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    Federal Financial Regulators Examine the Post Dodd-Frank Landscape

    MP4 - Mobile Video Seg  Video Download (MP4)    

    Recorded on: Apr. 17, 2013

    Taken from the Web Program 18th Annual Consumer Financial Services Institute Recorded April, 2013 in New YorkFederal Financial Regulators Examine the Post Dodd-Frank Landscape [01:02:10] Implications of Discover/Capital One/AMEX consent decrees involving allegations of deceptive telemarketing practices Regulators’ scrutiny of growing role of mobile devices in e-commerce Are the Facebook/Google/Equifax settlements changing privacy practices? ...

    Understanding Basic Financial Institution Activities

    MP4 - Mobile Video Seg  Video Download (MP4)    

    Recorded on: Feb. 11, 2013

    Taken from the Web Program ERISA Fiduciary Investment Basics 2013 NY Recorded February, 2013 in New York Understanding Basic Financial Institution Activities [01:01:27] What is a prime broker? What is a swap? Parties in interest, prohibited transaction rules, and key exemptions The purchase price of this segment includes the following article(s) from the Course Handbook available online: Summary of ERISA Prohibited Transaction ...

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    Featured Faculty/Authors
    Lisa J. Sotto

    Lisa J. Sotto ~ Hunton & Williams LLP

    David W. Pollak

    David W. Pollak ~ Morgan, Lewis & Bockius LLP

    Katie M. Lachter

    Katie M. Lachter ~ Hinshaw & Culbertson LLP

     
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