On-Demand Learning

Audio Download (MP3)

Banking

Financial Institutions

Recorded on: Jul. 2, 2012

Taken from the briefing A Capital Idea? Proposed Changes to the U.S. Regulatory Capital Frameworkrecorded June, 2012. On June 12, 2012, the Federal banking agencies formally proposed for comment, in three separate but related proposals, significant changes to the U.S. regulatory capital framework: the Basel III Proposal, which applies the Basel III capital framework to almost all U.S. banking organizations; the Standardized Approach Proposal, ...

Recorded on: Dec. 17, 2012

Taken from the Web Program Banking Law Institute 2012 Recorded December, 2012 in New York Basel III Capital Proposal & the New Capital Supervisory Regime [01:25:33] Basel III Capital Proposal – Domestic and international convergence/divergence – Impact on domestic institutions – Balance sheet management and strategies – Liquidity requirements – Contingent convertible capital instruments  ...

Recorded on: Oct. 19, 2012

Taken from the Web Program Pocket MBA Fall 2012 Recorded October, 2012 in New York Closing Business Transactions [01:01:32] A detailed look at negotiation How to divide-and-conquer when working with an investment bank Common stumbling blocks to closing transactions Examination of “fringe” deal issues that often create transaction friction Non-disclosure agreements from the banker’s perspective Letters ...

Recorded on: Jun. 6, 2012

Taken from the Web Program Pocket MBA Summer 2012 Recorded June, 2012 in San Francisco Closing Business Transactions [00:59:50] A detailed look at negotiation How to divide-and-conquer when working with an investment bank Common stumbling blocks to closing transactions Examination of “fringe” deal issues that often create transaction friction The purchase price of this segment includes the following article(s) ...

Recorded on: Apr. 17, 2013

Taken from the Web Program 18th Annual Consumer Financial Services Institute Recorded April, 2013 in New YorkFederal Financial Regulators Examine the Post Dodd-Frank Landscape [01:02:10] Implications of Discover/Capital One/AMEX consent decrees involving allegations of deceptive telemarketing practices Regulators’ scrutiny of growing role of mobile devices in e-commerce Are the Facebook/Google/Equifax settlements changing privacy practices? ...

Recorded on: Jul. 13, 2012

Taken from the briefing Financial Institution Planning and Compliance Under Dodd-Frank: Putting the Pieces Together recorded July, 2012. The Dodd-Frank Act calls on banks to put in place new risk management regimes, conduct stress tests, and submit plans in several areas, including capital, liquidity, resolution planning, and compliance with the Volcker Rule.  The regulators have begun to understand how these requirements relate, ...

Recorded on: Feb. 11, 2013

Taken from the Web Program ERISA Fiduciary Investment Basics 2013 NY Recorded February, 2013 in New York Understanding Basic Financial Institution Activities [01:01:27] What is a prime broker? What is a swap? Parties in interest, prohibited transaction rules, and key exemptions The purchase price of this segment includes the following article(s) from the Course Handbook available online: Summary of ERISA Prohibited Transaction ...