From the program: Securities Regulation Institute 2013 (45th Annual)
Recorded on: Nov. 8, 2013
Taken from the Web Program Securities Regulation Institute 2013 (45th Annual) recorded November, 2013 in New York.Lecture Topics [01:12:21]The Defense Perspective: Strategies and Considerations in Responding to New Policies and Priorities in Securities Enforcement [01:12:21]
New leadership, new direction?
New priorities: accounting and disclosure fraud
Expanding use of risk based analytics
Choosing not to settle or plea: the ...