Narrow Your Results

Display:

Seminars & Webcasts

On-Demand

Publications

Faculty/Authors

News/Blogs

List View Table View

Acquiring or Selling the Privately Held Company 2013 -- A. Indemnification B. Special Issues Involved in Acquiring Divisions or Subsidiaries of Larger Companies

Web Segment  Web Segment    

From the program: Acquiring or Selling the Privately Held Company 2013

Recorded on: Jun. 12, 2013

Taken from the Web Program Acquiring or Selling the Privately Held Company 2013 recorded June, 2013 in New York.Lecture Topics  [01:29:29]A. Indemnification B. Special Issues Involved in Acquiring Divisions or Subsidiaries of Larger Companies  [01:29:29]A. Indemnification [45 minutes]Techniques and issues in negotiating indemnification provisions: “Baskets” “Caps” Partial indemnification “Sandbagging” Survival of warranties Control ...

Advanced Compliance and Ethics Workshop 2013 -- Compliance and Ethics Programs

Web Segment  Web Segment    

From the program: Advanced Compliance and Ethics Workshop 2013

Recorded on: Nov. 19, 2013

Taken from the Web Program Advanced Compliance and Ethics Workshop 2013 recorded November, 2013 in San Francisco.Lecture Topic  [00:55:15]Compliance and Ethics Programs  [00:55:15]The Government’s PerspectiveThe purchase price of this segment includes the following article from the Course Handbook available online: Keynote Address-HighlightsJeff Benjamin Creating, Cultivating, and Sustaining a Speak-Up CultureJeff Benjamin Promoting ...

Advanced Patent Licensing 2013: How to Make Money Without Getting Sued -- Analysis of a Patent License Agreement

Web Segment  Web Segment    

From the program: Advanced Patent Licensing 2013: How to Make Money Without Getting Sued

Recorded on: Oct. 28, 2013

Taken from the Web Program Advanced Patent Licensing 2013: How To Make Money Without Getting Sued recorded October, 2013 in San Francisco.Lecture Topics  [02:00:10]Analysis of a Patent License Agreement  [02:00:10] Not all licenses are created equal: how to get the upper hand 50 page license agreement winds up in your email: where are the land mines? What are the hot legal buttons? Are patent owners becoming more willing to indemnify ...

Advanced Swaps & Other Derivatives 2013 -- Clearing and Trading; End-Users; Margin for Cleared and Uncleared Transactions; Client Money Segregation; Default Management

Web Segment  Web Segment    

From the program: Advanced Swaps & Other Derivatives 2013

Recorded on: Oct. 23, 2013

Taken from the Web Program Advanced Swaps & Other Derivatives 2013 recorded October, 2013 in New York.Lecture Topics  [01:30:04]Clearing and Trading; End-Users; Margin for Cleared and Uncleared Transactions; Client Money Segregation; Default Management  [01:30:04] Mandatory clearing and trading requirements SEFs and trading facilities, including definitions, exceptions, regulation and registration Margin, segregation, default ...

Advanced Venture Capital 2013 -- Advanced Exits - M&A, IPO, Secondary Sales

Web Segment  Web Segment    

From the program: Advanced Venture Capital 2013

Recorded on: Dec. 4, 2013

Taken from the Web Program Advanced Venture Capital 2013 recorded December, 2013 in San Francisco.Lecture Topics  [01:29:20]Advanced Exits - M&A, IPO, Secondary Sales  [01:29:20] M&A deal terms, including indemnity and waivers of claims Investor issues and protections Deal protective measures IPO developments, JOBS Act crowdfunding Secondary markets and liquidity programs The purchase price of this segment includes ...

Antitrust Counseling & Compliance 2013 -- Ethics and Compliance

Web Segment  Web Segment    

From the program: Antitrust Counseling & Compliance 2013

Recorded on: Nov. 4, 2013

Taken from the Web Program Antitrust Counseling & Compliance 2013 recorded November, 2013 in New York.Lecture Topics  [00:57:39]Ethics and Compliance  [00:57:39] Using a fun, interactive method, learn how to avoid ethical problems that recur in the antitrust arena, including those that relate to document preservation obligations in investigations and litigation, duties to employees, conflicts of interest, and practice before the ...

