On-Demand Learning

Banking

Transcripts

Recorded on: Apr. 14, 2010

PRESENTER 1: OK, we are ready to start our afternoon program. Marsha just reminded me. I wanted to urge all of you to please fill out your evaluations. Those turn out to be very useful to us. They tell us what materials to emphasize in the program, which ones to delete, what panelists to throw off the panel. They tell us lots of good things so please go ahead and fill them in. And now, Marsha's going to talk to us about acquisition finance. MARSHA ...

Recorded on: Mar. 12, 2012

LAWRENCE S. MAKOW: Good afternoon. It always seems like we run out of time at the end for questions. So I decided I would see if there any questions for this panel first. All right, that was pretty lame. I wanted to basically just say a few short words. This panel is a look at the current state of financial institution M&A and restructuring. We'll have to use a microscope to see it. But no, I think there's a lot of interesting things going on, ...

Recorded on: Apr. 4, 2012

AMY TAUB: Greetings, my name is Amy Taub and I'm a program attorney with PLI. I would like to welcome you to today's briefing, Anti-Money Laundering Program, New Challenges for Non-bank Mortgage Lenders and Originators. Before I begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing ...

Recorded on: Feb. 22, 2012

in. AMY TAUB: Greetings. My name is Amy Taub. And I am a Program Attorney with PLI. I would like to welcome you to today's briefing, "Anti-Money Laundering Rules for Investment Advisers, Be Prepared." Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the course ...

Recorded on: Apr. 14, 2010

SPEAKER 1: Good morning, everyone. I hope we're all ready for our second day of Asset Based Financing in Today's Economy. Today we're going to be talking about a number of different transactional issues in the morning. And in the early afternoon, we're going to be talking about assignments, participations, guarantees, multi-lender, multi-borrower issues. That's going to be followed by-- Christine is going to lead us through that. And Scott it's going ...

Recorded on: Apr. 17, 2013

ALAN KAPLINSKY: We're going to the segue rather rapidly into the first panel of the morning, also focused on the CFPB. The CFPB has got many different functions, but the three things that we felt would be of most interest to all of you are what's happening in the regulatory area, what's happening in the enforcement area, and what's happening with respect to supervision. And so the first panel is going to focus on the regulatory area. And we have three ...

Recorded on: Apr. 17, 2013

JULIA STRICKLAND: So we're going to start our panel right on the minute. We have an enormous amount of ground to cover. So here we go. The four panel members are Jennifer McCabe, who's to my immediate right. Jennifer is a Principal in Cornerstone Research, a consulting firm that provides expert testimony and economic and financial analysis to lawyers in connection with all faces of commercial litigation and regulatory proceedings. I can vouch for ...

Recorded on: Apr. 10, 2012

JULIA L. STRICKLAND: Welcome to this afternoon's session of our Financial Services Institute program. During this session, we are going to address class action developments as well as UDAP updates. And with a distinguished panel with mixed points of view. To my immediate right is Beth Terrell. Beth went to the University of California, Davis. She's a founding member of Terrell Marshall Daudt & Willie, located in Seattle. Her practice focuses ...

Recorded on: Oct. 16, 2012

EWA KNAPIK: Hello, again. At this time, I would like to introduce our last panel of today. This is the Closing Business Transactions panel. And it is my pleasure to introduce our speakers. Both of them are founder and senior managing directors of Pharus Advisors. Michael Goodman is, as I said, the founder and senior managing director. His experience includes significant operational experience in technology companies, M&A and deal making from ...

Recorded on: Jun. 6, 2012

ERIC B. SLOAN: So while our panelists are getting settled, this is our last panel of the day. This is a panel on closing business transactions. And before I let these guys get started, first let me introduce them. Drew Buechley is sitting to my immediate right. And to my far right is Michael Goodman. Drew and Michael are Senior Managing Directors, essentially partners, at Pharus Advisors in San Francisco and New York, respectively. Pharus is, I think, ...

Recorded on: Apr. 10, 2012

JOHN J. RODDY: We're going to start the next session, which is on debt collection issues and bankruptcy. Little dose of TCPA mixed in. To my right is Don Maurice who is an attorney and shareholder in the firm of Maurice and Needleman which has offices in Flemington, New Jersey and Philadelphia. Don's admitted to the Bar of the District of Columbia, and the State and Federal courts of New Jersey, Second, Third, and Eight Circuit Courts of Appeal and ...

Recorded on: Apr. 17, 2013

JULIA B. STRICKLAND: We're going to start our final panel of the day. And we know that everybody's going to stay so that they can get free drinks at 5 o'clock. In any event, the panel is "Credit Card, Retail Banking and Emerging Payment Models." We have two extremely able lawyers as our speakers here. They have a lot to add. Mike Donovan is to my right. He's a founding member of the Philadelphia firm of Donovan Axler and focuses his practice ...

