On-Demand   On-Demand Web Programs

The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2013

Released on: May. 17, 2013
Running Time: 12:34:24

Running Time Segment Title Faculty Format
[01:28:23] The Year in Review and Enforcement Trends Jason A. Jones ~ Assistant Chief, Foreign Corrupt Practices Act Unit, U.S. Department of Justice
Danforth Newcomb ~ Shearman & Sterling LLP
Roger M. Witten ~ Wilmer Cutler Pickering Hale and Dorr LLP
Charles E. Cain ~ Deputy Chief, FCPA Unit, Division of Enforcement, U.S. Securities and Exchange Commission
Mark F. Mendelsohn ~ Paul, Weiss, Rifkind, Wharton & Garrison LLP
On-Demand MP3 MP4
[01:14:40] Hypothetical: M&A Acquisition Topics David N. Lawrence ~ Managing Director, Associate General Counsel, Goldman Sachs
Christopher J. Cummings ~ Partner, Paul, Weiss, Rifkind, Wharton & Garrison LLP
Charles E. Cain ~ Deputy Chief, FCPA Unit, Division of Enforcement, U.S. Securities and Exchange Commission
Richard Grime ~ O'Melveny & Myers LLP
On-Demand MP3 MP4
[01:14:17] FCPA Guidance Jason A. Jones ~ Assistant Chief, Foreign Corrupt Practices Act Unit, U.S. Department of Justice
Cheryl J. Scarboro ~ Simpson Thacher & Bartlett LLP
Peter B. Clark ~ Cadwalader, Wickersham & Taft LLP
Mark F. Mendelsohn ~ Paul, Weiss, Rifkind, Wharton & Garrison LLP
Greg D. Andres ~ Davis Polk & Wardwell
On-Demand MP3 MP4
[01:15:48] Commonly Recurring Compliance Issues Sarah Z. Erickson ~ Associate General Counsel - International, Ecolab Inc
Greta Lichtenbaum ~ O'Melveny & Myers LLP
Kathryn Cameron Atkinson ~ Miller & Chevalier Chartered
Laurence A. Urgenson ~ Kirkland & Ellis LLP
Howard O. Weissman ~ Vice President & Associate General Counsel- International, Lockheed Martin Corporation
On-Demand MP3 MP4
[01:02:11] Investigations Around the World - What's New and What to Expect from Corruption Investigations Outside the U.S. Mark Morrison ~ Blake, Cassels & Graydon LLP
Gustavo Carvajal Isunza ~ SOLCARGO
Lucinda A. Low ~ Steptoe & Johnson LLP
Richard Grime ~ O'Melveny & Myers LLP
Brian L. Whisler ~ Partner, Baker & McKenzie
On-Demand MP3 MP4
[01:18:01] Panel on Responsibilities of a Board/Board Members Jason A. Jones ~ Assistant Chief, Foreign Corrupt Practices Act Unit, U.S. Department of Justice
F. Joseph Warin ~ Gibson, Dunn & Crutcher LLP
Martin J. Weinstein ~ Willkie Farr & Gallagher LLP
Mary R. "Nina" Henderson ~ Henderson Advisory, Former Corporate Vice President Bestfoods and President Bestfoods Grocery, Director/Audit and Investment Committee Member: CNO Financial Group and Director: Walter Energy Inc.
On-Demand MP3 MP4
[01:16:45] Whistleblower Issues: A Roundtable Discussion Jordan A. Thomas ~ Labaton Sucharow LLP
Alistaire Bambach ~ Assistant Regional Director and Chief Bankruptcy Counsel, US Securities and Exchange Commission
Gina Saviola ~ Senior Counsel/Corporate Compliance Counsel, Occidental Petroleum Corporation
Steven A Tyrrell ~ Weil, Gotshal & Manges LLP
On-Demand MP3 MP4
[01:20:01] World Bank and MDBs J. David Fielder ~ Manager, External Investigations, Integrity Vice Presidency, The World Bank
Thomas McCarthy, Jr. ~ Akin Gump Strauss Hauer & Feld LLP
Mark F. Mendelsohn ~ Paul, Weiss, Rifkind, Wharton & Garrison LLP
Timothy L. Dickinson ~ Paul Hastings LLP
Glenn T. Ware ~ Managing Director, PricewaterhouseCoopers LLP
On-Demand MP3 MP4
[00:59:14] Hypothetical: Ethical Issues in Internal Investigations Kenneth G. Yormark ~ Director, Disputes & Investigations, Navigant Consulting, Inc.
Claudius O. Sokenu ~ Arnold & Porter LLP
Mark F. Mendelsohn ~ Paul, Weiss, Rifkind, Wharton & Garrison LLP
Lynn A. Neils ~ Covington & Burling LLP
On-Demand MP3 MP4
[01:22:16] Benchmarking Panel - Understanding What Your Peers and Competitors are Doing Susan M. Ringler ~ Vice-President and Chief Ethics & Compliance Officer, Alcoa
Alexandra A. Wrage ~ President, TRACE International, Inc.
Raja Chatterjee ~ Executive Director, Global Head, Anti-Corruption Group, Morgan Stanley
Mark F. Mendelsohn ~ Paul, Weiss, Rifkind, Wharton & Garrison LLP
Richard Grime ~ O'Melveny & Myers LLP
On-Demand MP3 MP4
Enforcement under the Foreign Corrupt Practices Act (“FCPA”) continues as a critical priority for both the DOJ and the SEC. Recent FCPA enforcement actions and disclosures demonstrate that no industry is immune from FCPA scrutiny, and FCPA sweep investigations across industry sectors are becoming more common and challenging. Beyond the FCPA, an increasing number of countries, as well as international organizations, are ramping up anti-corruption enforcement and adding to the complexity of legal compliance. This program, taught by a faculty of leading practitioners and government regulators, will give you the background and tools you need to spot the issues early, develop workable risk management processes and implement effective compliance programs.

