforcement 2015: Perspectives from Government Agencies

Recorded on: Apr. 27, 2015

Taken from the Web Program Enforcement 2015: Perspectives from Government Agencies recorded April, 2015 in New York. Enforcement Priorities [01:38:08] Overview of agency missions and current priorities Hot issues in federal law enforcement Admissions Cases against individuals Remedies New trends in enforcement and what they signify What is the next big enforcement area post-crisis ...

Environmental Regulation 2015: Hot Topics, Regulatory Developments, and Practical Guidance for Corporate Compliance -- Air and Climate Change Regulation

Web Segment  Web Segment    

From the program: Environmental Regulation 2015: Hot Topics, Regulatory Developments, and Practical Guidance for Corporate Compliance

Recorded on: Jun. 17, 2015

Taken from the Web Program Environmental Regulation 2015: Hot Topics, Regulatory Developments, and Practical Guidance for Corporate Compliance recorded June, 2015 in New York. Air and Climate Change Regulation [00:58:25] Practical suggestions for compliance and annual Title V certifications New and proposed regulatory standards for existing sources Conflicting caselaw on preemption of common law and local regulation of federally ...


  • FOLLOW PLI:
  • facebook
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2016 Practising Law Institute. Continuing Legal Education since 1933.