On-Demand Learning

Corporate & Securities

Ethics

From the program: The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2013

Released on: May. 17, 2013

Enforcement under the Foreign Corrupt Practices Act (“FCPA”) continues as a critical priority for both the DOJ and the SEC. Recent FCPA enforcement actions and disclosures demonstrate that no industry is immune from FCPA scrutiny, and FCPA sweep investigations across industry sectors are becoming more common and challenging. Beyond the FCPA, an increasing number of countries, as well as international organizations, are ramping up anti-corruption enforcement ...

From the program: Institute on Securities Regulation in Europe (Twelfth Annual): Overcoming Deal-Making Challenges in the Current Markets

Released on: Feb. 15, 2013

We are proud to present Practising Law Institute’s Twelfth Annual Institute on Securities Regulation in Europe: Overcoming Deal-Making Challenges in the Current Markets, the most comprehensive securities programme available in Europe. Once again, the Institute will feature leading practitioners active in U.S. and European corporate law, as well as government regulators, investment bankers and in-house counsel. This year’s programme ...

From the program: Internal Investigations 2012: How to Protect Your Clients or Companies in the Global, Post-Dodd Frank World

Released on: Jul. 10, 2012

In today's uncertain economic, legal and regulatory environment, companies, their executives, and their counsel need to be proactive in identifying risks and remedying potential issues. Knowing how to conduct efficient and effective internal investigations is key to protecting your clients or company.  Using a real-world hypothetical fact pattern throughout the day, expert panels review the many considerations and issues that can and do arise ...

From the program: Investment Management Institute 2012

Released on: Mar. 22, 2012

DVD's from the program Investment Management Institute 2012, held February, 2012.

From the program: Investment Management Institute 2013

Released on: Mar. 22, 2013

You’ll hear expert panelists discuss: significant business and legal developments in the investment management area over the past year and important regulatory initiatives such as: The SEC’s regulatory agenda Potential new regulations affecting money-market funds Potential SEC staff guidance regarding derivatives used by registered funds Potential new regulatory initiatives relating to target date funds and exchange-traded ...

From the program: IP Issues in Business Transactions 2012

Released on: Mar. 21, 2012

Audio CD's from the program IP Issues in Business Transactions 2012, held February, 2012.

From the program: JOBS Act 2012: What You Need to Know Now

Released on: Jun. 13, 2012

On April 5, 2012, the Jumpstart Our Business Startups (JOBS) Act was signed into law, bringing about extraordinary changes to the regulation of capital formation in the United States. The JOBS Act: (1) creates a new regulatory “on ramp” for emerging growth companies going public, with confidential SEC Staff review of draft IPO registration statements, reduced disclosure requirements and freer “test the waters” and research ...

From the program: Mergers & Acquisitions 2012: Trends and Developments

Released on: Feb. 3, 2012

Audio CD's from the program Mergers & Acquisitions 2012: Trends and Developments, held January, 2012.

From the program: Pension Plan Investments 2013: Current Perspectives

Released on: Apr. 16, 2013

Experienced practitioners in the area of pension investment law, together with senior representatives of the Department of Labor, will give their perspectives and illuminate issues on current topics and recent developments. Continued statutory, regulatory, and market changes ensure a full agenda of new developments to be debated and analyzed by the panelists. The Dodd-Frank financial reform legislation brought a new regulatory structure for pension ...

From the program: Pocket MBA Summer 2012

Released on: Jun. 19, 2012

An understanding of key financial, accounting and economic concepts, principles and terminology will contribute to your ability to interact with and advise your clients with their critical issues.  The ability to identify and appropriately use financial and accounting information is relevant to a wide range of legal and regulatory matters for both external and in-house attorneys.  Litigators and transactional attorneys alike will benefit ...

From the program: Securities Arbitration 2012

Released on: Aug. 16, 2012

Last year’s fervor over the fairness of arbitration has not so much subsided as it has been refined. In response to this shift, in 2012 FINRA will focus on streamlining and improving its dispute resolution forum, including fine-tuning the arbitrator disclosure process. FINRA’s goal is to ensure early disclosure of relevant arbitrator information, in order to save the parties the time and expense associated with replacing arbitrators whose ...

From the program: Securities Offerings 2012: A Public Offering: How It Is Done

Released on: May. 9, 2012

Audio CD's from the program Securities Offerings 2012: A Public Offering: How It Is Done, held April, 2012.

From the program: Securities Products of Insurance Companies and Evolving Regulatory Reform 2012

Released on: Mar. 7, 2012

DVD's from the program Securities Products of Insurance Companies and Evolving Regulatory Reform 2012, held January, 2012.

From the program: The SEC Speaks in 2012

Released on: Mar. 24, 2012

Audio CD's from the program The SEC Speaks in 2012, held February, 2012.

From the program: Understanding Financial Products 2012

Released on: Mar. 6, 2012

Audio CD's from the program Understanding Financial Products 2012, held February, 2012.

From the program: Venture Capital 2012: Nuts and Bolts

Released on: Apr. 27, 2012

DVD's from the program Venture Capital 2012: Nuts and Bolts, held March, 2012.