14-Hour Program

See Credit Details Below

Overview

Why You Should Attend

At the beginning of each year PLI presents, in cooperation with the U.S. Securities and Exchange Commission, The SEC Speaks program, providing an essential update on the current initiatives at the Commission as well as the priorities for the coming year. At this unique program, you will hear remarks by the Chairman and Commissioners, as well as panel discussions by senior staff at the Divisions of Corporation Finance, Economic and Risk Analysis, Enforcement, Investment Management and Trading and Markets, and the Offices of the Chief Accountant, General Counsel, Compliance Inspections and Examinations, and International Affairs.  You will also hear commentary from former Chairmen and Commissioners and have the opportunity to receive answers to your most pressing questions in the smaller break-out workshop sessions at the end of each program day.

On Friday, registrants may attend one of the following Workshop Sessions:

Workshop A: Trading and Markets

Workshop B: Investment Management

Workshop C: Enforcement*

Workshop D: Compliance Inspections and Examinations

On Saturday, registrants may attend one of the following Workshop Sessions:

Workshop E:  Corporation Finance*

Workshop F: Accounting

Workshop G: International Affairs

* Please note: One Workshop will be Webcast each program day.

On Friday, Workshop C: Enforcement will be Webcast, and on Saturday, Workshop E: Corporation Finance will be Webcast

Who Should Attend

Securities and corporate attorneys in private practice or in-house, CEOs, CFOs, and others in senior management involved in decision-making impacted by securities laws.

Special Features

  • All attendees and speakers are invited to a cocktail reception on Friday evening, immediately following the afternoon session.
  • The Association of Securities and Exchange Commission Alumni, Inc. (ASECA) will give its annual dinner on Friday, February 20, immediately following the conference and cocktail reception. For further information, go to www.secalumni.org

Credit Details