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20th Annual Consumer Financial Services Institute

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From the program: Consumer Financial Services Institute (20th Annual)

Released on: Apr. 21, 2015

2015 will mark the 20th year of this marquee PLI program.  The 2015 Institute will focus on the most current regulatory, enforcement and litigation updates touching on a wide range of consumer financial services, including mortgages, auto finance, credit, debit and prepaid cards, deposit accounts, emerging payment systems, including mobile pay-services and e-wallets, as well as other products and services that are reviving enduring legal concerns ...

A Consultant's Perspective on the Financial Services Industry

Transcripts  Transcripts    

Recorded on: May. 21, 2015

RICHARD: We've heard from a lot of lawyers. And I thought it'd be nice to get a view from the consultant side, so I was able to locate an authentic consultant, John Rogers. And John and I have actually co-authored an article together as part of the materials in the book. And John is a chief technologist for Booz Allen Hamilton in New York City. He has expensive information security, experience in a variety of industries including financial services-- ...

Financial Services IT 2015: Avoidance of Risk

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From the program: Financial Services IT 2015: Avoidance of Risk

Released on: Jun. 3, 2015

The Financial Services Industry is one of the most heavily regulated industries and the regulations are constantly changing.  The Dodd-Frank Wall Street Reform and Consumer Protection Act changed the landscape and companies must maintain their vigilance to comply with its requirements, even four years after it was enacted.  The last six months has yielded further regulations.  In October 2013, the OCC implemented compliance requirements ...

Acquisition Finance Issues

Transcripts  Transcripts    

Recorded on: Apr. 14, 2010

PRESENTER 1: OK, we are ready to start our afternoon program. Marsha just reminded me. I wanted to urge all of you to please fill out your evaluations. Those turn out to be very useful to us. They tell us what materials to emphasize in the program, which ones to delete, what panelists to throw off the panel. They tell us lots of good things so please go ahead and fill them in. And now, Marsha's going to talk to us about acquisition finance. MARSHA ...

A Look at the Current State of Financial Institution M&A and Restructuring

Transcripts  Transcripts    

Recorded on: Mar. 12, 2012

LAWRENCE S. MAKOW: Good afternoon. It always seems like we run out of time at the end for questions. So I decided I would see if there any questions for this panel first. All right, that was pretty lame. I wanted to basically just say a few short words. This panel is a look at the current state of financial institution M&A and restructuring. We'll have to use a microscope to see it. But no, I think there's a lot of interesting things going on, ...

Analyzing CLOs in 2015: Regulatory and Structural Considerations

Transcripts  Transcripts    

Recorded on: Feb. 6, 2015

AMY TAUB: Hello. My name is Amy Taub, and I am a program attorney with PLI. I would like to welcome you to today's briefing, Analyzing CLOs in 2015-- Regulatory and Structural Considerations. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the Course Materials ...

Anti-Corruption Considerations in International Deals

Transcripts  Transcripts    

Recorded on: Jul. 10, 2015

ALEX HAO: Welcome back. We're starting at 1:47. That's about now. And hopefully, you had some good sessions this morning. Again, I'm Alex Hao, one of your co-chairs. We're going to start the afternoon with a very important panel on anti-bribery robbery and anti-corruption. It's called Ethics and Anti-Corruption Enforcement. Before I introduce the panelists, let me just offer you some quick observations. First, FCPA enforcement-- we'll hear this ...

Anti-Corruption Considerations in International Deals

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Recorded on: Jul. 10, 2015

Taken from the Web Program Doing Business in and with Emerging Markets 2015 recorded July, 2015 in New York. Anti-Corruption Considerations in International Deals [00:59:22] Varying corporate cultures, and avoiding impropriety Recent developments in Foreign Corrupt Practices Act enforcements involving emerging markets Recent developments in local anti-corruption regimes and enforcement Moderator: Alex Hao Panelists: John ...