Lecture Topics 
[Total time 12:34:24]

Segments with an asterisk (*) are available only with the purchase of the entire program.

  • Opening Remarks* [00:02:48]
    Mark F. Mendelsohn, Richard Grime
  • The Year in Review and Enforcement Trends [01:28:23]
    Roger M. Witten, Mark F. Mendelsohn, Charles E. Cain, Jason A. Jones, Danforth Newcomb
  • Hypothetical: M&A Acquisition Topics [01:14:40]
    David N. Lawrence, Richard Grime, Charles E. Cain, Christopher J. Cummings
  • FCPA Guidance [01:14:17]
    Peter B. Clark, Cheryl J. Scarboro, Mark F. Mendelsohn, Greg D. Andres, Jason A. Jones
  • Commonly Recurring Compliance Issues [01:15:48]
    Kathryn Cameron Atkinson, Greta Lichtenbaum, Laurence A. Urgenson, Howard O. Weissman, Sarah Z. Erickson
  • Investigations Around the World - What's New and What to Expect from Corruption Investigations Outside the U.S. [01:02:11]
    Lucinda A. Low, Mark Morrison, Richard Grime, Gustavo Carvajal Isunza, Brian L. Whisler
  • Panel on Responsibilities of a Board/Board Members [01:18:01]
    Mary R. "Nina" Henderson, Martin J. Weinstein, F. Joseph Warin, Jason A. Jones
  • Whistleblower Issues: A Roundtable Discussion [01:16:45]
    Jordan A. Thomas, Steven A Tyrrell, Gina Saviola, Alistaire Bambach
  • World Bank and MDBs [01:20:01]
    Timothy L. Dickinson, Thomas McCarthy, Jr., Glenn T. Ware, Mark F. Mendelsohn, J. David Fielder
  • Hypothetical: Ethical Issues in Internal Investigations [00:59:14]
    Mark F. Mendelsohn, Lynn A. Neils, Claudius O. Sokenu, Kenneth G. Yormark
  • Benchmarking Panel - Understanding What Your Peers and Competitors are Doing [01:22:16]
    Richard Grime, Alexandra A. Wrage, Susan M. Ringler, Raja Chatterjee, Mark F. Mendelsohn

The purchase price of this Web Program includes the following articles from the Course Handbook available online:

