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Acquisition Finance Issues

Transcripts  Transcripts    

Recorded on: Apr. 14, 2010

PRESENTER 1: OK, we are ready to start our afternoon program. Marsha just reminded me. I wanted to urge all of you to please fill out your evaluations. Those turn out to be very useful to us. They tell us what materials to emphasize in the program, which ones to delete, what panelists to throw off the panel. They tell us lots of good things so please go ahead and fill them in. And now, Marsha's going to talk to us about acquisition finance. MARSHA ...

Advanced Swaps & Other Derivatives 2013

On-Demand Web Programs  On-Demand Web Programs    

From the program: Advanced Swaps & Other Derivatives 2013

Released on: Nov. 1, 2013

The Dodd-Frank Act establishes a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products.  That regulatory framework is now being implemented and its effect are becoming clear.The new regulatory regime touches the activities of all participants in the swaps markets, from end users to major swap participants to swap dealers.  The new regulations will ...

A Look at the Current State of Financial Institution M&A and Restructuring

Transcripts  Transcripts    

Recorded on: Mar. 12, 2012

LAWRENCE S. MAKOW: Good afternoon. It always seems like we run out of time at the end for questions. So I decided I would see if there any questions for this panel first. All right, that was pretty lame. I wanted to basically just say a few short words. This panel is a look at the current state of financial institution M&A and restructuring. We'll have to use a microscope to see it. But no, I think there's a lot of interesting things going on, ...

Anti-Money Laundering Program: New Challenges for Nonbank Mortgage Lenders and Originators 2012 (Audio-only)

Transcripts  Transcripts    

Recorded on: Apr. 4, 2012

AMY TAUB: Greetings, my name is Amy Taub and I'm a program attorney with PLI. I would like to welcome you to today's briefing, Anti-Money Laundering Program, New Challenges for Non-bank Mortgage Lenders and Originators. Before I begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing ...

Anti-Money Laundering Rules for Investment Advisors 2012 - Be Prepared! (Audio-only)

Transcripts  Transcripts    

Recorded on: Feb. 22, 2012

in. AMY TAUB: Greetings. My name is Amy Taub. And I am a Program Attorney with PLI. I would like to welcome you to today's briefing, "Anti-Money Laundering Rules for Investment Advisers, Be Prepared." Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the course ...

A Primer on Automobile Fraud

Transcripts  Transcripts    

Recorded on: Jul. 29, 2013

ROBERT W. MURPHY: Hi, Bob Murphy again. And my presentation wrapping up today's seminar is on helping clients avoid getting run over. It's a primer on auto law. Before I get started, I have a little disclaimer. And I just put there because if I say something that's a little bit off-color with respect to a case, or perhaps with respect-- I don't say anything bad about the judge-- just remember it's with respect to me sometimes trying to be funny. ...

Representing the Pro Bono Client: Consumer Law Basics 2013 (Free)

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Representing the Pro Bono Client: Consumer Law Basics 2013 (Free)

Released on: Aug. 9, 2013

Volunteer lawyers are needed to help the many low income clients facing a wide assortment of consumer law matters who are unrepresented. In this program you will learn the basics of consumer law so that you can competently represent a client in need and learn new advocacy skills.Lecture Topics  [Total time 03:08:08]Segments with an asterisk (*) are available only with the purchase of the entire program. Program Overview and Introductions* ...

Asset Based Financing Strategies 2014

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From the program: Asset Based Financing Strategies 2014

Released on: Mar. 14, 2014

Asset based financing is a key source of credit for small and medium-size companies and for some larger, publicly traded companies as well. In contrast to equity financing where ownership in the company is diluted, asset-based financing allows companies to use their own assets to generate cash flow.In structuring these loans, lenders and their counsel must consider all senior interests in the collateral, as well as the practical difficulties in obtaining ...

Assignments and Participations, Guarantees, Multi-Lender and Multi-Borrower Problems; Intercreditor Agreements

Transcripts  Transcripts    

Recorded on: Apr. 14, 2010

SPEAKER 1: Good morning, everyone. I hope we're all ready for our second day of Asset Based Financing in Today's Economy. Today we're going to be talking about a number of different transactional issues in the morning. And in the early afternoon, we're going to be talking about assignments, participations, guarantees, multi-lender, multi-borrower issues. That's going to be followed by-- Christine is going to lead us through that. And Scott it's going ...

