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Banking

Financial Institutions

Released on: Jul. 17, 2012

Taken from the briefing A Capital Idea? Proposed Changes to the U.S. Regulatory Capital Framework recorded July, 2012. On June 12, 2012, the Federal banking agencies formally proposed for comment, in three separate but related proposals, significant changes to the U.S. regulatory capital framework: the Basel III Proposal, which applies the Basel III capital framework to almost all U.S. banking organizations; the Standardized Approach Proposal, ...

Released on: Jul. 25, 2012

Taken from the briefing Financial Institution Planning and Compliance Under Dodd-Frank: Putting the Pieces Together recorded July, 2012. The Dodd-Frank Act calls on banks to put in place new risk management regimes, conduct stress tests, and submit plans in several areas, including capital, liquidity, resolution planning, and compliance with the Volcker Rule.  The regulators have begun to understand how these requirements relate, and ...

Released on: Aug. 13, 2012

Taken from the briefing Swaps Regulation: CFTC's Proposed Dodd-Frank Extraterritoriality Guidance and Implementation Schedule recorded July, 2012. On June 29 the CFTC unveiled its proposed position on extraterritorial application of much of its Dodd-Frank regulation of swaps.  The CFTC is taking an aggressive view of the extraterritorial scope of its jurisdiction - a view likely to have an unsettling effect on non-U.S. persons potentially ...