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Advanced Compliance and Ethics Workshop 2012 -- Enhancing Helpline and Reporting Procedures and Conducting Investigations

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From the program: Advanced Compliance and Ethics Workshop 2012

Recorded on: Nov. 29, 2012

Taken from the Web Program Advanced Compliance and Ethics Workshop 2012 recorded November, 2012 in San Francisco. Lecture Topics  [01:14:55] Enhancing Helpline and Reporting Procedures and Conducting Investigations  [01:14:55] Drafting helpline and investigation protocols Communicating with employees about helplines and investigations Responding to Dodd-Frank’s whistleblower provisions Best practices in ...

Advanced Venture Capital 2012 -- Corporate Governance and Venture-Backed Companies

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From the program: Advanced Venture Capital 2012

Recorded on: Dec. 5, 2012

Taken from the Web Program Advanced Venture Capital 2012 recorded December, 2012 in San Francisco. Lecture Topics  [00:57:55] Corporate Governance and Venture-Backed Companies  [00:57:55] Board structures and conflicts Managing board observers Down rounds, cramdown and washout financings, and affiliate transaction issues Ethical dilemmas faced by counsel Delaware law changes The purchase price of this segment ...

Corporate Compliance and Ethics Institute 2012 -- Helplines, Investigations and Responding to Misconduct/Legal Ethics

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From the program: Corporate Compliance and Ethics Institute 2012

Recorded on: Jun. 4, 2012

Please note that "ethics" in the program title refers to the “Compliance and Ethics Program” used in the Federal Sentencing Guidelines for Organizations. It does not specifically refer to legal ethics. Please check the credit calculator to the right for credit information for your jurisdiction. Taken from the Web Program Corporate Compliance and Ethics Institute 2012 recorded May, 2012 in New York. Lecture Topics  ...

Due Diligence and the Offering Process

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Recorded on: Mar. 25, 2013

Taken from the Web Program Securities Offerings 2013: A Public Offering: How It Is Done Recorded March, 2013 in New YorkDue Diligence and the Offering Process [01:29:40]The purchase price of this segment includes the following article(s) from the Course Handbook available online: Lawyers as Gatekeepers in the Underwriting ProcessSarah E. Beshar Presentation Material Due Diligence and the Offering ProcessSarah E. Beshar

Evolving Trends at FDNS and Related Government Audits

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Recorded on: Nov. 26, 2012

Taken from the Web Program 45th Annual Immigration & Naturalization Institute Recorded November, 2012 in New York Evolving Trends at FDNS and Related Government Audits [01:01:23] Recent experiences with FDNS How To ethically and strategically prepare What happens after an FDNS visit? When does ICE get involved? Ethical considerations for attorneys handling audits The purchase price of this segment includes the ...

Fiduciary Duties of Directors and Majority Shareholders; Specialty Areas: A. Tax Considerations

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Recorded on: Jun. 13, 2012

Taken from the Web Program Acquiring or Selling the Privately Held Company 2012 Recorded June, 2012 in New York Fiduciary Duties of Directors and Majority Shareholders; Specialty Areas: A. Tax Considerations [01:21:49] A discussion of the duty of controlling and majority stockholders to minority holders in: Business combinations/sales/mergers Squeeze outs Transactions with affiliated entities A. Tax Considerations Taxable ...

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP