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Ethics

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Recorded on: Aug. 9, 2012

Taken from the Web Program ERISA: The Evolving World 2012 Recorded August, 2012 in New York A Grab-Bag of Additional Considerations - Welfare Plans and Health-Care Reform,Bankruptcy, Employment and Labor Laws, Accounting and Ethics [02:02:26] Welfare plans and health-care reform Bankruptcy-related ERISA provisions and Bankruptcy Code provisions Accounting considerations Ethical considerations Administrative materials ...

Recorded on: Nov. 7, 2012

Taken from the Web Program Nuts and Bolts of Corporate Bankruptcy 2012 Recorded November, 2012 in San Francisco Basic Ethical Considerations in Bankruptcy [01:20:37] The purchase price of this segment includes the following article(s) from the Course Handbook available online: Bankruptcy Guide Andrew P. DeNatale Professional Standards of Conduct of a Chapter 11 Trustee Cecily A Dumas Presentation Material  ...

Recorded on: Oct. 15, 2012

Taken from the Web Program Judges' Pet Peeves 2012: Tips from the Bench on Trial Practice Recorded October, 2012 in New York Civility Issues in Litigation [00:23:23] How to be a zealous advocate within the bounds of ethical behavior The difference between slaying the adversary's case and slaying the adversary Is civility an obligation? How should you respond to uncivil conduct by your adversary? The purchase price of this ...

Recorded on: Jul. 24, 2012

Taken from the Web Program Fundamentals of Investment Adviser Regulation Recorded July, 2012 in New York Compliance and Exams; Ethics for Adviser Lawyers [01:01:21] Self-reporting Whistleblowers rules CLO/CCO liability The purchase price of this segment includes the following article(s) from the Course Handbook available online: Fundamentals of Investment Adviser Regulation 2012: Compliance and Exams: Ethics for Adviser ...

Recorded on: Jul. 17, 2012

Taken from the Web Program Thirteenth Annual Private Equity Forum Recorded July, 2012 in New York Conflicts of Interest and Other Ethics Issues [01:01:08] Conflicts of interest Issues arising among funds with the same adviser Issues arising within the adviser The purchase price of this segment includes the following article(s) from the Course Handbook available online: Conflicts of Interest and Other Ethics Issues  ...

Recorded on: May. 14, 2012

Taken from the Web Program Antitrust Institute 2012: Developments & Hot Topics Recorded May, 2012 in New York Corporate Compliance and Ethics [01:04:53] Designing an effective compliance program Sentencing Commission Guidelines Attorney-client privilege including Akzo-Nobel Monitoring, auditing and reporting mechanisms Conflicts of interest The purchase price of this segment includes the following article(s) from ...

Recorded on: Dec. 5, 2012

Taken from the Web Program Advanced Venture Capital 2012 Recorded December, 2012 in San Francisco Corporate Governance and Venture-Backed Companies [00:58:20] Board structures and conflicts Managing board observers Down rounds, cramdown and washout financings, and affiliate transaction issues Ethical dilemmas faced by counsel Delaware law changes The purchase price of this segment includes the following article(s) ...

Recorded on: May. 23, 2012

Taken from the Web Program Basics of Accounting for Lawyers 2012: What Every Practicing Lawyer Needs to Know Recorded May, 2012 in New York Current Topics in Professional Ethics for Accountants and Attorneys [01:01:14] As law, accounting and finance continue to intersect, every practicing attorney should be alert to areas of ethical risk, learn from the mistakes of others, and have a basic understanding of accountants’ ethical requirements, ...

Recorded on: Nov. 15, 2012

Taken from the Web Program 44th Annual Institute on Securities Regulation Recorded November, 2012 in New York Dealing with Challenging Corporate Problems - Hypothetical Scenarios [01:33:38] Our CEO has been accused of wrongdoing Do we have to disclose the details about that loss contingency? We may have an FCPA problem Our data protection systems are vulnerable We may have to restate The purchase price of this segment ...

Recorded on: Aug. 3, 2012

Taken from the Web Program Securities Arbitration 2012 Recorded August, 2012 in New York Demonstration of an Expungement Hearing [00:00:01] Panelists will provide an interactive demonstration of an expungement hearing, including ethical considerations that may arise in an expungement scenario: Representations and limited representations Conflicts in joint representations Participants and input into the process The purchase ...

Recorded on: Oct. 26, 2012

Taken from the Web Program Advanced Swaps & Other Derivatives 2012 Recorded October, 2012 in New York Derivatives and Professional Responsibility [00:56:20] Representing an organization SEC Rule of Professional Responsibility for Issuer’s Counsel Reporting wrongdoing up the ladder within an organization Reporting a client’s fraud to regulators Lawyer’s role in complex structured finance transactions  ...

Recorded on: Sep. 20, 2012

Taken from the Web Program Building Better Construction Contracts 2012 Recorded September, 2012 in New York Ethical Concerns for Counsel When Advising a Government Contractor [01:00:52] What are voluntary disclosures and when should they be made? What are a contractor’s mandatory disclosure obligations? Are the results of an internal investigation privileged; who should conduct them? To what extent must the attorney-client ...

