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Advanced Swaps & Other Derivatives 2012

Audio CD  Audio CD    

From the program: Advanced Swaps & Other Derivatives 2012

Released on: Nov. 14, 2012

Audio CD's from the program Advanced Swaps & Other Derivatives 2012, held October 2012.

Broker-Dealer and Adviser Regulatory Compliance Forum 2012

Audio CD  Audio CD    

From the program: Broker-Dealer and Adviser Regulatory Compliance Forum 2012

Released on: Mar. 21, 2012

Audio CD's from the program Broker-Dealer and Adviser Regulatory Compliance Forum 2012, held February, 2012.

Broker/Dealer Regulation and Enforcement 2012

Audio CD  Audio CD    

From the program: Broker/Dealer Regulation and Enforcement 2012

Released on: Nov. 21, 2012

Audio CD's from the program Broker/Dealer Regulation and Enforcement 2012, held October, 2012.

Drafting Securities Filings 2012

Audio CD  Audio CD    

From the program: Drafting Securities Filings 2012

Released on: Oct. 26, 2012

Audio CD's from the program Drafting Securities Filings 2012, held September, 2012.

ERISA Fiduciary Investment Basics 2012

Audio CD  Audio CD    

From the program: ERISA Fiduciary Investment Basics 2012

Released on: Mar. 7, 2012

Audio CD's from the program ERISA Fiduciary Investment Basics 2012, held February, 2012.

Fundamentals of Broker-Dealer Regulation 2012

Audio CD  Audio CD    

From the program: Fundamentals of Broker-Dealer Regulation 2012

Released on: Jul. 23, 2012

Audio CD's from the program Fundamentals of Broker-Dealer Regulation 2012, held June, 2012.

Fundamentals of Investment Adviser Regulation 2012

Audio CD  Audio CD    

From the program: Fundamentals of Investment Adviser Regulation 2012

Released on: Aug. 15, 2012

Audio CD's from the program Fundamentals of Investment Adviser Regulation 2012, held July, 2012.

Fundamentals of Mutual Funds and Exchange-Traded Funds 2012

Audio CD  Audio CD    

From the program: Fundamentals of Mutual Funds and Exchange-Traded Funds 2012

Released on: Jul. 10, 2012

Audio CD's from the program Fundamentals of Mutual Funds and Exchange-Traded Funds 2012, held June, 2012.

Fundamentals of Swaps & Other Derivatives 2012

Audio CD  Audio CD    

From the program: Fundamentals of Swaps & Other Derivatives 2012

Released on: Nov. 12, 2012

Audio CD's from the program Fundamentals of Swaps & Other Derivatives 2012, held October, 2012.

Investment Management Institute 2012

Audio CD  Audio CD    

From the program: Investment Management Institute 2012

Released on: Mar. 8, 2012

Audio CD's from the program Investment Management Institute 2012, held February, 2012.

Municipal Securities Activity by Broker-Dealers and Advisers 2012

Audio CD  Audio CD    

From the program: Municipal Securities Activity by Broker-Dealers and Advisers 2012

Released on: Apr. 23, 2012

Audio CD's from the program Municipal Securities Activity by Broker-Dealers and Advisers 2012, held March, 2012.

Pension Plan Investments 2012

Audio CD  Audio CD    

From the program: Pension Plan Investments 2012

Released on: May. 1, 2012

Audio CD's from the program Pension Plan Investments 2012, held April, 2012.

Private Equity Forum (Thirteenth Annual)

Audio CD  Audio CD    

From the program: Private Equity Forum (Thirteenth Annual)

Released on: Aug. 7, 2012

Audio CD's from the program Private Equity Forum (Thirteenth Annual), held July, 2012.

Securities Products of Insurance Companies and Evolving Regulatory Reform 2012

Audio CD  Audio CD    

From the program: Securities Products of Insurance Companies and Evolving Regulatory Reform 2012

Released on: Feb. 22, 2012

Audio CD's from the program Securities Products of Insurance Companies and Evolving Regulatory Reform 2012, held January, 2012.

Understanding Financial Products 2012

Audio CD  Audio CD    

From the program: Understanding Financial Products 2012

Released on: Mar. 6, 2012

Audio CD's from the program Understanding Financial Products 2012, held February, 2012.

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP