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Showing 1 - 25 of 83 Results

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21st Annual Consumer Financial Services Institute

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From the program: 21st Annual Consumer Financial Services Institute

Released on: Apr. 8, 2016

The Consumer Financial Protection Bureau (CFPB) recently celebrated its fourth anniversary and the consumer financial services industry is struggling to keep pace with the CFPB’s extraordinary number of regulatory and enforcement initiatives.  At the same time state and other federal regulators and attorneys general are ramping up their activities, and the volume of private litigation, including class actions, remains very high.  ...

ABCs of ETFs

Transcripts  Transcripts    

Recorded on: Feb. 22, 2016

AMY TAUB: Hello my name is Amy Taub, and I'm a program attorney with PLI. I would like to welcome you to today's briefing, ABCs of ETFs. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the Course Materials tab in the program window. Today's speakers are Jay ...

ABCs of ETFs

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Recorded on: Feb. 19, 2016

Taken from the briefing ABCs of ETFs recorded February, 2016 in New York. Exchange traded funds have grown in popularity and complexity. This program will tell you what you need to know -- how they are structured, how they operate, and legal and regulatory trends that affect them. Lecture Topics [01:03:59] Listen to Jay G. Baris and Kelley A. Howes of Morrison & Foerster LLP as they address the following topics: The distinctions ...

Financial Services IT 2016: Avoidance of Risk

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From the program: Financial Services IT 2016: Avoidance of Risk

Released on: May. 23, 2016

The Financial Services Industry is one of the most heavily regulated industries and the regulations are constantly changing.  The Dodd-Frank Wall Street Reform and Consumer Protection Act changed the landscape and companies must maintain their vigilance to comply with its requirements, even four years after it was enacted.  The last six months has yielded further regulations.  In October 2013, the OCC implemented compliance requirements ...

Acquisition Finance Update

Transcripts  Transcripts    

Recorded on: May. 5, 2016

PATRICK J. RYAN: OK. So we're going to get started with our next panel, entitled Leveraged Financing 2016. To David's left is Jennifer Hobbs. She's a partner in Simpson Thacher's corporate department and a member of the firm's compensation committee. She focuses on acquisition finance and advises on a broad range of financing for many of the firm's leading private equity and corporate clients. To Jennifer's left is Ann Makich. Ann is principally ...

Acquisition Finance Update

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Recorded on: May. 5, 2016

Taken from the Web Program Leveraged Financing 2016 recorded May, 2016 in New York. Acquisition Finance Update [01:14:51] Financing commitment process overview; “trees” and “bakeoffs” Financing aspects of acquisition agreements Transaction structuring developments in response to regulatory pressures Financing an acquisition with an incremental facility – what has changed? Strategic versus ...

Addressing the TLAC, the Long-Term Debt Requirement, and the Clean Holding Company Requirements

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Recorded on: Feb. 17, 2016

Taken from the briefing Addressing the TLAC, the Long-Term Debt Requirement, and the Clean Holding Company Requirements recorded February, 2016 in New York. The Federal Reserve Board’s proposed long-term debt requirement, a TLAC requirement and a clean holding company requirement for US G-SIBs, and the intermediate holding companies of foreign (non-US) G-SIBs subject to an IHC requirement will have a significant impact on bank funding. ...

Anti-Corruption Considerations in International Deals

Transcripts  Transcripts    

Recorded on: Jul. 10, 2015

ALEX HAO: Welcome back. We're starting at 1:47. That's about now. And hopefully, you had some good sessions this morning. Again, I'm Alex Hao, one of your co-chairs. We're going to start the afternoon with a very important panel on anti-bribery robbery and anti-corruption. It's called Ethics and Anti-Corruption Enforcement. Before I introduce the panelists, let me just offer you some quick observations. First, FCPA enforcement-- we'll hear this ...