Anti-Money Laundering: Fundamentals of U.S. Law and Compliance

Transcripts  Transcripts    

Recorded on: Oct. 23, 2015

AMY: Our speaker for today's briefing is Nicole Healy. Nicole is a partner in the Redwood City office of Ropers Majeski Kohn Bentley. She has represented companies and individuals in a wide range of industries in complex commercial disputes, shareholder class actions, and derivative litigation, including matters involving MMA corporate governance and control, and matters involving IP rights and trade secrets. She has conducted, and has represented, ...

Anti-Money Laundering: Fundamentals of U.S. Law and Compliance

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Recorded on: Oct. 20, 2015

Taken from the briefing Anti-Money Laundering: Fundamentals of U.S. Law and Compliance recorded October, 2015 in New York. Money laundering involves financial transactions with the proceeds of criminal activity. Yet, contrary to popular perception, money laundering predicate offenses include not only drug trafficking, terrorist finance, and violent crimes like racketeering, murder, terrorism, and human trafficking, but also a wide range of white ...

Anti-Money Laundering Program: New Challenges for Nonbank Mortgage Lenders and Originators 2012 (Audio-only)

Transcripts  Transcripts    

Recorded on: Apr. 4, 2012

AMY TAUB: Greetings, my name is Amy Taub and I'm a program attorney with PLI. I would like to welcome you to today's briefing, Anti-Money Laundering Program, New Challenges for Non-bank Mortgage Lenders and Originators. Before I begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing ...

Anti-Money Laundering Rules for Investment Advisors 2012 - Be Prepared! (Audio-only)

Transcripts  Transcripts    

Recorded on: Feb. 22, 2012

in. AMY TAUB: Greetings. My name is Amy Taub. And I am a Program Attorney with PLI. I would like to welcome you to today's briefing, "Anti-Money Laundering Rules for Investment Advisers, Be Prepared." Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the course ...

A Primer on Automobile Fraud

Transcripts  Transcripts    

Recorded on: Jul. 29, 2013

ROBERT W. MURPHY: Hi, Bob Murphy again. And my presentation wrapping up today's seminar is on helping clients avoid getting run over. It's a primer on auto law. Before I get started, I have a little disclaimer. And I just put there because if I say something that's a little bit off-color with respect to a case, or perhaps with respect-- I don't say anything bad about the judge-- just remember it's with respect to me sometimes trying to be funny. ...

Representing the Pro Bono Client: Consumer Law Basics 2015

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From the program: Representing the Pro Bono Client: Consumer Law Basics 2015 (Free)

Released on: Aug. 7, 2015

Volunteer lawyers are needed to help the many low income clients facing a wide assortment of consumer law matters who are unrepresented.  Learn the basics of consumer law so that you can competently represent a client in need and learn new advocacy skills. You will learn: Overview of State and Federal Restraints on Debt Collection Introduction to Fair Credit Reporting Act A Primer on Automobile Fraud Representing ...

Asset Based Financing Foundations

Transcripts  Transcripts    

Recorded on: Mar. 4, 2014

DANIELLE COHEN: It's my pleasure to introduce to you the chair of today's program, Edwin Smith. Ed is a partner in the New York City and Boston offices of Bingham McCutchen, where he concentrates his practice in general commercial and insolvency law. In addition, he is a member of the teaching faculty at the Morin Center for Banking Law Studies at Boston University Law School, where he has taught secure transactions and teaches transnational lending ...

Asset Based Financing Strategies 2015

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From the program: Asset Based Financing Strategies 2015

Released on: Mar. 13, 2015

Asset based financing is a key source of credit for small and medium-size companies and for some larger, publicly traded companies as well. In contrast to equity financing where ownership in the company is diluted, asset-based financing allows companies to borrow funds against their own assets as collateral to generate cash for working capital and capital acquisitions. In structuring these loans, lenders rely on their collateral as their ultimate ...

Assignments and Participations, Guarantees, Multi-Lender and Multi-Borrower Problems; Intercreditor Agreements

Transcripts  Transcripts    

Recorded on: Apr. 14, 2010

SPEAKER 1: Good morning, everyone. I hope we're all ready for our second day of Asset Based Financing in Today's Economy. Today we're going to be talking about a number of different transactional issues in the morning. And in the early afternoon, we're going to be talking about assignments, participations, guarantees, multi-lender, multi-borrower issues. That's going to be followed by-- Christine is going to lead us through that. And Scott it's going ...

Bank Financings: Commercial Paper and Certificate of Deposit Programs 2014 (Audio-only)

Transcripts  Transcripts    

Recorded on: May. 9, 2014

AMY TAUB: Hello. My name is Amy Taub and I'm a program attorney with PLI. I would like to welcome you to today's briefing-- Bank Financing, Commercial Paper and Certificate of Deposit program. Before we begin, I some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing through the course materials ...

Banking Law Institute 2015

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From the program: Banking Law Institute 2015

Released on: Dec. 21, 2015

The banking industry continues its work to comply with the raft of regulations in recent years.  New compliance standards are demanding greater disclosure, stricter risk-avoidance measures and higher capital requirements across various business lines, which are raising operational costs for many industry participants and, in some cases, resulting in a full overhaul of key business processes.  But as the previous regulatory wave subsides, ...

Bank Regulation and Enforcement: Key Agencies and Current Issues

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Recorded on: Oct. 6, 2015

Taken from the Web Program White Collar Crime 2015: Prosecutors and Regulators Speak recorded October, 2015 in New York. Bank Regulation and Enforcement: Key Agencies and Current Issues [01:00:08] What are current and emerging priorities in the regulation and enforcement of financial institutions? Navigating the complexities AML, sanctions compliance, and other key areas Understanding the relationship between prudential regulators ...

Bankruptcy

Transcripts  Transcripts    

Recorded on: Mar. 2, 2015

EDWIN SMITH: Now, let me introduce who we have here. On my far left is not Doug Taber. Doug Taber had a conflict, and Peter Montoni, who is executive council at General Electric Capital Corporation has agreed to jump in. Peter works in the same group as Doug and is very knowledgeable in this area. And then we also have June Basden of Carruthers and Roth with us. And June does a lot of work in this area as well. She's a member of the American College ...

Bankruptcy

Transcripts  Transcripts    

Recorded on: Mar. 4, 2014

EDWIN E. SMITH: We're back. We've just talked about intercreditor agreements, and enforcement of remedies under Article 9. But, of course, we all know that the ultimate test of a security interest in an asset-based loan is in bankruptcy. So we're going to be talking about what happens when the debtor files for bankruptcy. And just to give you a glimpse of what we're going to talk about, it's going to be the automatic stay, adequate protection, use ...

Bankruptcy Basics

Transcripts  Transcripts    

Recorded on: Apr. 22, 2015

JOSHUA STEIN: Our next speaker is Sandy Mayerson. Sandy is a member of New York Bar, principal of the Law Offices of Sandra Mayerson. She specializes in insolvency and commercial transactions and litigation. She handles debtor, creditor, and bankruptcy matters. She was the examiner in Interco's Chapter 11, about which she wrote a landmark report on fraudulent conveyance law. She has filed close to 200 real estate related to Chapter 11s. And I'm wondering ...

Commercial Real Estate Financing 2015

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From the program: Commercial Real Estate Financing 2015

Released on: May. 5, 2015

This seminar will revisit the building blocks of commercial real estate financing. It will focus on the steps counsel needs to take to get a deal closed – what lender’s counsel needs to do to deliver a valid mortgage lien without surprises, and what borrower’s counsel needs to do to get the borrower the money it needs. We will look at how lenders review leases; how surveys work and interact with title insurance; and the title insurance ...

Bankruptcy Basics for Low-Income Clients 2015

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From the program: Bankruptcy Basics for Low-Income Clients 2015 (Free)

Released on: Sep. 23, 2015

Although the economy is improving and foreclosures in many parts of the country are in decline due to rising home values, financially marginalized people still file bankruptcy in disproportionate numbers.  Many debtors are unrepresented and bankruptcy clinics are still in great demand.  There is a critical need for pro bono attorneys to assist low-income clients at all levels.  The practice of bankruptcy law changed dramatically with ...


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