Recorded on: May. 8, 2012

Taken from the Web Program Leveraged Financing 2012 Recorded May, 2012 in New York Ethical Considerations in Leveraged Financings [01:03:55] Conflicts of interest and conflict waivers Who is the client; prospective and former clients Client confidences Candor in negotiations Contact with other parties represented by counsel The purchase price of this segment includes the following article(s) from the Course Handbook ...

Recorded on: May. 15, 2012

Taken from the Web Program Taking and Defending Depositions 2012 Recorded May, 2012 in New York Ethical Dilemmas Arising With Depositions [00:59:44] The attorney-client privilege and work-product doctrine Protecting your witness and staying within ethical boundaries Improper/proper use of objections Conferring with witnesses during a deposition Remedial measures Practice Tip: What to do if you suspect your client ...

Recorded on: Oct. 9, 2012

Taken from the Web Program Drafting Securities Filings 2012 Recorded September, 2012 in New York Ethical Dilemmas in Preparation and Review of SEC Filings [01:01:33] Ethical considerations in SEC practice Lawyers as “gatekeepers” The SEC’s “reporting up” rules 2(e) (now 102(e)) proceedings Implications of and experience under the 2010 whistleblower rules The purchase price of this segment ...

Recorded on: Oct. 22, 2012

Taken from the Web Program Negotiating Commercial Leases: How Owners & Corporate Occupants Can Avoid Costly Errors 2012 Recorded October, 2012 in San Francisco Ethical Gaps, Mishaps and Traps in Real Estate Practice [01:04:44] Engagement letter gap Conflicts issues arising from outside counsel's dealings with inhouse counsel acting as owner/officer of property management company and independent counsel versus in-house counsel acting ...

Recorded on: Nov. 13, 2012

Taken from the Web Program 14th Annual Commercial Real Estate Institute Recorded November, 2012 in San Francisco Ethical Issues Facing Real Estate Attorneys [01:03:29] Conflicts of interest - What conflicts can be waived? - Use of internal screens Duty of confidentiality Metadata and other computer pitfalls for the unwary A case study showing potential ethical issues in a real estate deal The purchase price of ...

Recorded on: Dec. 12, 2012

Taken from the Web Program Understanding the Intellectual Property License 2012 Recorded December, 2012 in San Francisco Ethical Issues in Licensing [01:01:34] Candor and deceit Communicating with an adverse party Out-of-state practice and the unauthorized practice of law Competence to handle negotiation Application of rules in actual cases The purchase price of this segment includes the following article(s) from the ...

Recorded on: Aug. 8, 2012

Taken from the Web Program Prison Law 2012 Recorded August, 2012 in New York Ethical Issues in Prison Actions [01:00:55]   Ethical issues that arise in the context of representing prisoners in civil rights actions Potential for conflicts of interest in prisoners’ rights actions Ethical issues and client relationships The purchase price of this segment includes the following article(s) from the Course Handbook available ...

Recorded on: Jun. 8, 2012

Taken from the Web Program Negotiating Real Estate Deals 2012 Recorded June, 2012 in New York Ethical Issues in Real Estate Transactions [01:00:40]   Conflicts of interest Confidentiality Duty to disclose Professionalism The purchase price of this segment includes the following article(s) from the Course Handbook available online: A Brief Guide to Avoiding Violations of the Rules of Ethics Patricia A. ...

Recorded on: Aug. 16, 2012

Taken from the Web Program Defending Immigration Removal Proceedings 2012 Recorded August, 2012 in New York Ethical Issues in Removal Proceedings [01:01:46]   Overview of EOIR attorney discipline process Common complaints about immigration attorneys and how to avoid them How to balance zealous representation of your client with your ethical responsibilities The purchase price of this segment includes the following article(s) ...

Recorded on: Sep. 18, 2012

Taken from the Web Program 43rd Annual Estate Planning Institute Recorded September, 2012 in New York Ethical Perils for Individual Trustees: What Every Trustee and Advisor Should Know About Defusing Ethical Conflicts and Reducing Litigation Exposure [00:59:40] Conflicts - who is your client? Retainer agreements Representing fiduciaries The purchase price of this segment includes the following article(s) from the Course Handbook ...

Recorded on: Jul. 13, 2012

Taken from the Web Program Class Action Litigation 2012 Recorded July, 2012 in New York Ethics/View from the Bench [00:55:56] What issues are judges seeing in class action cases? How have class certification issues changed litigation? The Supreme Court has ruled recently on several class action issues - what messages are being sent and how are district court judges interpreting them? Waiver of privilege and inadvertent disclosure  ...

Recorded on: Dec. 6, 2012

Taken from the Web Program Open Source and Free Software 2012: Benefits, Risks and Challenges Recorded December, 2012 in San Francisco Ethics: Conflict and Cooperation in Open Source Projects [00:59:39] Attorneys’ obligations in handling open source matters Managing and encouraging engineer participation in open source Ethics in negotiation scenarios How to handle violations by companies or employees The purchase ...

Recorded on: Dec. 6, 2012

Taken from the Web Program Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments Recorded December, 2012 in New York Ethics: Developments and Challenges [00:58:32] “Appearing and practicing before the Commission” Lawyers as gatekeepers Lawyer challenges coming out of the JOBS Act Whistleblower developments The purchase price of this segment includes ...