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CFPB Enforcement Update

MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: Apr. 17, 2013

Taken from the Web Program 18th Annual Consumer Financial Services Institute Recorded April, 2013 in New YorkCFPB Enforcement Update [01:02:27] Investigative and enforcement structure and procedures What we can learn from the CFPB’s consent orders The potential liability of officers and directors The purchase price of this segment includes the following article(s) from the Course Handbook available online: The ABC's of a CFPB Civil Investigative ...

Understanding Basic Financial Institution Activities

MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: Feb. 11, 2013

Taken from the Web Program ERISA Fiduciary Investment Basics 2013 NY Recorded February, 2013 in New York Understanding Basic Financial Institution Activities [01:01:27] What is a prime broker? What is a swap? Parties in interest, prohibited transaction rules, and key exemptions The purchase price of this segment includes the following article(s) from the Course Handbook available online: Summary of ERISA Prohibited Transaction ...

Featured Faculty/Authors
Lisa J. Sotto

Lisa J. Sotto ~ Hunton & Williams LLP

David W. Pollak

David W. Pollak ~ Morgan, Lewis & Bockius LLP

Katie M. Lachter

Katie M. Lachter ~ Hinshaw & Culbertson LLP