  • FCPA Digest: Recent Trends and Patterns in the Enforcement of the Foreign Corrupt Practices Act
    Philip Urofsky
  • Trends and Developments in 2012 FCPA Enforcement
    Roger M. Witten
  • Anti-Corruption Due Diligence in M&A
    Adam Givertz
  • Potential Defenses in FCPA Enforcement Actions: Key Issues and Open Questions
    Richard Grime
  • FCPA: A Resource Guide to the U.S. Foreign Corrupt Practices Act
    Greg D. Andres
  • How to Establish and Implement an Effective Anti-Bribery Compliance Program
    Greta Lichtenbaum
  • Best Practices in Conducting FCPA Internal Investigations
    Richard Dean
  • Steptoe & Johnson LLP International Law Advisory: 2012 FCPA Year in Review
    Lucinda A. Low
  • Board Members’ Responsibilities in Dealing With the Modern-Day Whistleblower Complaint
    Martin J. Weinstein
  • Gibson Dunn 2012 Year-End FCPA Update (January 2, 2013)
    F. Joseph Warin
  • SEC Whistleblower Program Handbook
    Jordan A. Thomas
  • The Limitations of Corporate Compliance, Establish an Ethical Culture in an Era of Scandal, New York Law Journal, Compliance, Monday, November 7, 2011
    Jordan A. Thomas
  • Wall Street Fleet Street Main Street: Corporate Integrity at a Crossroads, United States and United Kingdom Financial Services Industry Survey, July 2012
    Jordan A. Thomas
  • Internal Compliance Solutions for Mitigating SEC Whistleblower Litigation: The Best Defense is a Good Offense
    Steven A Tyrrell
  • FCPA: Compliance and Enforcement Insights, the Metropolitan Corporate Counsel, Volume 20, No. 6, June 2012
    Steven A Tyrrell
  • Feature Comment—The World Bank Implements New Sanctions Procedures, the Government Contractor, Vol. 53, No. 6, February 9, 2011
    Glenn T. Ware
  • Feature Comment: New Developments in the World Bank’s Sanctions Regime, the Government Contractor, Vol. 54, No. 19, May 16, 2012
    Glenn T. Ware
  • FCPA, Bribery Act & Other Global Anti-Corruption Insights, an Update on Recent Foreign Corrupt Practices Act, U.K. Bribery Act and Other Global Anti-Corruption Enforcement, Litigation, and Compliance Developments, Winter 2013
    Claudius O. Sokenu
  • Arnold & Porter LLP Advisory: Two Recent Decisions Address Jurisdiction Over Foreign Defendants in FCPA Case, February 2013
    Claudius O. Sokenu
  • 3 Steps for Compliance With the SEC’s Conflict Minerals Rule, Corporate Counsel, September 21, 2012
    Alexandra A. Wrage
  • Using Corporate Collaboration to Improve Anticorruption Compliance, Corporate Counsel, November 9, 2012
    Alexandra A. Wrage
  • The Biggest Global Compliance Challenges for 2013, Corporate Counsel, January 3, 2013
    Alexandra A. Wrage
  • What Companies Can’t Do About Corruption, Forbes, January 24, 2013
    Alexandra A. Wrage
  • Tips and Bribes: Not the Same Thing, Forbes, February 20, 2013
    Alexandra A. Wrage