Asset Based Financing Strategies 2013 -- Bankruptcy -- Hot Issues for Secured Creditors

Web Segment  Web Segment    

From the program: Asset Based Financing Strategies 2013

Recorded on: Mar. 18, 2013

Taken from the Web Program Asset Based Financing Strategies 2013 recorded March, 2013 in New York. Lecture Topics  [01:01:22] Bankruptcy -- Hot Issues for Secured Creditors  [01:01:22] Automatic stay Post-petition interest and attorneys’ fees Executory contracts Post-petition financing Bankruptcy trustee avoiding powers Credit bidding “Cram down” and “cram up” ...

Audit Committee Workshop 2013 -- Compliance: What Audit Committees Need to Know

Web Segment  Web Segment    

From the program: Audit Committee Workshop 2013

Recorded on: Jun. 24, 2013

Taken from the Web Program Audit Committee Workshop 2013 recorded June, 2013 in New York.Lecture Topics  [01:01:08]Compliance: What Audit Committees Need to Know  [01:01:08] Role of internal audit New FCPA guidance C-suite fraud Crisis management Challenges and best practices for 2013The purchase price of this segment includes the following article from the Course Handbook available online: Reaching Greater Heights: Are ...

Bankruptcy & Reorganizations 2013: Current Developments -- Acquiring Assets from the Debtor Estate, Corporate Governance and D&O Duties and Liability

Web Segment  Web Segment    

From the program: Bankruptcy & Reorganizations 2013: Current Developments

Recorded on: May. 1, 2013

Taken from the Web Program Bankruptcy & Reorganizations 2013: Current Developments recorded April, 2013 in New York.Lecture Topics  [01:00:45]Acquiring Assets from the Debtor Estate, Corporate Governance and D&O Duties and Liability  [01:00:45] Process, procedures and litigation - break-up and topping fees Structuring and negotiating bids - Los Angeles Dodgers; Texas Rangers, GM, Chrysler, and small and medium cases Sales ...

Basics of Accounting for Lawyers 2013: What Every Practicing Lawyer Needs to Know -- Anatomy of the Balance Sheet

Web Segment  Web Segment    

From the program: Basics of Accounting for Lawyers 2013: What Every Practicing Lawyer Needs to Know

Recorded on: Jul. 23, 2013

Taken from the Web Program Basics of Accounting for Lawyers 2013: What Every Practicing Lawyer Needs to Know recorded July, 2013 in San Francisco.Lecture Topics  [01:45:00]Anatomy of the Balance Sheet  [01:45:00] The elements of a balance sheet - assets, liabilities and stockholders’ equity and their significance What to look for when reading a balance sheet Current assets, such as cash, receivables, inventories, investments in debt ...

Basics of Mutual Funds and Other Registered Investment Companies 2013 -- Current Trends and Developments

Web Segment  Web Segment    

From the program: Basics of Mutual Funds and Other Registered Investment Companies 2013

Recorded on: Apr. 30, 2013

Taken from the Web Program Basics of Mutual Funds and Other Registered Investment Companies 2013 recorded April, 2013 in New York.Lecture Topics  [01:03:27]Current Trends and Developments  [01:03:27] Will ETFs displace mutual funds as the pooled investment vehicle for the retail investor Will hedge funds displace registered funds as the preferred 21st century investment? What other changes are afoot in the mutual fund industry? The ...

Broker/Dealer Regulation and Enforcement 2013 -- Compliance Officer Roundtable

Web Segment  Web Segment    

From the program: Broker/Dealer Regulation and Enforcement 2013

Recorded on: Oct. 24, 2013

Taken from the Web Program Broker/Dealer Regulation and Enforcement 2013 recorded October, 2013 in New York.Lecture Topics  [00:56:08]Compliance Officer Roundtable  [00:56:08]This panel of Chief Compliance Officers will discuss the challenges they face managing their compliance programs in light of continued unprecedented changes in the broker dealer industry. They will discuss current regulatory issues and priorities and offer lessons learned ...

Building a Law Department IP Licensing Program 2013: Driving Shareholder Value -- Building a Patent Licensing Program

Web Segment  Web Segment    

From the program: Building a Law Department IP Licensing Program 2013: Driving Shareholder Value

Recorded on: Sep. 23, 2013

Taken from the Web Program Building a Law Department IP Licensing Program 2013: Driving Shareholder Value recorded September, 2013 in San Francisco.Lecture Topics  [01:40:56]Building a Patent Licensing Program  [01:40:56] Defining strategy and objectives Determining value Getting executive and board alignment Corporate governance: role of shareholder activism on IP-adjusted enterprise value Direct versus indirect licensing Sustaining ...

Cloud Computing 2013: Cut Through the Fluff & Tackle the Critical Stuff -- Contract Issues

Web Segment  Web Segment    

From the program: Cloud Computing 2013: Cut Through the Fluff & Tackle the Critical Stuff

Recorded on: Jun. 11, 2013

Taken from the Web Program Cloud Computing 2013: Cut Through the Fluff & Tackle the Critical Stuff recorded June, 2013 in San Francisco.Lecture Topics  [01:34:45]Contract Issues  [01:34:45] What can and can’t be negotiated in enterprise cloud-computing deals? What are the most significant issues for RFPs, due diligence and negotiations? What should/shouldn’t be included in key provisions?:- Privacy, data security and confidentiality- ...

Corporate Compliance and Ethics Institute 2013 -- Audit/Assessment: Ensuring the Effectiveness of a Program

Web Segment  Web Segment    

From the program: Corporate Compliance and Ethics Institute 2013

Recorded on: Jun. 12, 2013

Taken from the Web Program Corporate Compliance and Ethics Institute 2013 recorded May, 2013 in New York.Lecture Topics  [01:03:57]Audit/Assessment: Ensuring the Effectiveness of a Program  [01:03:57] Best Practices in Compliance Auditing Program Assessment: How Do You Know if Your Program is Working? Using Data to Enhance Your Program: What Metrics Matter Most to Compliance? Compliance and Ethics Surveys: Internal and ExternalThe ...

Corporate Counsel Institute 2013 -- Anticipating Regulatory Risks

Web Segment  Web Segment    

From the program: Corporate Counsel Institute 2013

Recorded on: Oct. 4, 2013

Taken from the Web Program Corporate Counsel Institute 2013 recorded October, 2013 in New York.Lecture Topics  [01:00:15]Anticipating Regulatory Risks  [01:00:15] How to read the “tea leaves” Creating the culture that “sees around corners” Taking proactive steps – before your competitors do Future areas of focus of the SEC, FSA, DOJ, cybersecurity and others The purchase price of this segment includes the following article ...

Cybersecurity 2013: Managing the Risk -- How to Protect Your Company

Web Segment  Web Segment    

From the program: Cybersecurity 2013: Managing the Risk

Recorded on: Jul. 1, 2013

Taken from the Web Program Cybersecurity 2013: Managing the Risk recorded July, 2013 in New York.Lecture Topics  [00:59:12]How to Protect Your Company  [00:59:12] Cyber threat response: first steps Managing a forensic investigation of a cybersecurity incident Preliminary legal considerations Assessing applicable reporting obligations SEC requirements and potential litigation Strategies for global companies facing persistent ...

Delaware Law Developments 2013: What All Business Lawyers Need to Know -- Judges Roundtable: Perspectives on Multi-Jurisdictional Practice

Web Segment  Web Segment    

From the program: Delaware Law Developments 2013: What All Business Lawyers Need to Know

Recorded on: Jun. 3, 2013

Taken from the Web Program Delaware Law Developments 2013: What All Business Lawyers Need to Know recorded May, 2013 in New York.Lecture Topics  [00:59:23]Judges Roundtable: Perspectives on Multi-Jurisdictional Practice  [00:59:23] How do judges determine which cases go forward where? Do judges talk? What do they say? How are settlements handled? How are attorneys’ fees awarded? The purchase price of this segment includes ...

Directors' Institute on Corporate Governance 2013 (Eleventh Annual) -- Director Independence - What Does It Mean?

Web Segment  Web Segment    

From the program: Directors' Institute on Corporate Governance 2013 (Eleventh Annual)

Recorded on: Sep. 12, 2013

Taken from the Web Program Directors' Institute on Corporate Governance (Eleventh Annual) recorded September, 2013 in New York.Lecture Topics  [01:03:14]Director Independence - What Does It Mean?  [01:03:14]Exploration of the various and sometimes conflicting and uncertain meanings of director independence and disinterestedness within the contexts of: Stock exchange rules for boards and committees Tax and other special rules for compensation ...

Doing Deals in and with Emerging Markets: BRICs and Beyond 2013 -- Antitrust Considerations in International Deals

Web Segment  Web Segment    

From the program: Doing Deals in and with Emerging Markets: BRICs and Beyond 2013

Recorded on: Jul. 12, 2013

Taken from the Web Program Doing Deals in and with Emerging Markets: BRICs and Beyond 2013 recorded July, 2013 in New York.Lecture Topics  [00:58:19]Antitrust Considerations in International Deals  [00:58:19] Recent developments in the antitrust frameworks applicable to deals in Emerging Markets Dealing with antitrust considerations in foreign acquisitions and joint ventures Antitrust enforcement The purchase price of this segment ...

Enforcement 2013: Perspectives from Government Agencies -- Enforcement Priorities

Web Segment  Web Segment    

From the program: Enforcement 2013: Perspectives from Government Agencies

Recorded on: Apr. 29, 2013

Taken from the Web Program Enforcement 2013: Perspectives from Government Agencies recorded April, 2013 in New York.Lecture Topics  [01:46:33]Enforcement Priorities  [01:46:33] Changing priorities with President Obama remaining in DC - what is on the horizon? How are agencies effectively handling limited budgets - has thought been given to dividing up the work more? Coordination - recent examples Impact of JOBS Act and Dodd-Frank ...

Financial Services Industry Regulatory Compliance & Ethics Forum 2013 -- Anti-Money Laundering (AML)

Web Segment  Web Segment    

From the program: Financial Services Industry Regulatory Compliance & Ethics Forum 2013

Recorded on: Nov. 1, 2013

Taken from the Web Program Financial Services Industry Regulatory Compliance & Ethics Forum 2013 recorded October, 2013 in New York.Lecture Topics  [01:01:41]Anti-Money Laundering (AML)  [01:01:41] One size does not fit all: Implementing an AML program appropriate for your business in today's economy Balancing a rigorous AML compliance program and customer/counterparty expectations Do's and don'ts of suspicious activity monitoring ...

First Annual Institute on Corporate & Securities Law in Hong Kong 2013 -- Asian Capital Markets: India, China, Korea and Singapore

Web Segment  Web Segment    

From the program: First Annual Institute on Corporate & Securities Law in Hong Kong 2013

Recorded on: Apr. 22, 2013

Taken from the Web Program First Annual Institute on Corporate & Securities Law in Hong Kong 2013 recorded April, 2013 in Hong Kong.Lecture Topics  [01:01:52]Asian Capital Markets: India, China, Korea and Singapore  [01:01:52] Comparison of Asian capital markets common practices Raising capital in India, China, Korea and Singapore New deals in Asian capital markets Convergence: status of accounting standards and practices Hot ...

Fundamentals of Broker-Dealer Regulation 2013 -- Broker-Dealer Registration and FINRA Membership

Web Segment  Web Segment    

From the program: Fundamentals of Broker-Dealer Regulation 2013

Recorded on: Jun. 28, 2013

Taken from the Web Program Fundamentals of Broker-Dealer Regulation 2013 recorded June, 2013 in New York.Lecture Topics  [00:59:04]Broker-Dealer Registration and FINRA Membership  [00:59:04] Registration as a broker-dealer: The Form BD FINRA’s membership process The membership agreement Registration of Associated Persons The purchase price of this segment includes the following article from the Course Handbook available online: Broker-Dealer ...

Fundamentals of Investment Adviser Regulation 2013 -- Adviser Registration; Regulatory Jurisdiction

Web Segment  Web Segment    

From the program: Fundamentals of Investment Adviser Regulation 2013

Recorded on: Jul. 18, 2013

Taken from the Web Program Fundamentals of Investment Adviser Regulation 2013 recorded July, 2013 in New York.Lecture Topics  [01:07:14]Adviser Registration; Regulatory Jurisdiction  [01:07:14] State regulation The interplay between the SEC and the states Registration as an Adviser: The Form ADV Registration of Associated Persons The purchase price of this segment includes the following article from the Course Handbook available ...

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Mina Park

Mina Park ~ Director, Banking and Capital Markets Origination Legal, Asia Pacific, Citi

Harvey I. Saferstein

Harvey I. Saferstein ~ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.