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Showing 26 - 50 of 79 Results

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DOL's Fiduciary Advice: Final Regulations

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From the program: DOL's Fiduciary Advice: Final Regulations

Released on: Apr. 15, 2016

Taken from the briefing DOL's Fiduciary Advice:  Final Regulations recorded April, 2016 in New York. The Department of Labor’s long-anticipated and highly controversial and contentious final regulations amending the definition of “fiduciary” in the context of investment advisors were sent to the Office of Management and Budget in January for its mandatory review. The rules have the potential to change the landscape of ...

DOL Update: Compliance with the Fiduciary Rule, Other DOL Initiatives, and Recent DOL Enforcement Activities

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From the program: DOL Update: Compliance with the Fiduciary Rule, Other DOL Initiatives, and Recent DOL Enforcement Activities

Released on: May. 26, 2016

Taken from the briefing DOL Update: Compliance with the Fiduciary Rule, Other DOL Initiatives, and Recent DOL Enforcement Activities recorded May, 2016 in New York. On April 6, 2016 the Department of Labor (DOL) released the long-awaited ERISA Fiduciary Regulation. The rule re-writes the definition of “investment advice” and is accompanied by the Best Interest Contract Exemption, which sets forth a labyrinthine scheme of required terms, ...

Drafting as Negotiation

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From the program: Drafting as Negotiation

Released on: Aug. 11, 2015

Taken from the briefing Drafting as Negotiation recorded July, 2015 in New York. Frequently, the choices in-house and external counsel make in drafting corporate and commercial agreements can set the stage for how critical points are perceived by key constituencies -- internal clients or opposing counsel/parties. Starting with the first letter of intent, memorandum of understanding or term sheet, each document can set the stage for the negotiation ...

Drafting Dispute Resolution Clauses: Tips, Considerations and Pitfalls to Avoid

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From the program: Drafting Dispute Resolution Clauses: Tips, Considerations and Pitfalls to Avoid

Released on: Jun. 3, 2015

Taken from the briefing Drafting Dispute Resolution Clauses: Tips, Considerations and Pitfalls to Avoid recorded May, 2015 in New York. Millions of business contracts provide for mediation and arbitration as ways of resolving disputes. Too often the drafting of the dispute resolution clause is treated as an afterthought in contract negotiations. While no one wants to think about a dispute when entering into a deal, well-crafted dispute ...

Emerging Risk Management and Litigation Issues for Health Care Organizations: What Keeps Us Up at Night?

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From the program: Emerging Risk Management and Litigation Issues for Health Care Organizations: What Keeps Us Up at Night?

Released on: Oct. 8, 2015

Taken from the briefing Emerging Risk Management and Litigation Issues for Health Care Organizations:  What Keeps Us Up at Night? recorded October, 2015 in New York. In an ideal world, the health care sector could focus exclusively on its core mission: providing high-quality care, treatment, services, supplies, and products to improve patients’ health and lives. But increased competitive dynamics, expanding government oversight, ...

Emotional Intelligence, the Law, and Professionalism: A Practical Introduction

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From the program: Emotional Intelligence, the Law, and Professionalism: A Practical Introduction

Released on: Feb. 26, 2015

Please note that CLE credit is not available for this program. Taken from the briefing Emotional Intelligence, the Law, and Professionalism: A Practical Introduction recorded February, 2015 in New York. Have you ever wondered why some very bright lawyers who are well educated and know the law very well struggle in their career while others who may possess solid, but not extraordinary, intellectual and technical legal skills soar through ...

European Court of Justice Strikes Down Safe Harbor: What It Means for Transatlantic Businesses

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From the program: European Court of Justice Strikes Down Safe Harbor: What It Means for Transatlantic Businesses

Released on: Oct. 23, 2015

Taken from the briefing European Court of Justice Strikes Down Safe Harbor:  What it Means for Transatlantic Businesses recorded October, 2015 in New York. The European Court of Justice (“ECJ”) has invalidated the E.U.-U.S. data protection safe harbor (the "Safe Harbor"), finding that the Safe Harbor failed to adequately protect personal data transferred from the E.U. to the U.S. as required under the E.U. Data Protection ...

False Claims Act: 2015 Year in Review

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From the program: False Claims Act: 2015 Year in Review

Released on: Feb. 3, 2016

Taken from the briefing False Claims Act:  2015 Year in Review recorded January 2016 in New York. The False Claims Act (“FCA”) continued to be a significant focus of government and whistleblower activity in 2015.  Although the U.S. Department of Justice reported a slightly lower overall recovery in settlements and judgments from FCA cases (approximately $3.5 billion in 2015), the statute continues to an important tool ...

FAST Act Securities Law Provisions

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From the program: FAST Act Securities Law Provisions

Released on: Dec. 18, 2015

Taken from the briefing FAST Act Securities Law Provisions recorded December, 2015 in New York. The recently adopted FAST Act amends certain provisions of the JOBS Act, the Securities Act, and the Exchange Act. Lecture Topics [01:06:08] The changes to the JOBS Act, including the new 15-day public filing requirement, the financial statement requirement, the EGC grace period, and the 12(g) threshold equalization for savings and ...

FDA-Regulated Entities: Compliance and Enforcement Strategies

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From the program: FDA-Regulated Entities: Compliance and Enforcement Strategies

Released on: Apr. 28, 2016

Taken from the briefing FDA-Regulated Entities: Compliance and Enforcement Strategies recorded April, 2016 in New York. In this one-hour session, expert faculty will walk through a case study of a scenario facing any FDA-regulated entity (e.g., drug, medical device, food, dietary supplement, animal product, or tobacco manufacturer) as it attempts to comply with FDA’s regulations and to respond to potential enforcement action when it ...

Federal Elections: Federal Campaign Finance Issues

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From the program: Federal Elections: Federal Campaign Finance Issues

Released on: Feb. 15, 2016

Taken from the briefing Federal Elections:  Federal Campaign Finance Issues recorded February, 2016 in New York. With the 2016 federal elections gearing up, this briefing will provide you with an overview of federal campaign law finance law, and will highlight hot topics that arise during presidential election years. Lecture Topics  [01:06:20] Contributions and expenditures: definitions, limits and restrictions Impact ...

Financial Institutions: Current Regulatory and Enforcement Hot Topics

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From the program: Financial Institutions: Current Regulatory and Enforcement Hot Topics

Released on: Sep. 30, 2015

Taken from the briefing Financial Institutions: Current Regulatory and Enforcement Hot Topics recorded September, 2015 in New York. The fundamentals of financial institution regulation are embodied in a well-known set of laws and governmental agencies. But there is a consistent release of new rules and regulations from regulators, whether under Dodd-Frank or otherwise. There is a consistent flow of policy revisions and guidance from ...

Financially Distressed Companies and Introduction to Bankruptcy Law

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From the program: Financially Distressed Companies and Introduction to Bankruptcy Law

Released on: Nov. 6, 2015

Taken from the briefing Financially Distressed Companies and Introduction to Bankruptcy Law recorded November, 2015 in New York. In order to survive, a company in financial distress must approach its business and capital structure differently than a financially sound company. The response of a company to its deteriorating financial condition will almost certainly affect, perhaps in material ways, a company’s key constituents. From the ...

Financial Projections in M&A Transactions

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From the program: Financial Projections in M&A Transactions

Released on: Nov. 20, 2015

Taken from the briefing Financial Projections in M&A Transactions recorded November, 2015 in New York. Management projections are typically a key factor in how a board of directors evaluates a potential M&A transaction and are also a key input in the financial analyses performed by financial advisors. Furthermore, the Delaware Courts have recognized that management’s best estimate of a target company’s future financial ...

Financings in Close Proximity to Acquisitions

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From the program: Financings in Close Proximity to Acquisitions

Released on: Jan. 11, 2016

Taken from the briefing Financings in Close Proximity to Acquisitions recorded January, 2016 in New York. Often, public companies would like to raise capital in connection with a proposed acquisition. Depending upon the significance of the acquisition, its probability, and the timing of various announcements, the company and its advisers may face a number of challenges in devising a capital-raising plan. Lecture Topics [01:05:12] Materiality ...

First Annual Dealing with MD&A Hot Topics

SECI Audio Only OD  SECI Audio Only OD    

Recorded on: Feb. 12, 2016

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. Taken from the briefing First Annual Dealing with MD&A Hot Topics recorded February, 2016 in New York. This briefing will help you effectively deal with the current issues and most challenging areas in MD&A for 2015 Form 10-K Annual Reports and for Form 10-Q Quarterly Reports as we begin 2016. Our workshop ...

Global Advertising Law: Year in Review

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From the program: Global Advertising Law: Year in Review

Released on: Jan. 19, 2016

Taken from the briefing Global Advertising Law: Year in Review recorded January, 2016 in New York. With the ever-growing importance of social media, mobile marketing, and the internet, advertising has truly gone global. Whether creating traditional advertising, innovative social media campaigns, or sweepstakes and contests with global reach, advising clients on global marketing campaigns is a challenge. Members of the Global Advertising ...

