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Showing 1 - 25 of 91 Results

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47th Annual Institute on Securities Regulation -- Activism in 2016: Understanding the Dynamics of the Changing Landscape and Changing Roles

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From the program: 47th Annual Institute on Securities Regulation

Recorded on: Nov. 1, 2015

Taken from the Web Program 47th Annual Institute on Securities Regulation recorded October, 2015 in New York. Activism in 2016: Understanding the Dynamics of the Changing Landscape and Changing Roles [01:37:39] How has activism changed the roles of the general counsel and outside advisors to corporations? How should the specter of activism change what goes on in the board room? How can management and incumbent directors leverage ...

48th Annual Immigration and Naturalization Institute -- Asylum, Removal and Relief

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From the program: 48th Annual Immigration and Naturalization Institute

Recorded on: Dec. 7, 2015

Taken from the Web Program 48th Annual Immigration and Naturalization Institute recorded December, 2015 in New York. Asylum, Removal and Relief [01:03:35] Legal implications of Deferred Action for Childhood Arrivals (DACA) Deferred action and other remedies outside of DACA – Should you ever have your client placed in removal proceedings? Relief under the Violence Against Women Act (VAWA) Emerging developments in asylum ...

Acquiring or Selling the Privately Held Company 2016 -- Dealing with Financial Sponsors

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From the program: Acquiring or Selling the Privately Held Company 2016

Recorded on: Jun. 16, 2016

Taken from the Web Program Acquiring or Selling the Privately Held Company 2016 recorded June, 2016 in New York. Dealing with Financial Sponsors [01:01:01] A review of the key issues that arise when a private equity firm, hedge fund, sovereign wealth fund or other financial sponsor is the buyer or seller of the privately held company, including: Financing commitments Capital structure Management equity participation The ...

Advanced Compliance and Ethics Workshop 2015 -- Codes, Training and Communication

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From the program: Advanced Compliance and Ethics Workshop 2015

Recorded on: Nov. 20, 2015

Taken from the Web Program Advanced Compliance and Ethics Workshop 2015 recorded November, 2015 in San Francisco. Codes, Training and Communication [00:58:20] Designing, revising and disseminating effective codes of conduct Training approaches that are effective and stay fresh over time Training managers, senior leadership and the C&E team Measuring the impact of training Planning for and disseminating effective ...

Advanced Swaps & Other Derivatives 2015 -- Clearing; Margin for Cleared and Uncleared Transactions; Client Money Segregation; Default Management; End-User Perspectives

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From the program: Advanced Swaps & Other Derivatives 2015

Recorded on: Oct. 23, 2015

Taken from the Web Program Advanced Swaps & Other Derivatives 2015 recorded October, 2015 in New York. Clearing; Margin for Cleared and Uncleared Transactions; Client Money Segregation; Default Management; End-User Perspectives [01:35:26] Mandatory clearing requirements Default management and focus on CCP default funds: current state of play of models Margin and segregation Moderator: Gary Barnett Michael D. Bopp, Wenchi ...

Advanced Venture Capital 2015 -- Advanced Exits

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From the program: Advanced Venture Capital 2015

Recorded on: Dec. 3, 2015

Taken from the Web Program Advanced Venture Capital 2015 recorded December, 2015 in San Francisco. Advanced Exits [01:26:05] M&A deal terms, including indemnity and waivers of claims Investor issues and protections Deal protective measures IPO developments, JOBS Act crowdfunding Secondary markets and liquidity programs  Speakers:  Peter M. Astiz, Steven J. Tonsfeldt, Mark B. Vogel The purchase ...

Advising Nonprofit Organizations 2016 -- Federal and State Governance Rules Applicable to Nonprofit Organizations

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From the program: Advising Nonprofit Organizations 2016

Recorded on: Jun. 7, 2016

Taken from the Web Program Advising Nonprofit Organizations 2016 recorded June, 2016 in New York. Federal and State Governance Rules Applicable to Nonprofit Organizations [01:13:46] Prohibition against private inurement Excess benefit transactions State duties of care and loyalty Compensation issues Best practices Shveta Kakar The purchase price of this segment includes the following article from the Course ...

Annual Disclosure Documents 2015 -- Accounting and Financial Reporting Developments and Priorities

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From the program: Annual Disclosure Documents 2015

Recorded on: Dec. 14, 2015

Taken from the Web Program Annual Disclosure Documents 2015 recorded December, 2015 in New York. Accounting and Financial Reporting Developments and Priorities [01:02:00] Key accounting pronouncements and initiatives affecting/driving disclosures outside of the financial statements Revenue recognition PCAOB developments What to look for in the coming year  Era Anagnosti, Amy J. Dorfmeister, Todd J. Russo The ...

Antitrust Counseling & Compliance 2015 -- Mergers and Acquisitions

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From the program: Antitrust Counseling & Compliance 2015

Recorded on: Nov. 3, 2015

Taken from the Web Program Antitrust Counseling & Compliance 2015 recorded November, 2015 in New York. Mergers and Acquisitions [01:01:05] The Merger Review Process Negotiating antitrust risk shifting provisions in merger agreements HSR and coordinating global filings Avoiding “gun jumping” while preparing to integrate Merger Guidelines and Enforcement Trends Horizontal and vertical merger analysis ...

