On-Demand Learning

Audio CDs

Corporate & Securities

Enforcement

From the program: Broker/Dealer Regulation and Enforcement 2012

Released on: Nov. 21, 2012

Audio CD's from the program Broker/Dealer Regulation and Enforcement 2012, held October, 2012.

From the program: Corporate Governance - A Master Class 2012

Released on: Mar. 14, 2012

Audio CD's from the program Corporate Governance - A Master Class 2012, held February, 2012.

From the program: Enforcement 2012: Multi-Agency Enforcement Efforts

Released on: May. 16, 2012

Audio CD's from the program Enforcement 2012: Multi-Agency Enforcement Efforts, held April, 2012.

From the program: Fundamentals of Broker-Dealer Regulation 2012

Released on: Jul. 23, 2012

Audio CD's from the program Fundamentals of Broker-Dealer Regulation 2012, held June, 2012.

From the program: Fundamentals of Investment Adviser Regulation 2012

Released on: Aug. 15, 2012

Audio CD's from the program Fundamentals of Investment Adviser Regulation 2012, held July, 2012.

From the program: Global Capital Markets & the U.S. Securities Laws 2012: Raising Capital in an Evolving Regulatory Environment

Released on: May. 23, 2012

Audio CD's from the program Global Capital Markets & the U.S. Securities Laws 2012: Raising Capital in an Evolving Regulatory Environment, held April, 2012.

From the program: Internal Investigations 2012: How to Protect Your Clients or Companies in the Global, Post-Dodd Frank World

Released on: Jul. 24, 2012

Audio CD's from the program Internal Investigations 2012: How to Protect Your Clients or Companies in the Global, Post-Dodd Frank World, held June, 2012.

From the program: Municipal Securities Activity by Broker-Dealers and Advisers 2012

Released on: Apr. 23, 2012

Audio CD's from the program Municipal Securities Activity by Broker-Dealers and Advisers 2012, held March, 2012.

From the program: Prison Law 2012

Released on: Aug. 31, 2012

Audio CD's from the program Prison Law 2012, held August 2012.

From the program: The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2012

Released on: Jun. 1, 2012

Audio CD's from the program The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2012, held May, 2012.

From the program: The SEC Speaks in 2012

Released on: Mar. 24, 2012

Audio CD's from the program The SEC Speaks in 2012, held February, 2012.