Basel III: Complying with the New Rules

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Recorded on: Aug. 7, 2013

Taken from the briefing Basel III: Complying with the New Rules recorded August, 2013.The federal banking agencies have just adopted comprehensive regulatory capital rules that will  implement Basel III in the U.S.  In turn, it is time for banking organizations to understand the new rules and bring themselves into compliance with them by the beginning of 2015 (2014, for the largest banking organizations).  The new rules make ...

Basel III and Derivatives Exposures: Understanding the Regulatory Capital Effects

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Recorded on: Jun. 4, 2013

Taken from the briefing Basel III and Derivatives Exposures: Understanding the Regulatory Capital Effectsrecorded May, 2013.The implementation of Basel III in the U.S. and in other jurisdictions may or may not be just around the corner, but it is none too soon for banking organizations to embark on the process of understanding how the evolving regulatory capital regime will affect their balance sheets and operations. One key area of impact will ...

Business Development Companies: A Private Equity or a Volcker Solution?

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Recorded on: Apr. 7, 2014

Taken from the briefing Business Development Companies: A Private Equity or a Volcker Solution? recorded April, 2014.The market for offerings by business development companies, or BDCs, remains active. We will discuss the advantages associated with BDCs, including beneficial tax treatment. The speakers will provide an overview of the basic requirements applicable to BDCs, including those related to eligible portfolio companies, governance, ...

CFPB's Responsible Business Conduct: Scope and Application

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Recorded on: Sep. 16, 2013

Taken from the briefing CFPB's Responsible Business Conduct: Scope and Application recorded September, 2013. Over the summer, the Consumer Financial Protection Bureau issued important new guidance on the factors it will consider in exercising its enforcement discretion.  CFPB Bulletin 2013-06,  Responsible Business Conduct:  Self-Policing, Self-Reporting, Remediation, and Cooperation provides details on the four factors ...

CFPB Enforcement Update

MP4 - Mobile Video Seg  Video Download (MP4)    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    

Recorded on: Apr. 17, 2013

Taken from the Web Program 18th Annual Consumer Financial Services Institute Recorded April, 2013 in New YorkCFPB Enforcement Update [01:02:27] Investigative and enforcement structure and procedures What we can learn from the CFPB’s consent orders The potential liability of officers and directors The purchase price of this segment includes the following article(s) from the Course Handbook available online: The ABC's of a CFPB Civil Investigative ...

CFPB Finalizes June 2013 Amendments and Clarifications to Mortgage Rules (Audio-only)

Audio Only On-Demand Web  Audio Only On-Demand Web    MP3 Audio  Audio Download (MP3)    

Released on: Dec. 3, 2013

Taken from the briefing CFPB Finalizes June 2013 Amendments and Clarifications to Mortgage Rules recorded November, 2013. On September 13, 2013, in response to questions and suggestions from industry participants, the CFPB finalized amendments and clarifications to its January 2013 mortgage rules.  The amendments, which were originally proposed in June 2013, principally address concerns raised with respect to the mortgage servicing and ...

CFPB Regulatory Update

Transcripts  Transcripts    

Recorded on: Apr. 17, 2013

ALAN KAPLINSKY: We're going to the segue rather rapidly into the first panel of the morning, also focused on the CFPB. The CFPB has got many different functions, but the three things that we felt would be of most interest to all of you are what's happening in the regulatory area, what's happening in the enforcement area, and what's happening with respect to supervision. And so the first panel is going to focus on the regulatory area. And we have three ...

Class Action Developments and Settlements & UDAP Update

Transcripts  Transcripts    

Recorded on: Apr. 17, 2013

JULIA STRICKLAND: So we're going to start our panel right on the minute. We have an enormous amount of ground to cover. So here we go. The four panel members are Jennifer McCabe, who's to my immediate right. Jennifer is a Principal in Cornerstone Research, a consulting firm that provides expert testimony and economic and financial analysis to lawyers in connection with all faces of commercial litigation and regulatory proceedings. I can vouch for ...