Antitrust Institute 2016: Developments & Hot Topics -- Acquisitions and Mergers

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From the program: Antitrust Institute 2016: Developments & Hot Topics

Recorded on: May. 10, 2016

Taken from the Web Program Antitrust Institute 2016: Developments & Hot Topics recorded May, 2016 in New York. Acquisitions and Mergers [01:07:52] Section 7 of the Clayton Act Revised Horizontal Merger Guidelines- what do you need to know? Critical H-S-R reporting updates What are the latest enforcement activities at federal and state levels? Recent decisions involving unilateral and coordinated competitive effects ...

Asset Based Financing Strategies 2016 -- Asset Based Financing Foundations

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From the program: Asset Based Financing Strategies 2016

Recorded on: Mar. 4, 2016

Taken from the Web Program Asset Based Financing Strategies 2016 recorded February, 2016 in New York. Asset Based Financing Foundations [00:26:05] The asset-based lending market The importance of a security interest UCC Article 9 definitions Basics of attachment, perfection and priority of a security interest Update on New York’s UCC, including non-uniform provisions The purchase price of this segment includes ...

Audit Committees and Financial Reporting 2015: Recent Developments and Current Issues -- Evolving Expectations for Audit Committees, including Audit Committee and Company Communications

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From the program: Audit Committees and Financial Reporting 2015: Recent Developments and Current Issues

Recorded on: Jun. 24, 2015

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. Evolving Expectations for Audit Committees, including Audit Committee and Company Communications [01:02:56] This program examines a range of issues related to expanding audit committee reporting, including SEC Concept Release; reacting to shareholder focus on areas like audit firm tenure and engagement partner selection; and Internal ...

Audit Committees and Financial Reporting 2016: Recent Developments and Current Issues -- Evolving Ethical and Liability Challenges for Audit Committee Advisors: 2016 Edition

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From the program: Audit Committees and Financial Reporting 2016: Recent Developments and Current Issues

Recorded on: Jun. 23, 2016

Taken from the Web Program Audit Committees and Financial Reporting 2016: Recent Developments and Current Issues recorded June, 2016 in New York. Evolving Ethical and Liability Challenges for Audit Committee Advisors: 2016 Edition [00:57:48] The SEC goes after lawyers and auditors as “gatekeepers”: recent enforcement actions SEC reporting up rules and conflicting ethical obligations When should a lawyer or auditor resign ...

Banking Law Institute 2015 -- Current Enforcement Issues

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From the program: Banking Law Institute 2015

Recorded on: Dec. 18, 2015

Taken from the Web Program recorded Banking Law Institute 2015 December, 2015 in New York. Current Enforcement Issues [01:24:54] Part I - Criminal and Civil Enforcement The shift to criminal pleas Managing collateral consequences Dealing with post-settlement monitors Managing consultants under privilege and the NYSDFS Current enforcement priorities Simultaneously Dealing with Multiple Regulators and Prosecutors  ...

Bankruptcy & Reorganizations 2016: Current Developments -- Acquiring Assets from the Debtor Estate, Corporate Governance and D&O Duties and Liability

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From the program: Bankruptcy & Reorganizations 2016: Current Developments

Recorded on: Apr. 28, 2016

Taken from the Web Program Bankruptcy & Reorganizations 2016: Current Developments recorded April, 2016 in New York. Acquiring Assets from the Debtor Estate, Corporate Governance and D&O Duties and Liability [01:01:53] Process, procedures and litigation—scope and extent of break-up and topping fees Structuring and negotiating bids—Los Angeles Dodgers; Texas Rangers, Fisker, and small and medium cases Assignments ...

Basics of Accounting for Lawyers 2015: What Every Practicing Lawyer Needs to Know -- Anatomy of the Balance Sheet

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From the program: Basics of Accounting for Lawyers 2015: What Every Practicing Lawyer Needs to Know

Recorded on: Jul. 17, 2015

Taken from the Web Program Basics of Accounting for Lawyers 2015: What Every Practicing Lawyer Needs to Know recorded July, 2015 in San Francisco. Anatomy of the Balance Sheet [02:01:55] The elements of a balance sheet—assets, liabilities and stockholders’ equity and their significance What to look for when reading a balance sheet Current assets, such as cash, receivables, inventories, investments in debt and equity ...

Basics of Mutual Funds and Other Registered Investment Companies 2016 -- Current Trends and Developments

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From the program: Basics of Mutual Funds and Other Registered Investment Companies 2016

Recorded on: Apr. 29, 2016

Taken from the Web Program Basics of Mutual Funds and Other Registered Investment Companies 2016 recorded April, 2016 in New York. Current Trends and Developments [01:01:55] What are the major trends in the design and distribution of mutual funds? Can ETFs continue to grow at a record pace?  Will ETFs ever overtake mutual funds as the dominant pooled investment vehicle for the retail investor? Where do hedge funds fit in ...

