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Showing 16 Results

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Ethics in Banking and Financial Services 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Ethics in Banking and Financial Services 2017

Released on: Aug. 3, 2017

An expert faculty will review and provide practical guidance on current ethical issues faced by attorneys working in banking and financial services. You will learn: Confidentiality issues when representing banking and financial services clients Ethical issues in internal investigations Ethical concerns when representing multinational clients Whistleblower remedies for corporate counsel Current issues involving ...

Representing the Pro Bono Client: Consumer Law Basics 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Representing the Pro Bono Client: Consumer Law Basics 2017

Released on: Jun. 26, 2017

Volunteer lawyers are needed to help the many low income clients facing a wide assortment of consumer law matters who are unrepresented. In this program, learn the basics of consumer law so that you can competently represent a client in need and learn new advocacy skills. You will learn: Overview of State and Federal Restraints on Debt Collection Introduction to the Fair Credit Reporting Act A Primer on Automobile Fraud  ...

Negotiating Real Estate Deals 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Negotiating Real Estate Deals 2017

Released on: Jun. 26, 2017

The 2016 real estate market is well behind us. The previous year closed with some leveling indicators, signaling a slowdown from the dazzling growth the market witnessed in the last few years.  2017 is presenting a more tempered pace and environment, as real estate forecasters seem to indicate.  U.S. real estate appears to remain a safe bet in the eyes of domestic and international investors, but new challenges and risks are abound ...

The Volcker Rule 2017: What it Means for Financial Institutions and Markets

On-Demand Web Programs  On-Demand Web Programs    

From the program: The Volcker Rule 2017: What it Means for Financial Institutions and Markets

Released on: May. 16, 2017

From the day it was proposed, Section 619 of the Dodd-Frank Act, broadly referred to as The Volcker Rule, was met with controversy.  The Rule, which banned commercial banks from engaging in most forms of proprietary trading, made significant impacts to the financial industry from the moment it was ratified throughout its challenging implementation process and conformance deadline in 2015.   Yet with the new administration and legislature, ...

Financial Services Technology 2017: Avoidance of Risk

On-Demand Web Programs  On-Demand Web Programs    

From the program: Financial Services Technology 2017: Avoidance of Risk

Released on: May. 13, 2017

The financial services industry is heavily regulated, especially in the area of data security and privacy - and the regulations are constantly changing. The Dodd-Frank Wall Street Reform and Consumer Protection Act changed the industry landscape, and companies must maintain their vigilance to comply with its requirements. Federal and state agencies, including the OCC, FFIEC, Federal Reserve and CFPB, have all issued regulations, guidance and recommendations ...

Leveraged Financing 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Leveraged Financing 2017

Released on: May. 12, 2017

In this program, the country’s leading experts in leveraged finance will examine key concepts and strategies in serving leveraged companies, including portfolio companies of private equity firms. You will learn about the leveraged finance marketplace, including new deal activity, continuing refinancing needs, evolving trends in leveraged finance, funding sources and product offerings, the impact of macro-economic, regulatory and political ...

Financial Services Conflicts of Interest & Fiduciary Duties 2017: Navigating the Emerging Regulatory Maze

On-Demand Web Programs  On-Demand Web Programs    

From the program: Financial Services Conflicts of Interest & Fiduciary Duties 2017: Navigating the Emerging Regulatory Maze

Released on: Apr. 28, 2017

The legal framework applying to fiduciary investment advice is undergoing a sea change.  The DOL has finalized rulemaking that is dramatically changing the regulatory framework establishing fiduciary duties and obligations for broker-dealers, advisors and service providers in the retirement marketplace. At the same time, the SEC continues to advance its consideration of whether to subject broker-dealers and advisers to a harmonized uniform standard ...

22nd Annual Consumer Financial Services Institute

On-Demand Web Programs  On-Demand Web Programs    

From the program: 22nd Annual Consumer Financial Services Institute

Released on: Apr. 7, 2017

The Consumer Financial Protection Bureau (CFPB) recently celebrated its fifth anniversary and the consumer financial services industry is struggling to keep pace with the CFPB’s extraordinary number of regulatory and enforcement initiatives.  At the same time, other federal and state regulators and attorneys general are ramping up their activity.  All of these developments have resulted in a sea change in how the industry is treating ...