Class Action Developments and Settlements & UDAP Update

Transcripts  Transcripts    

Recorded on: Apr. 10, 2012

JULIA L. STRICKLAND: Welcome to this afternoon's session of our Financial Services Institute program. During this session, we are going to address class action developments as well as UDAP updates. And with a distinguished panel with mixed points of view. To my immediate right is Beth Terrell. Beth went to the University of California, Davis. She's a founding member of Terrell Marshall Daudt & Willie, located in Seattle. Her practice focuses ...

Closing Business Transactions

Transcripts  Transcripts    

Recorded on: Oct. 16, 2012

EWA KNAPIK: Hello, again. At this time, I would like to introduce our last panel of today. This is the Closing Business Transactions panel. And it is my pleasure to introduce our speakers. Both of them are founder and senior managing directors of Pharus Advisors. Michael Goodman is, as I said, the founder and senior managing director. His experience includes significant operational experience in technology companies, M&A and deal making from ...

Closing Business Transactions

Transcripts  Transcripts    

Recorded on: Jun. 6, 2012

ERIC B. SLOAN: So while our panelists are getting settled, this is our last panel of the day. This is a panel on closing business transactions. And before I let these guys get started, first let me introduce them. Drew Buechley is sitting to my immediate right. And to my far right is Michael Goodman. Drew and Michael are Senior Managing Directors, essentially partners, at Pharus Advisors in San Francisco and New York, respectively. Pharus is, I think, ...

Closing Business Transactions

Transcripts  Transcripts    

Recorded on: Oct. 18, 2013

EWA KNAPIK: Our next session is about closing business transactions. And I would like to introduce our panelists. To my right, we have Bart Sheehan, and he's a partner in the New York office of Sidley Austin. He focuses on the representation underwriters and issuers of publicly and privately offered debt and equity securities with an emphasis on companies in the real estate and energy industries, particularly real estate investment trusts. In addition ...

Closing Business Transactions

MP3 Audio  Audio Download (MP3)    Web Segment  Web Segment    MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: Oct. 18, 2013

Taken from the Web Program Pocket MBA Fall 2013: Finance for Lawyers Recorded October, 2013 in New YorkClosing Business Transactions [01:02:58] A detailed look at negotiation How to divide-and-conquer when working with an investment bank Common stumbling blocks to closing transactions Examination of “fringe” deal issues that often create transaction friction The purchase price of this segment includes the following article(s) from the Course ...

Collection and Bankruptcy Issues

Transcripts  Transcripts    

Recorded on: Apr. 10, 2012

JOHN J. RODDY: We're going to start the next session, which is on debt collection issues and bankruptcy. Little dose of TCPA mixed in. To my right is Don Maurice who is an attorney and shareholder in the firm of Maurice and Needleman which has offices in Flemington, New Jersey and Philadelphia. Don's admitted to the Bar of the District of Columbia, and the State and Federal courts of New Jersey, Second, Third, and Eight Circuit Courts of Appeal and ...

Commercial Real Estate Financing 2014

On-Demand Web Programs  On-Demand Web Programs    

From the program: Commercial Real Estate Financing 2014

Released on: Feb. 28, 2014

This seminar will explore commercial real estate financing issues in a market that continues to improve - in some cases very dramatically. We will focus on the use of multiple lenders and creative deal structures. We have also seen nontraditional lenders such as hedge funds enter the market, providing equity-flavored (and priced) financing through joint venture vehicles, which will be a focus of this year’s seminar. We will again look at CMBS 2.0 ...

Considerations for End-Users of Derivatives 2013 (Audio-only)

Audio Only On-Demand Web  Audio Only On-Demand Web    

Released on: Jul. 8, 2013

Taken from the briefing Considerations for End-Users of Derivatives recorded June, 2013.Derivatives market participants are becoming subject to a series of regulatory requirements related to clearing, trade reporting, and record-keeping. Even occasional corporate end-users of derivatives will have to prepare to comply with certain of these new obligations.In this Briefing, James Schwartz and Anna T. Pinedo of Morrison & Foerster LLP, and Matthew ...

Featured Faculty/Authors
George M. Wilson, MBA, CPA

George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI

Mina Park

Mina Park ~ Director, Banking and Capital Markets Origination Legal, Asia Pacific, Citi

Harvey I. Saferstein

Harvey I. Saferstein ~ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.