Recorded on: Apr. 10, 2012

ALAN S. KAPLINSKY: OK. We are going to move immediately into the next panel. The topic is Credit Card and Retail Banking Developments. We're going to cover a wide range of topics during the next hour. But, let me first introduce our panelists. Sitting to my immediate right is David Permut. David is a partner with Goodwin Procter and works out of the Washington office. Sitting next to David is Roger Heller, and Roger Heller is a partner in the Leiff ...

Recorded on: Dec. 17, 2012

LEE A. MEYERSON: As I mentioned at the beginning of this conference, at one point within living memory, this conference was actually the bank M&A conference. Bank M&A has now been reduced to a 45-minute panel with three panelists. But I'm sure some day it's all going to change, and we'll stop talking about enforcement actions and start talking about doing deals. We have three of the leading market players in such bank M&A as there is. ...

Recorded on: Dec. 6, 2012

PATRICK T. QUINN: OK, welcome back. We're ready to start our second panel. As I mentioned this morning, in a year where regulatory activity across the securitization markets was a little lighter than expected-- the derivatives markets are certainly an exception. There's been quite a bit of regulatory activity, and that's going to be the subject of this upcoming panel. Let me introduce to my right, Jeff Robins. Jeff is my partner at Cadwalader. To ...

Recorded on: Feb. 4, 2011

AMY TAUB: Thank you. Greetings. My name is Amy Taub and I'm a program attorney with PLI, and I would like to welcome you to today's briefing, "Dodd-Frank Act, Impact on Broker-Dealers." Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the course handbook ...

Recorded on: Apr. 28, 2010

AMY TAUB: Thank you. Greetings. My name is Amy Taub, and I am a Program Attorney with PLI, and I would like to welcome you to today's briefing, Dodd Bill and Prospects for Financial Regulatory Reform. Before we began I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the course ...

Recorded on: Apr. 10, 2012

JULIA B. STRICKLAND: We're going to start the 4:00 o'clock panel. And this panel, which is actually newly added to this program, addresses Emerging Payment Models and Related Litigation. And to my right, we have two people who are very involved in these issues. To my immediate right is David Teitelbaum, who is a partner at Sidley Austin. He has a broad regulatory practice for all types of financial institutions and assists these companies in a wide ...

Recorded on: Apr. 14, 2010

CHRISTINE HAMM: My name is Christine Gould Hamm. I'm an attorney in the Kansas City office of Husch Blackwell and Sanders. I get the pleasure of following up the exciting discussion of chattel paper with the discussion of equipment financing and fixture financing. I also got you at the perfect time of day, so hopefully I can keep you awake right after lunch. I'm going to try very hard to not spend a lot of time on the topics you've already covered ...

Recorded on: Apr. 14, 2010

CHRISTINE HAMM: Hey, you're in the home stretch, the last hour. The last section of the program we're going to explore some of the ethical issues that arise in the practice of asset-based financing. I'm going to go over some basic rules on conflicts and confidentiality. And then leave the really tough and exciting stuff to Ed. So let's start with a quick look at the rules that apply. First are the ethical rules of the jurisdiction in which you are ...

Recorded on: Mar. 3, 2011

ARTHUR H. KOHN: A few minutes of preparatory kind of introductory remarks about the topic that we're going to discuss. And then, we'll circle around. If anybody wants to interrupt us during the course of our presentation, please feel free to raise your hands. We're very happy to take questions. And so while the deck is being prepared, let me introduce my co-panelists. To my immediate right is Erin Cho. Erin is a partner at Davis Polk in the DC office. ...

Recorded on: Jun. 14, 2012

AMY TAUB: My name is Amy Taub, and I am a program attorney with PLI. I would like to welcome to today's briefing, Force-Place Insurance, Current Trends Following the Financial Crisis. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the course handbook tab in ...

Recorded on: Apr. 10, 2012

ALAN S. KAPLINSKY: Well, first of all, I want to thank everybody for attending our program, both those of you that are here in person and the many people who are-- actually, more people-- participating on the web, I believe. And we really appreciate it. I know I'm going to sound like what you hear when you fly on an airline. We really appreciate your business. We know there's a lot of competition out in the area. Oh, as Stacy from PLI told me, there's ...

Recorded on: Jul. 12, 2012

AMY TAUB: Greetings. My name is Amy Taub, and I'm a program attorney with PLI. I would like to welcome you to today's briefing, Insurance Group Solvency Supervision-- Proposed Enhancements. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the course handbook ...

Recorded on: Feb. 21, 2013

AMY TAUB: Hello, my name is Amy Taub, and I'm a program attorney with PLI. I would like to welcome you to today's briefing, International Banking Part One: The Federal Reserve's Proposed Prudential Regulations for Foreign Banks. Before I begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. And, time permitting, they will be addressed. Please ...