Broker-Dealer Advisory Services 2016: Current Legal and Compliance Issues Facing Dual Registrants -- Dual-Registrant Advice in the Retirement Marketplace

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From the program: Broker-Dealer Advisory Services 2016: Current Legal and Compliance Issues Facing Dual Registrants

Recorded on: Feb. 22, 2016

Taken from the Web Program Broker-Dealer Advisory Services 2016: Current Legal and Compliance Issues Facing Dual Registrants recorded February, 2016 in New York. Dual-Registrant Advice in the Retirement Marketplace [01:11:55] DOL’s Fiduciary Rulemaking What it means to be an ERISA fiduciary IRA rollovers Next steps/action items Jason C. Roberts The purchase price of this segment includes the following ...

Broker/Dealer Regulation and Enforcement 2015 -- Compliance Officer Roundtable

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From the program: Broker/Dealer Regulation and Enforcement 2015

Recorded on: Nov. 12, 2015

Taken from the Web Program Broker/Dealer Regulation and Enforcement 2015 recorded November, 2015 in New York. Compliance Officer Roundtable [00:57:14] This panel of Chief Compliance Officers will discuss the challenges they face managing their compliance programs in light of continued unprecedented changes in the broker dealer industry. They will discuss current regulatory issues and priorities and offer lessons learned from recent enforcement ...

Cloud Computing 2016: Key Issues and Practical Guidance -- Contract Issues in Cloud Computing Deals

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From the program: Cloud Computing 2016: Key Issues and Practical Guidance

Recorded on: Jun. 13, 2016

Taken from the Web Program Cloud Computing 2016: Key Issues and Practical Guidance recorded June, 2016 in San Francisco. Contract Issues in Cloud Computing Deals [01:28:20] What are the most significant issues for RFPs, due diligence and negotiations? What’s the range of reasonable outcomes on key provisions in cloud deals?: Data security and confidentiality Indemnity and liability Termination ...

CMBS and the Real Estate Lawyer 2016: Lender and Borrower Issues in the Capital Market -- Creating the Securities

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From the program: CMBS and the Real Estate Lawyer 2016: Lender and Borrower Issues in the Capital Market

Recorded on: Feb. 16, 2016

Taken from the Web Program The Commercial Mortgage Backed Securities (CMBS) Market recorded February, 2016 in New York. Creating the Securities [01:00:17] Representing CMBS Issuers and Underwriters General Structural and Tax Issues Corporate and SEC Issues and Concerns The Credit Rating Process Speakers: Anna H. Glick, David C. Miller, Erin E. Stafford The purchase price of this segment includes the following article ...

Corporate Compliance and Ethics Institute 2016 -- Board Oversight and Program Structure: Program Authority and Independence

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From the program: Corporate Compliance and Ethics Institute 2016

Recorded on: Jun. 6, 2016

Taken from the Web Program Corporate Compliance and Ethics Institute 2016 recorded June, 2016 in New York. Board Oversight and Program Structure: Program Authority and Independence [00:57:27] Chief Compliance and Ethics Officer Positioning Program Staffing Relationships with HR, Internal Audit and other Functions Oversight of Subsidiaries, JVs and other Affiliates Best Practices in Board Oversight Help Your Board ...

Corporate Counsel Institute 2015 -- Cybersecurity – Before Incident Response

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From the program: Corporate Counsel Institute 2015

Recorded on: Oct. 7, 2015

Taken from the Web Program Corporate Counsel Institute 2015 recorded October, 2015 in New York. Cybersecurity – Before Incident Response [00:59:49] Cybersecurity governance The “internal sale” – cybersecurity around the entire organization The role of in-house counsel Preparing for a response The purchase price of this segment includes the following article from the Course Handbook available ...

Corporate Governance - A Master Class 2016 -- Board Composition and Performance: The Buck May Stop with the Board, But It Starts with the Nominating and Governance Committee

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From the program: Corporate Governance - A Master Class 2016

Recorded on: Feb. 11, 2016

Taken from the Web Program Corporate Governance - A Master Class 2016 recorded February, 2016 in New York. Board Composition and Performance: The Buck May Stop with the Board, But It Starts with the Nominating and Governance Committee [00:59:16] Preparing management and board members for effective shareholder engagement CEO succession planning Investor Focus on Refreshing the Board: Director Turnover and Tenure  ...

Crowdfunding and Online Direct Lending (Peer-to-Peer) 2015 -- Commercial and Real Estate Peer-to-Peer Lending

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From the program: Crowdfunding and Online Direct Lending (Peer-to-Peer) 2015

Recorded on: Sep. 23, 2015

Taken from the Web Program Crowdfunding and Online Direct Lending (Peer-to-Peer) 2015 recorded September, 2015 in New York. Commercial and Real Estate Peer-to-Peer Lending [00:59:59] Issues in commercial lending, including licensing, custody and servicing The personal guaranty- what’s it really worth and is it enforceable? Commercial and Residential real estate transactions and the online loan marketplace International ...


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