Anti-Corruption Considerations in International Deals

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Recorded on: Jul. 10, 2015

Taken from the Web Program Doing Business in and with Emerging Markets 2015 recorded July, 2015 in New York. Anti-Corruption Considerations in International Deals [00:59:22] Varying corporate cultures, and avoiding impropriety Recent developments in Foreign Corrupt Practices Act enforcements involving emerging markets Recent developments in local anti-corruption regimes and enforcement Moderator: Alex Hao Panelists: John ...

Anti-Corruption Regimes and Enforcement in Asia Pacific

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Recorded on: Feb. 29, 2016

Taken from the briefing Anti-Corruption Regimes and Enforcement in Asia Pacific recorded February, 2016 in New York. Law enforcement agencies in Asia Pacific are becoming increasingly active in penalizing businesses for non-compliance with anti-corruption laws. Effective handling of anti-corruption enforcement can be essential to maintaining business-continuity. Lecture Topics [01:02:52] review recent anti-corruption issues which are the ...

Anti-Corruption Regimes and Enforcement in Asia Pacific

Transcripts  Transcripts    

Recorded on: Mar. 1, 2016

AMY TAUB: Hello, my name is Amy Taub, and I'm a Program Attorney with PLI. I would like to welcome you to today's briefing, Anti-Corruption Regimes and Enforcement in Asia-Pacific. Before I begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the course materials tab in the ...

Anti-Money Laundering: Fundamentals of U.S. Law and Compliance

Transcripts  Transcripts    

Recorded on: Oct. 23, 2015

AMY: Our speaker for today's briefing is Nicole Healy. Nicole is a partner in the Redwood City office of Ropers Majeski Kohn Bentley. She has represented companies and individuals in a wide range of industries in complex commercial disputes, shareholder class actions, and derivative litigation, including matters involving MMA corporate governance and control, and matters involving IP rights and trade secrets. She has conducted, and has represented, ...

Anti-Money Laundering: Fundamentals of U.S. Law and Compliance

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Recorded on: Oct. 20, 2015

Taken from the briefing Anti-Money Laundering: Fundamentals of U.S. Law and Compliance recorded October, 2015 in New York. Money laundering involves financial transactions with the proceeds of criminal activity. Yet, contrary to popular perception, money laundering predicate offenses include not only drug trafficking, terrorist finance, and violent crimes like racketeering, murder, terrorism, and human trafficking, but also a wide range of white ...

Representing the Pro Bono Client: Consumer Law Basics 2015

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From the program: Representing the Pro Bono Client: Consumer Law Basics 2015 (Free)

Released on: Aug. 7, 2015

Volunteer lawyers are needed to help the many low income clients facing a wide assortment of consumer law matters who are unrepresented.  Learn the basics of consumer law so that you can competently represent a client in need and learn new advocacy skills. You will learn: Overview of State and Federal Restraints on Debt Collection Introduction to Fair Credit Reporting Act A Primer on Automobile Fraud Representing ...

Asset Based Financing Foundations

Transcripts  Transcripts    

Recorded on: Mar. 4, 2016

KENNETH MIN: And last, but certainly not least, it's my pleasure to introduce the Chair of today's program, Edwin Smith. Ed is a partner in the New York City and Boston offices of Morgan, Lewis, and Bockius, LLP, where he concentrates his practice in general, commercial, and insolvency law. In addition, he's a member of the teaching faculty at the Marine Center for Banking Law Studies at Boston University Law School where he has taught secure transactions ...

Asset Based Financing Strategies 2016

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From the program: Asset Based Financing Strategies 2016

Released on: Mar. 9, 2016

Asset based financing is a key source of credit for small and medium-size companies and for some larger, publicly traded companies as well. In contrast to equity financing where ownership in the company is diluted, asset-based financing allows companies to borrow funds against their own assets as collateral to generate cash for working capital and capital acquisitions. In structuring these loans, lenders rely on their collateral as their ultimate ...

Banking Law Institute 2015

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From the program: Banking Law Institute 2015

Released on: Dec. 21, 2015

The banking industry continues its work to comply with the raft of regulations in recent years.  New compliance standards are demanding greater disclosure, stricter risk-avoidance measures and higher capital requirements across various business lines, which are raising operational costs for many industry participants and, in some cases, resulting in a full overhaul of key business processes.  But as the previous regulatory wave subsides, ...

Bank Regulation and Enforcement: Key Agencies and Current Issues

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Recorded on: Oct. 6, 2015

Taken from the Web Program White Collar Crime 2015: Prosecutors and Regulators Speak recorded October, 2015 in New York. Bank Regulation and Enforcement: Key Agencies and Current Issues [01:00:08] What are current and emerging priorities in the regulation and enforcement of financial institutions? Navigating the complexities AML, sanctions compliance, and other key areas Understanding the relationship between prudential regulators ...

Bankruptcy

Transcripts  Transcripts    

Recorded on: Mar. 4, 2016

EDWIN E. SMITH: Welcome back everyone. We have two new panelists up here. To my immediate right is Peter Montoni who is the Executive Counsel at Antares Capital. And on my far right is June Basden who is a partner in Carruthers & Roth in Greensboro, North Carolina. Both of them have spent a lot of time on bankruptcy issues for asset based lenders and I'm delighted to have them as panelists with us this afternoon. So what are we going to cover. We're ...

Bankruptcy Basics for Low-Income Clients 2015

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From the program: Bankruptcy Basics for Low-Income Clients 2015 (Free)

Released on: Sep. 23, 2015

Although the economy is improving and foreclosures in many parts of the country are in decline due to rising home values, financially marginalized people still file bankruptcy in disproportionate numbers.  Many debtors are unrepresented and bankruptcy clinics are still in great demand.  There is a critical need for pro bono attorneys to assist low-income clients at all levels.  The practice of bankruptcy law changed dramatically with ...

CFIUS Annual Report: 147 Reviews. 24 Chinese.

Transcripts  Transcripts    

Recorded on: Apr. 8, 2016

AMY TAUB: Hello. My name is Amy Taub and I'm a program attorney with PLI. I would like to welcome you to today's briefing. CFIUS annual report-- 147 Reviews, 24 Chinese. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the course materials tab in the program ...

CFIUS Annual Report: 147 Reviews. 24 Chinese.

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Recorded on: Apr. 7, 2016

Taken from the Web Program CFIUS Annual Report: 147 Reviews. 24 Chinese. recorded April, 2016 in New York. The first few months of 2016 have shown China to be on an extraordinary buying spree, risking a political backlash not seen since the 1980s, when Japanese investment raised concern on Capitol Hill and elsewhere. Recently announced deals include the proposed purchase by a Chinese provincial real estate and investment firm of the storied Chicago ...

Class Action Developments and Settlements & UDAP Update

Transcripts  Transcripts    

Recorded on: Apr. 6, 2016

JULIA B STRICKLAND: So we're going to start the next panel, which is going to address class actions and UDAP law, much more heavily weighted towards class actions. And if we don't start now, we'll get in trouble with the regulatory authorities for CLE and we don't want to do that. So in any event-- we've got enough problems with the CFTB. In any event, we have a fantastic panel. To my immediate left is Hannah Chanoine, who's a member of the O'Melveny ...

Closing Complex Transactions

Transcripts  Transcripts    

Recorded on: Jun. 8, 2015

MARTIN D. POLEVOY: Welcome back. I hope you had a good break. We're going to start off the segment with two very well-known real estate folks-- lawyers-- in Manhattan and New York, if not the country. We have to Ron Sernau of Proskauer Rose and we have Ross Silver of Fried Frank. Ron Sernau-- JONATHAN L. MECHANIC: Poor guys. MARTIN D. POLEVOY: They are. Ron Sernau is the co-chair of the real estate department of Proskauer. He represents many prominent ...

Negotiating Real Estate Deals 2015

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From the program: Negotiating Real Estate Deals 2015

Released on: Jun. 18, 2015

Real estate continues to be a strong investment in 2015 and anyone involved in deal construction must know the latest strategies and lessons learned from the previous year. Our expert faculty will address current industry trends and case law to help practitioners negotiate a variety of real estate deals.  The program will begin with a review of the current transaction market, exploring the recent factors that are changing how deals get ...


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