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Advanced Swaps & Other Derivatives 2012 -- Swaps, Security-Based Swaps and Mixed Swaps: What's Covered and What isn't Covered by Dodd-Frank? Who Are the Regulators? What is the Extraterritorial Reach of Dodd-Frank?

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From the program: Advanced Swaps & Other Derivatives 2012

Recorded on: Oct. 19, 2012

Taken from the Web Program Advanced Swaps & Other Derivatives 2012 recorded October, 2012 in New York. Lecture Topics  [00:58:46] Swaps, Security-Based Swaps and Mixed Swaps: What's Covered and What isn't Covered by Dodd-Frank? Who Are the Regulators? What is the Extraterritorial Reach of Dodd-Frank?  [00:58:46] The CFTC, the SEC and the Prudential Regulators Potential reach and likely impact on market participants  ...

Fundamentals of Investment Adviser Regulation 2012 -- Retail Advisory Services; Managed Advisory Programs

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From the program: Fundamentals of Investment Adviser Regulation 2012

Recorded on: Jul. 24, 2012

Taken from the Web Program Fundamentals of Investment Adviser Regulation recorded July, 2012 in New York. Lecture Topics  [01:20:33] Retail Advisory Services; Managed Advisory Programs  [01:20:33] The various types of managed advisory programs The role of the sponsor, portfolio manager, and advisory representative Financial planning The purchase price of this segment includes the following article from the Course ...

Fundamentals of Swaps & Other Derivatives 2012 -- Bilateral OTC Derivatives: Termination, Valuation, Netting, Closeout, Netting Opinions

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From the program: Fundamentals of Swaps & Other Derivatives 2012

Recorded on: Oct. 16, 2012

Taken from the Web Program Fundamentals of Swaps & Other Derivatives 2012 recorded October, 2012 in New York. Lecture Topics  [00:58:05] Bilateral OTC Derivatives: Termination, Valuation, Netting, Closeout, Netting Opinions  [00:58:05] Netting opinions and jurisdictional considerations Valuation at termination: case law issues Other issues The purchase price of this segment includes the following article from ...

New Developments in Securitization 2012 -- New Developments in Traditional ABS (Auto, Equipment Loan and Lease, Student Loan and Credit Card Securitizations)

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From the program: New Developments in Securitization 2012

Recorded on: Dec. 6, 2012

Taken from the Web Program New Developments in Securitization 2012 recorded November, 2012 in New York. Lecture Topics  [01:04:06] New Developments in Traditional ABS (Auto, Equipment Loan and Lease, Student Loan and Credit Card Securitizations)  [01:04:06] Recent deals and developments Regulatory and legislative developments Predictions for the future The purchase price of this segment includes the following ...

Pocket MBA Fall 2012 -- A Look at Financial Statements

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From the program: Pocket MBA Fall 2012

Recorded on: Oct. 16, 2012

Taken from the Web Program Pocket MBA Fall 2012 recorded October, 2012 in New York. Lecture Topics  [01:46:15] A Look at Financial Statements  [01:46:15] Overview of the accounting process, roles and responsibilities, including an overview of internal financial reporting and accounting Overview and use of basic financial statements Select core accounting concepts, including: - Cash vs. accrual accounting  ...

Private Equity Forum 2012 (Thirteenth Annual) -- Conflicts of Interest and Other Ethics Issues

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From the program: Private Equity Forum 2012 (Thirteenth Annual)

Recorded on: Jul. 12, 2012

Taken from the Web Program Private Equity Forum (Thirteenth Annual) recorded July, 2012 in New York. Lecture Topics  [01:00:26] Conflicts of Interest and Other Ethics Issues  [01:00:26] Conflicts of interest Issues arising among funds with the same adviser Issues arising within the adviser The purchase price of this segment includes the following article from the Course Handbook available online:  ...

Securities Regulation Institute 2012 (44th Annual) -- Jumpstarting Capital Formation - the New Legislation and Other Developments

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From the program: Securities Regulation Institute 2012 (44th Annual)

Recorded on: Nov. 13, 2012

Taken from the Web Program Securities Regulation Institute 2012 (44th Annual) recorded November, 2012 in New York. Lecture Topics  [01:33:44] Jumpstarting Capital Formation - the New Legislation and Other Developments  [01:33:44] Practical impacts of the JOBS Act Measures to foster capital formation while maintaining investor protection Changes in the communications environment after the JOBS Act Dealing with ...

Understanding the Securities Laws 2012 -- Ethics and Professionalism in Securities Law

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From the program: Understanding the Securities Laws 2012

Recorded on: Dec. 17, 2012

Taken from the Web Program Understanding the Securities Laws 2012 recorded December, 2012 in New York. Lecture Topics  [00:59:25] Ethics and Professionalism in Securities Law  [00:59:25] Lawyers as targets - special issues facing securities lawyers SEC investigations Foreign Corrupt Practices Act (“FCPA”) Attorney reporting responsibility Practical guidance for addressing difficult ethical ...

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP