On-Demand Learning

Banking

Transcripts

Recorded on: Aug. 22, 2013

JANET SIEGEL: And now it's my pleasure to introduce to you our program chair for this morning's program. Evan Stewart is a partner at Zuckerman Spaeder, here in New York City. Mr. Stewart was featured by the New York Law Journal in the top trials of 2005, and more recently, Mr. Stewart prevailed against the Securities and Exchange Commission after three-week bench trial in Federal Court in May of 2013. He has substantial experience in the financial ...

Recorded on: Jul. 29, 2013

ROBERT W. MURPHY: Hi, Bob Murphy again. And my presentation wrapping up today's seminar is on helping clients avoid getting run over. It's a primer on auto law. Before I get started, I have a little disclaimer. And I just put there because if I say something that's a little bit off-color with respect to a case, or perhaps with respect-- I don't say anything bad about the judge-- just remember it's with respect to me sometimes trying to be funny. ...

Recorded on: Jul. 29, 2013

ROBERT W. MURPHY: I'm going to first introduce Brian. I have to get his biography, although I know it by heart. Brian attended Vassar College, initially. And then he went on to Oberlin, graduated from Oberlin his bachelor's degree, and then went to Brooklyn Law School. That's his educational background. Brian is, I believe, argued from every circuit in the United States, with maybe one or two exceptions, the appellate level, repeatedly in front of ...

Recorded on: Jul. 29, 2013

ROBERT W. MURPHY: Thank you, Brian. Our next speaker is Amy Wells, and she's going to be speaking to you about the Fair Credit Reporting Act. Miss Wells is a founder of the Wells Law Office, a boutique consumer protection litigation firm base in Dayton, Ohio. She earned her JD and her MBA in a joint program at the University of Dayton School of Law. She dedicates her legal practice to consumer advocacy, including issues involving identity theft, ...

Recorded on: Apr. 17, 2013

ALAN KAPLINSKY: We're going to the segue rather rapidly into the first panel of the morning, also focused on the CFPB. The CFPB has got many different functions, but the three things that we felt would be of most interest to all of you are what's happening in the regulatory area, what's happening in the enforcement area, and what's happening with respect to supervision. And so the first panel is going to focus on the regulatory area. And we have three ...

Recorded on: Apr. 17, 2013

JOHN RODDY: I apologize for the ceaseless coughing. This is a panel on collection, FDCPA and TCPA. To my far right is Don Maurice. Don is the president of Maurice and Needleman, whose attorneys specialize in all areas of creditors' rights and financial services litigation. In nearly 225 years of practice, Don has successfully litigated for the financial services industry in both state and federal courts. He's appeared as amicus counsel before the ...

Recorded on: Apr. 17, 2013

JULIA STRICKLAND: So we're going to start our panel right on the minute. We have an enormous amount of ground to cover. So here we go. The four panel members are Jennifer McCabe, who's to my immediate right. Jennifer is a Principal in Cornerstone Research, a consulting firm that provides expert testimony and economic and financial analysis to lawyers in connection with all faces of commercial litigation and regulatory proceedings. I can vouch for ...

Recorded on: Apr. 17, 2013

JULIA B. STRICKLAND: We're going to start our final panel of the day. And we know that everybody's going to stay so that they can get free drinks at 5 o'clock. In any event, the panel is "Credit Card, Retail Banking and Emerging Payment Models." We have two extremely able lawyers as our speakers here. They have a lot to add. Mike Donovan is to my right. He's a founding member of the Philadelphia firm of Donovan Axler and focuses his practice ...

Recorded on: Apr. 16, 2013

AMY TAUB: Thank you. Hello, my name is Amy Taub, and I'm a program attorney with PLI. I would like to welcome you to today's briefing, International Banking, Part Four, Foreign Banks Issuing Covered Bonds into the US. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing ...

Recorded on: Apr. 4, 2013

AMY TAUB: Hello, my name is Amy Taub. And I am a program attorney with PLI. I would like to welcome you to today's briefing, International Banking, Part Three-- SEC Registration for Foreign Banks. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the Course Handbook ...

Recorded on: Mar. 26, 2013

AMY TAUB: Thank you. Hello. My name is Amy Taub, and I'm a program attorney with PLI. I would like to welcome you to today's briefing, Navigating the Requirements for Derivatives Trading, Title VII of Dodd-Frank. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing ...

Recorded on: Mar. 22, 2013

AMY TAUB: Hello, my name is Amy Taub. And I'm a program attorney with PLI. I would like to welcome you to today's briefing, International Banking Part Two-- Farm Banks Accessing the US Markets. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the course handbook ...

Recorded on: Feb. 21, 2013

AMY TAUB: Hello, my name is Amy Taub, and I'm a program attorney with PLI. I would like to welcome you to today's briefing, International Banking Part One: The Federal Reserve's Proposed Prudential Regulations for Foreign Banks. Before I begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. And, time permitting, they will be addressed. Please ...

