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Understanding the Securities Laws 2012

Released on: Jan. 24, 2013

Running Time Segment Title Faculty Format
[01:37:20] Introduction to Securities Laws Kenneth L. Josselyn ~ Managing Director, General Counsel-Finance & Corporate, Goldman, Sachs & Co.
N. Adele Hogan ~ Hogan Law Associates PLLC
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[01:30:13] Registering Securities Under the Securities Act of 1933 James Lopez ~ Legal Branch Chief, Disclosure Operations, Division of Corporation Finance, U.S. Securities and Exchange Commission
N. Adele Hogan ~ Hogan Law Associates PLLC
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[01:00:33] Reporting Under the Securities Exchange Act of 1934 Richard F. Langan, Jr. ~ Nixon Peabody LLP
Raymond Y. Lin ~ Latham & Watkins LLP
Christopher C. Paci ~ DLA Piper LLP (US)
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[01:00:50] Disclosure Basics Robert Evans III ~ Shearman & Sterling LLP
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[01:16:04] Securities Act Exemptions/Private Placements Anna T. Pinedo ~ Morrison & Foerster LLP
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[00:59:13] Insiders and Affiliates - Reporting and Resales Rosa A. Testani ~ Akin Gump Strauss Hauer & Feld LLP
Francis C. Marinelli ~ Simpson Thacher & Bartlett LLP
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[01:15:35] Registration of Proxy Solicitations Linda E. Rappaport ~ Shearman & Sterling LLP
David K. Boston ~ Willkie Farr & Gallagher LLP
Robert B Lamm ~ Pfizer Inc.
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[00:59:25] Ethics and Professionalism in Securities Law Iris Chiu ~ Executive Director, Morgan Stanley
Laurence S. Moy ~ Outten & Golden LLP
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[01:27:15] Liability for Securities Law Violations Bryan J. Rose ~ Stroz Friedberg LLC
Douglas Koff ~ Paul Hastings LLP
Meredith E. Kotler ~ Cleary Gottlieb Steen & Hamilton LLP
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[00:59:59] Securities Law Aspects of Mergers, Acquisitions and Other Corporate Transactions Dennis J. Block ~ Greenberg Traurig, LLP
Trevor S. Norwitz ~ Wachtell, Lipton, Rosen & Katz
Ann Beth Stebbins ~ Skadden, Arps, Slate, Meagher & Flom LLP
On-Demand MP3 MP4
[01:00:50] Inside Counsels' Perspective on Securities Law Issues Kenneth L. Josselyn ~ Managing Director, General Counsel-Finance & Corporate, Goldman, Sachs & Co.
Darla C. Stuckey ~ Vice President & Assistant Secretary, Society of Corporate Secretaries & Governance Professionals
Andrew Siegel ~ Partner and General Counsel, Perella Weinberg Partners
On-Demand MP3 MP4

DVD's from the program Understanding the Securities Laws 2012, held December, 2012.

Co-Chair(s)
N. Adele Hogan ~ Hogan Law Associates PLLC
Speaker(s)
Dennis J. Block ~ Greenberg Traurig, LLP
David K. Boston ~ Willkie Farr & Gallagher LLP
Iris Chiu ~ Executive Director, Morgan Stanley
Robert Evans III ~ Shearman & Sterling LLP
Kenneth L. Josselyn ~ Managing Director, General Counsel-Finance & Corporate, Goldman, Sachs & Co.
Douglas Koff ~ Paul Hastings LLP
Meredith E. Kotler ~ Cleary Gottlieb Steen & Hamilton LLP
Robert B Lamm ~ Pfizer Inc.
Richard F. Langan, Jr. ~ Nixon Peabody LLP
Raymond Y. Lin ~ Latham & Watkins LLP
James Lopez ~ Legal Branch Chief, Disclosure Operations, Division of Corporation Finance, U.S. Securities and Exchange Commission
Francis C. Marinelli ~ Simpson Thacher & Bartlett LLP
Laurence S. Moy ~ Outten & Golden LLP
Trevor S. Norwitz ~ Wachtell, Lipton, Rosen & Katz
Christopher C. Paci ~ DLA Piper LLP (US)
Anna T. Pinedo ~ Morrison & Foerster LLP
Linda E. Rappaport ~ Shearman & Sterling LLP
Bryan J. Rose ~ Stroz Friedberg LLC
Andrew Siegel ~ Partner and General Counsel, Perella Weinberg Partners
Ann Beth Stebbins ~ Skadden, Arps, Slate, Meagher & Flom LLP
Darla C. Stuckey ~ Vice President & Assistant Secretary, Society of Corporate Secretaries & Governance Professionals
Rosa A. Testani ~ Akin Gump Strauss Hauer & Feld LLP

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Related Items

Live Seminars  Live Seminars

Understanding the Securities Laws 2013 (New York, NY) Dec. 12 - 13, 2013
Understanding the Securities Laws 2013 (Chicago, IL) Oct. 24 - 25, 2013
Understanding the Securities Laws 2013 (New York, NY) Jul. 25 - 26, 2013

On-Demand  On-Demand Programs

Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment Jun. 19, 2013

Handbook  Course Handbook Archive

Understanding the Securities Laws 2013 (Fall)  
Understanding the Securities Laws 2013 (Summer)  
Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment Paul M. Dudek, U.S. Securities and Exchange Commission
David M. Lynn, Morrison & Foerster LLP
 
Understanding the Securities Laws 2012 Gary M. Brown, CMG Life Services Inc.
Mark D. Wood, Katten Muchin Rosenman LLP
N. Adele Hogan, Hogan Law Associates PLLC
Bryan J. Rose, Stroz Friedberg LLC
Linda E. Rappaport, Shearman & Sterling LLP
Richard F. Langan, Jr., Nixon Peabody LLP
Dennis J. Block, Greenberg Traurig, LLP
Kenneth L. Josselyn, Goldman, Sachs & Co.
Raymond Y. Lin, Latham & Watkins LLP
Robert Evans III, Shearman & Sterling LLP
Trevor S. Norwitz, Wachtell, Lipton, Rosen & Katz
David K. Boston, Willkie Farr & Gallagher LLP
Anna T. Pinedo, Morrison & Foerster LLP
Darla C. Stuckey, Society of Corporate Secretaries & Governance Professionals
Iris Chiu, Morgan Stanley
Rosa A. Testani, Akin Gump Strauss Hauer & Feld LLP
Douglas Koff, Paul Hastings LLP
Laurence S. Moy, Outten & Golden LLP
Meredith E. Kotler, Cleary Gottlieb Steen & Hamilton LLP
Christopher C. Paci, DLA Piper LLP (US)
James Lopez, U.S. Securities and Exchange Commission
Ann Beth Stebbins, Skadden, Arps, Slate, Meagher & Flom LLP
Robert B Lamm, Pfizer Inc.
Andrew Siegel, Perella Weinberg Partners
Francis C. Marinelli, Simpson Thacher & Bartlett LLP
 
Global Capital Markets & the U.S. Securities Laws 2012: Raising Capital in an Evolving Regulatory Environment Paul M. Dudek, U.S. Securities and Exchange Commission
David M. Lynn, Morrison & Foerster LLP
 
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