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From the program: Consumer Financial Services Institute 2013 (18th Annual)

Recorded on: Apr. 17, 2013

Taken from the Web Program Consumer Financial Services Institute 2013 (18th Annual) recorded April, 2013 in New York.Lecture Topics  [01:01:44]CFPB Enforcement Update  [01:01:44] Investigative and enforcement structure and procedures What we can learn from the CFPB’s consent orders The potential liability of officers and directors The purchase price of this segment includes the following article from the Course Handbook available ...

From the program: ERISA Fiduciary Investment Basics 2013

Recorded on: Feb. 11, 2013

Taken from the Web Program ERISA Fiduciary Investment Basics 2013 recorded February, 2013 in New York. Lecture Topics  [01:00:44] Understanding Basic Financial Institution Activities  [01:00:44] What is a prime broker? What is a swap? Parties in interest, prohibited transaction rules, and key exemptions The purchase price of this segment includes the following article from the Course Handbook available online:  ...