On-Demand Learning

Ethics

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Past 3 Months

Recorded on: Aug. 13, 2013

Taken from the Web Program ERISA: The Evolving World 2013 Recorded August, 2013 in New York401(k) Plan Fundamentals, Employer Securities in Qualified Plans, and Fiduciary Responsibility and Prohibited Transactions [02:45:58] B. 401(k) Fundamentals Basic design features Special nondiscrimination rules Special distributuion rules C. Title IV - Defined Benefit Plans: Design Funding, the PBGC, Plan Terminations and Multiemployer Plans Basics ...

From the program: Audit Committees and Financial Reporting 2013: Recent Developments and Current Issues

Released on: Jul. 5, 2013

As we continue to see many new regulations from the SEC, PCAOB and financial institution regulators, we also continue to see numerous challenges emerge for the audit committee. If you are a director or member of an audit committee, or if you advise audit committees, this program will help you understand what is required of the audit committee, and those who advise them, in this rapidly changing environment. You will hear from an expert faculty of ...

From the program: Building a Law Department IP Licensing Program 2013: Driving Shareholder Value

Recorded on: Sep. 23, 2013

Taken from the Web Program Building a Law Department IP Licensing Program 2013: Driving Shareholder Value recorded September, 2013 in San Francisco.Lecture Topics  [01:00:00]Ethics: How the Business Role Impacts the Attorney-Client Privilege, and Waiver Risks  [01:00:00] Unique issues arising from law department responsibility for a revenue-driven IP licensing business How to stay an ethical lawyer while driving critical business opportunities ...

From the program: California Employment Law Update 2013

Released on: Sep. 24, 2013

PLI’s California Employment Law Update addresses the issues confronted by employment law advisers, litigators and human resources management and professionals, with particular emphasis on California State law considerations. This program combines a comprehensive review of case law and regulatory developments, an in-depth analysis of emerging issues, and practical guidance about best practices to maximize employment law compliance, mitigate legal risk ...

From the program: Class Action Litigation 2013

Released on: Jul. 24, 2013

Class action lawsuits remain an integral and exciting part of high stakes litigation and the courts, including the Supreme Court, have taken notice. This year’s program will focus on recent changes in class action law and give you the tools and strategies you need to effectively handle these complex cases. Our outstanding faculty of plaintiffs’ and defense counsel, distinguished judges, and academics will bring you up-to-date on important developments ...

From the program: Hedge Fund Management 2013

Released on: Sep. 26, 2013

In 2012, hedge funds and their managers faced their first year of operations under new regulations enacted under Dodd-Frank. New entrants to the hedge fund industry now had large barriers to entry; existing managers had to deal not only with new regulations but many were also forced to grapple with regulatory investigations and insider trading allegations. At the same time, hedge fund managers had to continue to deal with the day-to-day operational ...

From the program: Internal Investigations 2013

Released on: Jul. 9, 2013

Knowing how to conduct effective and efficient internal investigations is key to protecting your clients or company. Companies and their counsel need to be diligent and proactive in identifying risks and remedying potential issues. In this program, panels of experts from the private bar, in-house and the government use a real-world hypothetical fact pattern throughout the day to review the many considerations and issues that can and do arise ...

From the program: Private Equity Forum (Fourteenth Annual)

Released on: Jul. 23, 2013

Since the financial crisis a few years ago, private equity firms have been dealing with its aftermath, including increased regulatory and legislative scrutiny of their activities and the activities of their funds as well as difficult environments in which to raise new funds and to get deals done. Many firms were required to register as investment advisers with the SEC and a number of newly registered firms are now undergoing their first SEC audits. In ...

From the program: Defending Immigration Removal Proceedings 2013

Released on: Aug. 26, 2013

With more than 300,000 deportation and removal cases initiated by U.S. immigration authorities each year, immigrants in the United States need competent and knowledgeable representation in this important area of law. Over half of those facing removal proceedings are unrepresented, and studies have shown that those without legal representation face a significantly higher risk of removal, regardless of eligibility for relief. In response to the acute ...

From the program: Doing Deals in and with Emerging Markets: BRICs and Beyond 2013

Released on: Jul. 25, 2013

With emerging markets players, like those of the BRIC (Brazil, Russia, India and China) countries, playing an ever greater role in the global economy, attorneys and other professionals facilitating cross-border transactions need to familiarize themselves with their perspective on inbound and outbound investments. According to a recent Office for Economic Co-operation and Development study, emerging markets will account for over 60% of global economic ...

From the program: Employment Discrimination Law & Litigation 2013

Released on: Jul. 4, 2013

Any attorney or human resources professional who advises or represents employers, employees, labor unions or government, or who has judicial/arbitral/mediator responsibility, must keep abreast of changes in the employment discrimination arena, and must also be aware of cutting-edge developments on the litigation front.This program, designed for employment law practitioners and human resources professionals at all levels, brings together prominent ...

From the program: Estate Planning Institute 2013 (44th Annual)

Recorded on: Sep. 18, 2013

Taken from the Web Program Estate Planning Institute 2013 (44th Annual) recorded September, 2013 in New York.Lecture Topics  [01:02:49]Ethical Considerations  [01:02:49] Conflicts – who is your client? Retainer agreements Representing fiduciaries The purchase price of this segment includes the following article from the Course Handbook available online: Ethical Considerations in Estate PlanningHon. John M. Czygier, Jr.

From the program: Mental Health Issues & the New York State Courts (Free)

Released on: Aug. 23, 2013

According to the National Institute of Mental Health, in a 12-month period, 26.2% of American adults will have a diagnosable mental disorder, and 5.8% will have a mental illness classified as severe. The prevalence of mental disorders among individuals involved in the criminal justice system and some areas of the civil legal system is even higher.  This timely program will focus on the intersection of individuals living with mental illness and ...

From the program: Securities Arbitration 2013

Released on: Aug. 15, 2013

The continuing national discussion regarding the fairness of arbitration has influenced the forums management of the process. FINRA has focused not only on the compositions of arbitration panels but the definition of who is a “customer” and what is “suitable” in securities cases. In 2013 FINRA will continue its focus on employment disputes and expungement applications.This year’s Securities Arbitration program will feature FINRA Dispute Resolution’s ...

Recorded on: Jul. 22, 2013

Taken from the Web Program 13th Annual Municipal Law Institute Recorded July, 2013 in New YorkEthics and the Municipal Practitioner [01:00:46] Ethical issues when the organization is the client - Conflicts- WaiversThe purchase price of this segment includes the following article(s) from the Course Handbook available online: Ethics and the Municipal PractitionerMichael S. Ross Presentation Material Ethics and the Municipal PractitionerMichael ...

From the program: Understanding the Securities Laws 2013

Released on: Aug. 9, 2013

Whether you are new to the field or seeking a quick refresher or an update, this is a securities law primer that you won’t want to miss. This program provides an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners and key SEC representatives. Emphasis will be placed on the interplay among the Securities Act of 1933 and the Securities Exchange Act of 1934 and related SEC regulations, ...

From the program: Fundamentals of Investment Adviser Regulation 2013

Released on: Jul. 31, 2013

In the aftermath of the financial crisis and the resulting regulatory reform, the SEC has advanced significant rulemaking to impose a greater degree of controls on investment advisers’ operations. In fact, the SEC has put the regulation of investment advisers under the microscope, establishing new rules related to adviser custody, political contributions and adviser disclosure and has retooled its adviser exam program.In this program, you ...