Ethics for Financial Industry Lawyers 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Ethics for Financial Industry Lawyers 2017

Released on: Feb. 22, 2017

The program will review the professional responsibility issues confronting lawyers who advise clients in connection with securities and derivatives transactions, including the implementation of the Dodd-Frank Act. You will learn: Lawyers as gatekeepers to protect the public Who the client is - organizations, not officers When to report wrongdoing: internally (up the corporate ladder and to the Board) and externally (to regulators) ...

Asset Based Financing Strategies 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Asset Based Financing Strategies 2017

Released on: Feb. 14, 2017

Asset based financing is a key source of credit for small and medium-size companies and for some larger, publicly traded companies as well. In contrast to equity financing where ownership in the company is diluted, asset-based financing allows companies to borrow funds against their own assets as collateral to generate cash for working capital and capital acquisitions without disturbing equity ownership. In structuring these loans, asset-based ...

CMBS and the Real Estate Lawyer 2017: Lender and Borrower Issues in the Capital Market

On-Demand Web Programs  On-Demand Web Programs    

From the program: CMBS and the Real Estate Lawyer 2017: Lender and Borrower Issues in the Capital Market

Released on: Feb. 14, 2017

Between now and 2018, over $200 billion of commercial conduit loans will mature and will need to be refinanced.  After the robust issuance of $101 billion of CMBS in 2015, the general expectation was that further growth in the origination of commercial mortgages for, and issuance of, CMBS in 2016 would easily handle the wave of maturities of conduit loans originated in 2006 and 2007.  Unfortunately, the uncertainty occasioned by general ...

Real Estate M&A and REIT Transactions 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Real Estate M&A and REIT Transactions 2017

Released on: Jan. 26, 2017

During the past year, the REIT and commercial real estate industries have continued to experience strong M&A activity, with some sectors poised for large-scale consolidation even as new property types also continue to expand the REIT universe. At the same time, the ongoing presence of activist investors – and a number of high-profile governance contests – have changed the playbook for REITs, as they have for all public companies. ...

New Developments in Securitization 2016

On-Demand Web Programs  On-Demand Web Programs    

From the program: New Developments in Securitization 2016

Released on: Dec. 31, 2016

As the securitization world continues to emerge from the financial crisis, it faces a continuing flow of new regulation.   Some asset-backed securities (ABS) markets, such as auto securitizations, collateralized loan obligations (CLOs), and commercial mortgage-backed securities (CMBS) have reemerged with steady issuance volumes.  Other markets such as residential mortgage-backed securities (RMBS) are slower to reemerge.  Significant ...

Banking Law Institute 2016

On-Demand Web Programs  On-Demand Web Programs    

From the program: Banking Law Institute 2016

Released on: Dec. 12, 2016

In the years post-crisis, banks and financial institutions had a chance to respond to the first wave of finalized post-recession regulation and learn how their conformance and compliance programs held up to scrutiny.  This past year gave us some revealing developments on how banks and financial institutions navigated the new regulatory landscape and the challenges in interpreting those regulations and designing new business policies to achieve ...

Financial Services Industry Regulatory Compliance & Ethics Forum 2016

On-Demand Web Programs  On-Demand Web Programs    

From the program: Financial Services Industry Regulatory Compliance & Ethics Forum 2016

Released on: Nov. 17, 2016

Financial services firms' corporate compliance and ethics programs are under intense regulatory scrutiny.  Many new rules have been issued which impact the manner in which financial services firms operate.  In this program, you will get a solid foundation of the relevant regulatory framework as well as practical considerations regarding the design and implementation of such programs.  A distinguished faculty of practitioners ...

Bankruptcy Basics for Low-Income Clients 2016

On-Demand Web Programs  On-Demand Web Programs    

From the program: Bankruptcy Basics for Low-Income Clients 2016 (Free)

Released on: Sep. 29, 2016

Although the economy is improving and foreclosures in many parts of the country are in decline due to rising home values, financially marginalized people still file bankruptcy in disproportionate numbers.  Many debtors are unrepresented and bankruptcy clinics are still in great demand.  There is a critical need for pro bono attorneys to assist low-income clients at all levels.  The practice of bankruptcy law is ever changing (all of ...


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