Recorded on: Feb. 11, 2013

MICHAEL J. ALBANO: OK. OK. So thank you, everyone. We're going to start the next session now. And just to introduce the speakers, we have Erin Cho, who is with Davis Polk, Erin Miner, who is with Credit Suisse, Patrick Menasco, who's at Steptoe, and Suzzanne Yao at Goldman Sachs. And this panel is going to deal with-- we talked a lot this morning about setting up the hedge fund and how the hedge fund manager is going to need to, as part of its strategy, ...

Recorded on: Dec. 17, 2012

LEE A. MEYERSON: As I mentioned at the beginning of this conference, at one point within living memory, this conference was actually the bank M&A conference. Bank M&A has now been reduced to a 45-minute panel with three panelists. But I'm sure some day it's all going to change, and we'll stop talking about enforcement actions and start talking about doing deals. We have three of the leading market players in such bank M&A as there is. ...

Recorded on: Dec. 6, 2012

PATRICK T. QUINN: OK, welcome back. We're ready to start our second panel. As I mentioned this morning, in a year where regulatory activity across the securitization markets was a little lighter than expected-- the derivatives markets are certainly an exception. There's been quite a bit of regulatory activity, and that's going to be the subject of this upcoming panel. Let me introduce to my right, Jeff Robins. Jeff is my partner at Cadwalader. To ...

Recorded on: Dec. 6, 2012

PATRICK T. QUINN: So we're going to keep moving right along. The next panel covers litigation in the securitization space. I was observing to another panelist that we'll know that the securitization markets have sort of gotten back to normal when there's not as much to say on panels like this. Although we'll still invite these guys to talk. To my right, Susan DiCicco is a partner in Bingham Securities Litigation Group. And to Susan's right, James ...

Recorded on: Dec. 6, 2012

PATRICK QUINN: Is is a panel on risk retention in contrast to the previous panel on derivatives where there was a tremendous amount of a current regulatory activity and a lot to digest. There hasn't been a tremendous amount of activity on the risk retention front in 2012, although obviously there's still lots and lots to talk about. So let me just introduce the panel. To my right Lewis Cohen, a partner in the New York office of Clifford Chance. To ...

Recorded on: Dec. 6, 2012

SPEAKER: And this first panel is going to be an overview of many of the different regulatory issues. Chairing the panel is Tom Deutsch, who's the executive director of the American Securitization Forum. To Tom's right is Larry Rubenstein, who's general counsel of Wells Fargo Asset Securities Corporation, as well as the Capital Markets Managing Counsel and head of Residential Mortgage Finance Legal Group for Wells Fargo. And to Larry's right is Scott ...

Recorded on: Oct. 24, 2012

AMY TAUB: Greetings. My name is Amy Taub, and I am a program attorney with PLI. I would like to welcome to today's briefing, "Stranger in a Strange Land, CFPB and DOJ Bring Nonmortgage Products Into the Fair and Responsible Lending Fold." Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access ...

Recorded on: Oct. 16, 2012

EWA KNAPIK: Hello, again. At this time, I would like to introduce our last panel of today. This is the Closing Business Transactions panel. And it is my pleasure to introduce our speakers. Both of them are founder and senior managing directors of Pharus Advisors. Michael Goodman is, as I said, the founder and senior managing director. His experience includes significant operational experience in technology companies, M&A and deal making from ...

Recorded on: Jul. 12, 2012

AMY TAUB: Greetings. My name is Amy Taub, and I'm a program attorney with PLI. I would like to welcome you to today's briefing, Insurance Group Solvency Supervision-- Proposed Enhancements. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the course handbook ...

Recorded on: Jun. 14, 2012

AMY TAUB: My name is Amy Taub, and I am a program attorney with PLI. I would like to welcome to today's briefing, Force-Place Insurance, Current Trends Following the Financial Crisis. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the course handbook tab in ...

Recorded on: Jun. 6, 2012

ERIC B. SLOAN: So while our panelists are getting settled, this is our last panel of the day. This is a panel on closing business transactions. And before I let these guys get started, first let me introduce them. Drew Buechley is sitting to my immediate right. And to my far right is Michael Goodman. Drew and Michael are Senior Managing Directors, essentially partners, at Pharus Advisors in San Francisco and New York, respectively. Pharus is, I think, ...

Recorded on: Apr. 10, 2012

ALAN S. KAPLINSKY: OK. We are going to move immediately into the next panel. The topic is Credit Card and Retail Banking Developments. We're going to cover a wide range of topics during the next hour. But, let me first introduce our panelists. Sitting to my immediate right is David Permut. David is a partner with Goodwin Procter and works out of the Washington office. Sitting next to David is Roger Heller, and Roger Heller is a partner in the Leiff ...