Presentation Material

  • M&A Hypothetical
    David N. Lawrence, Richard W. Grime, Charles E. Cain, Christopher J. Cummings
  • Commonly Recurring Compliance Issues
    Kathryn Cameron Atkinson, Greta H. Lichtenbaum, Laurence A. Urgenson, Howard O. Weissman, Sarah Z. Erickson
  • Investigations Around the World - What's New and What to Expect from Corruption Investigations Outside the U.S.
    Mark Morrison
  • Responsibilities of a Board/Board Members
    Mary R. "Nina" Henderson, Martin J. Weinstein, F. Joseph Warin, Jason A. Jones
  • Hypothetical: Ethical Issues in FCPA Internal Investigations
    Mark F. Mendelsohn, Lynn A. Neils, Claudius O. Sokenu, Kenneth G. Yormark
Co-Chair(s)
Richard Grime ~ O'Melveny & Myers LLP
Mark F. Mendelsohn ~ Paul, Weiss, Rifkind, Wharton & Garrison LLP
Moderator(s)
Greta Lichtenbaum ~ O'Melveny & Myers LLP
Steven A Tyrrell ~ Weil, Gotshal & Manges LLP
F. Joseph Warin ~ Gibson, Dunn & Crutcher LLP
Speaker(s)
Greg D. Andres ~ Davis Polk & Wardwell
Kathryn Cameron Atkinson ~ Miller & Chevalier Chartered
Alistaire Bambach ~ Assistant Regional Director and Chief Bankruptcy Counsel, US Securities and Exchange Commission
Charles E. Cain ~ Deputy Chief, FCPA Unit, Division of Enforcement, U.S. Securities and Exchange Commission
Raja Chatterjee ~ Executive Director, Global Head, Anti-Corruption Group, Morgan Stanley
Peter B. Clark ~ Cadwalader, Wickersham & Taft LLP
Christopher J. Cummings ~ Partner, Paul, Weiss, Rifkind, Wharton & Garrison LLP
Timothy L. Dickinson ~ Paul Hastings LLP
Sarah Z. Erickson ~ Associate General Counsel - International, Ecolab Inc
J. David Fielder ~ Manager, External Investigations, Integrity Vice Presidency, The World Bank
Mary R. "Nina" Henderson ~ Henderson Advisory, Former Corporate Vice President Bestfoods and President Bestfoods Grocery, Director/Audit and Investment Committee Member: CNO Financial Group and Director: Walter Energy Inc.
Jason A. Jones ~ Assistant Chief, Foreign Corrupt Practices Act Unit, U.S. Department of Justice
David N. Lawrence ~ Managing Director, Associate General Counsel, Goldman Sachs
Lucinda A. Low ~ Steptoe & Johnson LLP
Thomas McCarthy, Jr. ~ Akin Gump Strauss Hauer & Feld LLP
Mark Morrison ~ Blake, Cassels & Graydon LLP
Lynn A. Neils ~ Covington & Burling LLP
Danforth Newcomb ~ Shearman & Sterling LLP
Susan M. Ringler ~ Vice-President and Chief Ethics & Compliance Officer, Alcoa
Gina Saviola ~ Senior Counsel/Corporate Compliance Counsel, Occidental Petroleum Corporation
Cheryl J. Scarboro ~ Simpson Thacher & Bartlett LLP
Claudius O. Sokenu ~ Arnold & Porter LLP
Jordan A. Thomas ~ Labaton Sucharow LLP
Laurence A. Urgenson ~ Kirkland & Ellis LLP
Glenn T. Ware ~ Managing Director, PricewaterhouseCoopers LLP
Martin J. Weinstein ~ Willkie Farr & Gallagher LLP
Howard O. Weissman ~ Vice President & Associate General Counsel- International, Lockheed Martin Corporation
Brian L. Whisler ~ Partner, Baker & McKenzie
Roger M. Witten ~ Wilmer Cutler Pickering Hale and Dorr LLP
Alexandra A. Wrage ~ President, TRACE International, Inc.
Kenneth G. Yormark ~ Director, Disputes & Investigations, Navigant Consulting, Inc.

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Please Note: The State Bar of Arizona does not approve or accredit CLE activities for the Mandatory Continuing Legal Education requirement. PLI programs may qualify for credit based on the requirements outlined in the MCLE Regulations and Ariz. R. Sup. Ct. Rule 45.

*PLI will apply for credit upon request. Louisiana and New Hampshire: PLI will apply for credit upon request for audio-only on-demand web programs.


1Alabama: Approval of all web based programs is limited to a maximum of 6.0 credits.

 

2Iowa:  The approval is for one year from recorded date. Does not approve of Audio-only On-Demand Webcasts.

3Missouri:  On-demand web programs are restricted to six hours of self-study credit per year.  Self-study may not be used to satisfy the ethics requirements.  Self-study can not be used for carryover credit.

 

4New Hamphsire:  The approval is for three years from recorded date.

5New Mexico:  On-Demand web programs are restricted to 4.0 self-study credits per year. 


6New York:  Newly admitted attorneys may not take non-traditional course formats such as on-demand Web Programs or live Webcasts for CLE credit. Newly admitted attorneys not practicing law in the United States, however, may earn 12 transitional credits in non-traditional formats. 

7North Carolina:  A maximum of 4 credits per reporting period may be earned by participating in on-demand web programs. 


8Ohio:  To confirm that the web program has been approved, please refer to the list of Ohio’s Approved Self Study Activities at http://www.sconet.state.oh.us.  Online programs are considered self-study.  Ohio attorneys have a 6 credit self-study limit per compliance period.  The Ohio CLE Board states that attorneys must have a 100% success rate in clicking on timestamps to receive ANY CLE credit for an online program.

9Oklahoma:  Up to 6 credits may be earned each year through computer-based or technology-based legal education programs.


10Pennsylvania:  PA attorneys may only receive a maximum of four (4) hours of distance learning credit per compliance period. All distance learning programs must be a minimum of 1 full hour.
 

11Rhode Island:  Audio Only On-Demand Web Programs are not approved for credit.  On-Demand Web Programs must have an audio and video component.

12Tennessee:  The approval is for the calendar year in which the live program was presented.

13Virginia: All distance learning courses are to be done in an educational setting, free from distractions.

14Wisconsin: Ethics credit is not allowed.  The ethics portion of the program will be approved for general credit.  There is a 10 credit limit for on-demand web programs during every 2-year reporting period.  Does not approve of Audio-only On-Demand Webcasts.


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