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Dealing with Government Officials

Transcripts  Transcripts    

Recorded on: Dec. 1, 2011

REBECCA: A little different this year than we normally do, we spent most of the day today talking about different elements of the program, program structure, training and communications, measuring program, efficacy. And now we're going to talk about subject matter areas, about two different areas of the law, and two areas where compliance programs are particularly important and risks tend to be particularly high. And as I mentioned earlier, I think ...

How does Citizens United v. FEC affect Corporate Political Activities? (Audio-only)

Audio Only On-Demand Web  Audio Only On-Demand Web    

Released on: Feb. 18, 2010

Taken from the briefing How does Citizens United v. FEC affect Corporate Political Activities? recorded February 2010 On January 21, 2010, the Supreme Court of the United States announced its long-awaited decision in Citizens United v. Federal Election Commission.  The Court overruled two prior decisions and held that corporations and presumably unions may finance independent political advertising without any restrictions on content, ...

Implications of Political Activity by Your Company, its Executives and Employees 2012

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  Audio Only On-Demand Web    

Recorded on: May. 24, 2012

Taken from the briefing Implications of Political Activity by Your Company, Its Executives and Employees recorded May, 2012. With season underway, many companies are facing questions from their executives and employees regarding participation in political activities, from making corporate or personal contributions to attending political events.  Such activities, even if conducted on personal time, can adversely impact a company, including ...

Introduction and Opening Remarks

Transcripts  Transcripts    

Recorded on: Apr. 27, 2010

DANIELLE BERSOFSKY: Good afternoon. My name is Danielle Bersofsky and I'm a program attorney with the Practising Law Institute. And it's my pleasure to welcome you to our program, Hedge Fund Registration and Compliance 2010. Welcome to our many webcast and groupcast attendees as well. Before we begin today's program, I have a few brief announcements. Please remember that absolutely no recording of this program is permitted. And today's featured ...

Investor-Related Compliance Issues

Transcripts  Transcripts    

Recorded on: Apr. 27, 2010

SUSAN GRAFTON: So while our next team of panelists are making their way to the stage, so that we don't cut in to the time we'll get to hear their views. I think we're alphabetical, so that works. To my right will be Michael Butowski. And Michael is a partner in the New York office of Mayer Brown, where he counsels public and private domestic and foreign investment vehicles. They are sponsors, directors, advisors, underwriters and administrators of ...

Regulation of Derivatives and Revisiting Dodd-Frank

Transcripts  Transcripts    

Recorded on: Jan. 25, 2013

JEFFREY PURETZ: OK, we're going to resume the program. Thank you all for getting back. Appreciate it. After the enactment of Dodd-Frank in July of 2010, a lot of the time on this program was spent on working through changes brought about by Dodd-Frank. I think that that has subsided a bit for us because some of it is kind of subsumed within the other discussions like Joan's discussion this morning of equity index products. But what continues to barrel ...

Regulation of Derivatives and Revisiting Dodd-Frank

MP3 Audio  Audio Download (MP3)    Web Segment  Web Segment    MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: Jan. 28, 2013

Taken from the Web Program Securities Products of Insurance Companies in the Course of Regulatory Reform 2013 Recorded January, 2013 in New York Regulation of Derivatives and Revisiting Dodd-Frank [01:00:12] Federal Insurance Office Market infrastructure for swaps Stable value contracts CFTC regulation of funds and harmonization Scrutiny of repos and securities lending The purchase price of this segment includes the ...

Regulatory Reform

Transcripts  Transcripts    

Recorded on: Apr. 27, 2010

So as we have gotten into the legislative debate, I think that members of Congress have gotten much smarter about hedge funds. I think they've learned-- to some surprise-- that as a general matter there's much lower leverage in the hedge fund model than even a regulated back or broker-dealer. I think the legislative environment has created a positive educational opportunity for hedge funds to educate senators and members of congress on what they ...

Specialized Areas of Concern Applicable to the Transaction

Transcripts  Transcripts    

Recorded on: Jan. 27, 2011

SPEAKER 1: We'll move on again. The next speaker is Eric Simonson. He's a partner at K&L Gates. He's a seasoned M&A practitioner. He's been speaking on the program for a number of years. And he's going to be speaking about various specialized areas of concern applicable to the transaction. ERIC SIMONSON: Thank you very much, Rich. A bit of a warning, I have a bit of a cold, so if I go into a sneezing or coughing fit or my voice fails me, ...

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP