On-Demand Learning

Corporate & Securities

Ethics

Past 3 Months

Web Segments

From the program: Asset Based Financing Strategies 2013

Recorded on: Mar. 18, 2013

Taken from the Web Program Asset Based Financing Strategies 2013 recorded March, 2013 in New York. Lecture Topics  [00:59:25] Ethics in Asset-Based Lending  [00:59:25] Common ethical problems in asset-based lending transactions Special issues in multi-lender transactions Ethical issues in opinion letter practice The purchase price of this segment includes the following article from the Course Handbook available ...

From the program: Enforcement 2013: Perspectives from Government Agencies

Recorded on: Apr. 29, 2013

Taken from the Web Program Enforcement 2013: Perspectives from Government Agencies recorded April, 2013 in New York.Lecture Topics  [01:00:52]Ethics  [01:00:52] Clawback litigation Any impact of judicial skepticism regarding regulation of enforcement? Hot button issues for district courts: settlement review, not admit or deny The purchase price of this segment includes the following article from the Course Handbook available ...

From the program: First Annual Institute on Corporate & Securities Law in Hong Kong 2013

Recorded on: Apr. 22, 2013

Taken from the Web Program First Annual Institute on Corporate & Securities Law in Hong Kong 2013 recorded April, 2013 in Hong Kong.Lecture Topics  [01:01:23]Ethics: Hypothetical Scenarios  [01:01:23] Recent developments, including the work of the 20/20 Commission Resolving conflicts for the global law firm Confidentiality issues Attorney conduct when appearing before regulators The purchase price of this segment includes ...

From the program: Investment Management Institute 2013

Recorded on: Mar. 15, 2013

Taken from the Web Program Investment Management Institute 2013 recorded March, 2013 in New York. Lecture Topics  [01:01:42] Ethics  [01:01:42] SEC Rules of Professional Responsibility for issuer’s counsel Dodd-Frank Act implications The role of the investment adviser’s counsel in reporting material violations to fund counsel Law firm advance conflicts waivers Email and metadata issues The ...

From the program: Leveraged Financing 2013

Recorded on: May. 15, 2013

Taken from the Web Program Leveraged Financing 2013 recorded May, 2013 in New York.Lecture Topics  [01:00:21]Ethical Considerations in Leveraged Financings  [01:00:21] Conflicts of interest and conflict waivers Who is the client; prospective and former clients Client confidences Candor in negotiations Contact with other parties represented by counsel The purchase price of this segment includes the following article from the Course ...

From the program: Securities Offerings 2013: A Public Offering: How It Is Done

Recorded on: Mar. 25, 2013

Taken from the Web Program Securities Offerings 2013: A Public Offering: How It Is Done recorded March, 2013 in New York. Lecture Topics  [01:28:57] Due Diligence and the Offering Process  [01:28:57] The purchase price of this segment includes the following article from the Course Handbook available online: Lawyers as Gatekeepers in the Underwriting Process Sarah E. Beshar Presentation Material Due Diligence ...

From the program: The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2013

Recorded on: May. 6, 2013

Taken from the Web Program The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2013 recorded May, 2013 in New York.Lecture Topics  [00:59:14]Hypothetical: Ethical Issues in Internal Investigations [00:59:14] Ethical considerations in internal investigations Attorney-client privilege/waiver Who is the client, who owns the privilege? Dealing with other countries’ governments, etc. Privacy and data security ...