Home Court Advantage: Recent Developments and Strategies for Litigants Concerning the SEC’s Increasing Use of Administrative Proceedings

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From the program: Home Court Advantage: Recent Developments and Strategies for Litigants Concerning the SEC’s Increasing Use of Administrative Proceedings

Released on: Oct. 8, 2015

Taken from the briefing Home Court Advantage:  Recent Developments and Strategies for Litigants Concerning the SEC’s Increasing Use of Administrative Proceedings recorded October, 2015 in New York. Since the 2010 passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Securities and Exchange Commission has used its expanded authority to increasingly bring its enforcement actions in administrative proceedings ...

How to Write an Accounting White Paper

SECI Audio Only OD  SECI Audio Only OD    

Recorded on: Sep. 1, 2015

Taken from the briefing How to Write an Accounting White Paper recorded August, 2015 in New York. Creating appropriate documentation for complex accounting judgments and decisions is an important part of every company’s financial reporting and crucial to documenting the effectiveness of Internal Control Over Financial Reporting. Creating accounting white papers for such decisions can be a challenging process depending on the subjectivity ...

Hype or Help? How Can Alternative Fee Arrangements Add Demonstrable Value to Your Practice and Your Clients? (Audio-only)

Audio Only On-Demand Web  Audio Only On-Demand Web    

Released on: Jul. 3, 2012

This program has expired for credit in many states. Please check the credit calculator to the right. No certificate will be issued if credit has expired in your state.Taken from the briefing Hype or Help? How Can Alternative Fee Arrangements Add Demonstrable Value to Your Practice and Your Clients? recorded June 2012.The discussion of AFA's (aka alternative fee arrangements or value-based fees), is no longer a discussion of "alternatives" ...

International Series: Cultural Competencies - Doing Deals in Latin America

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From the program: International Series: Cultural Competencies - Doing Deals in Latin America

Released on: Apr. 1, 2016

Taken from the briefing International Series: Cultural Competencies - Doing Deals in Latin America recorded March, 2016 in New York. As the global economy continues to present many opportunities for the legal industry, most U.S. attorneys may not yet fully appreciate and understand the international business practices required to successfully navigate cultural differences that impact business relationships. Listen to Armando Rivera Jacobo ...

International Series: Cultural Competencies – Doing Deals in Asia

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From the program: International Series: Cultural Competencies – Doing Deals in Asia

Released on: Apr. 27, 2016

Taken from the briefing International Series:  Cultural Competencies – Doing Deals in Asia recorded April, 2016 in New York. As the global economy continues to present many opportunities for the legal industry, most U.S. attorneys may not yet fully appreciate and understand the international business practices required to successfully navigate cultural differences that impact business relationships and help win and retain business. ...

Iran and Implementation Day: What It Means for U.S. Sanctions

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From the program: Iran and Implementation Day: What It Means for U.S. Sanctions

Released on: Mar. 11, 2016

Taken from the briefing Iran and Implementation Day: What It Means for U.S. Sanctions recorded March, 2016 in New York. On January 16, 2016, “Implementation Day” arrived under the Joint Comprehensive Plan of Action (JCPOA), bringing into effect the commitments of the United States (U.S.) and European Union (EU) to lift certain sanctions in response to verification that Iran had met commitments to limit its nuclear program. For ...

Lateral Partner Movement Today: What Candidates Should Be Considering

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From the program: Lateral Partner Movement Today: What Candidates Should Be Considering

Released on: Apr. 7, 2016

There will be no CLE credit for this program. Taken from the briefing Lateral Partner Movement Today:  What Candidates Should Be Considering recorded April, 2016 in New York. Lateral partner acquisitions remain an essential component of most firms’ growth strategy, even though studies continue to show that only about half of lateral partners are deemed successful. In this briefing, Executive Search Consultants Stephen Nelson, ...

Leadership for Lawyers

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From the program: Leadership for Lawyers

Released on: May. 13, 2016

Taken from the briefing Leadership for Lawyers recorded May, 2016 in New York. Leadership training is growing rapidly for lawyers. In 2001 only one state in the Union provided CLE credit for leadership training. Today, over 30 states provide CLE credit for “leadership for lawyers courses” based on the recognition that lawyers are called upon to be leaders every day and need formal training in leadership just as much as they need formal ...


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