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Securities Regulation Institute (44th Annual)

Released on: Dec. 19, 2012

Running Time Segment Title Faculty Format
[01:33:44] Jumpstarting Capital Formation - the New Legislation and Other Developments Jeffrey W. Rubin ~ Vice President and General Counsel, Financial Accounting Foundation
Abigail Arms ~ Shearman & Sterling LLP
David B. Harms ~ Sullivan & Cromwell LLP
Lona Nallengara ~ Acting Director, Division of Corporation Finance, U.S. Securities and Exchange Commission
David M. Lynn ~ Morrison & Foerster LLP
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[01:34:25] The New IPO Process - Preparation, Execution, Completion Keith F. Higgins ~ Ropes & Gray LLP
Paula Dubberly ~ Deputy Director, Policy and Capital Markets, U.S. Securities and Exchange Commission
Shawn J. Lindquist ~ Chief Legal Officer & EVP, Fusion-io Inc.
Steven E. Bochner ~ Wilson Sonsini Goodrich & Rosati
Thomas W. Yang ~ Managing Director & Associate General Counsel, Bank of America Merrill Lynch
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[01:17:14] Update from the Division of Corporation Finance Paula Dubberly ~ Deputy Director, Policy and Capital Markets, U.S. Securities and Exchange Commission
Shelley E. Parratt ~ Deputy Director, Disclosure Operations, Division of Corporation Finance, U.S. Securities and Exchange Commission
Meredith B. Cross ~ Wilmer Cutler Pickering Hale and Dorr LLP
Lona Nallengara ~ Acting Director, Division of Corporation Finance, U.S. Securities and Exchange Commission
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[01:30:36] Minding Your Knitting - Ongoing Disclosure and Compensation Challenges Daniel J. Ryterband ~ President, Frederic W. Cook & Co., Inc.
Shelley E. Parratt ~ Deputy Director, Disclosure Operations, Division of Corporation Finance, U.S. Securities and Exchange Commission
Brian V. Breheny ~ Skadden, Arps, Slate, Meagher & Flom LLP
Catherine T. Dixon ~ Weil, Gotshal & Manges LLP
Keir D. Gumbs ~ Covington & Burling LLP
Martin P. Dunn ~ O'Melveny & Myers LLP
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[01:13:22] General Counsel Roundtable Hon. E. Norman Veasey ~ Former Chief Justice of the Delaware Supreme Court, Weil, Gotshal & Manges LLP
Louise M. Parent ~ Executive Vice President and General Counsel, American Express Company
Richard H. Walker ~ General Counsel, Deutsche Bank AG
Brackett B. Denniston, III ~ Senior Vice President, General Counsel, General Electric Company
Frank R. Jimenez ~ General Counsel, Secretary and Managing Director, Government Affairs, Bunge Ltd.
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[01:32:54] Dealing with Challenging Corporate Problems - Hypothetical Scenarios Ralph C. Ferrara ~ Proskauer Rose LLP
John F. Olson ~ Gibson, Dunn & Crutcher LLP
Michele Coleman Mayes ~ Vice President, General Counsel & Secretary, The New York Public Library
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[01:05:46] Q & A with the SEC Staff Paula Dubberly ~ Deputy Director, Policy and Capital Markets, U.S. Securities and Exchange Commission
Shelley E. Parratt ~ Deputy Director, Disclosure Operations, Division of Corporation Finance, U.S. Securities and Exchange Commission
Meredith B. Cross ~ Wilmer Cutler Pickering Hale and Dorr LLP
Lona Nallengara ~ Acting Director, Division of Corporation Finance, U.S. Securities and Exchange Commission
Jennifer A. Zepralka ~ Wilmer Cutler Pickering Hale and Dorr LLP
Tamara Brightwell ~ Senior Special Counsel, Division of Corporation Finance, U.S. Securities and Exchange Commission
Lillian Brown ~ Wilmer Cutler Pickering Hale and Dorr LLP
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[01:28:57] Governance Challenges - Moving Away from "Whack-A-Mole" James H. Cheek, III ~ Bass, Berry & Sims PLC
Meredith B. Cross ~ Wilmer Cutler Pickering Hale and Dorr LLP
David A. Katz ~ Wachtell, Lipton, Rosen & Katz
David B. H. Martin ~ Covington & Burling LLP
Stephen L. Brown ~ Senior Director of Corporate Governance & Associate General Counsel, TIAA-CREF
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[01:31:16] The Changing World of Accounting and Auditing - No Lawyer Left Behind Joseph B. Ucuzoglu ~ National Managing Partner, Regulatory and Public Policy, Deloitte LLP
Jamie S. Miller ~ Vice President, Controller and Chief Accounting Officer, General Electric Company
John W. White ~ Cravath, Swaine & Moore LLP
James R. Doty ~ Chairman, Public Company Accounting Oversight Board
Donald T. Nicolaisen ~ Independent Director, Verizon, MGIC Investment Corp., Zurich Insurance Group, Morgan Stanley
Paul A. Beswick ~ Chief Accountant, Office of the Chief Accountant, U.S. Securities and Exchange Commission
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[01:32:59] Enforcement Roundtable Carmen J. Lawrence ~ Fried, Frank, Harris, Shriver & Jacobson LLP
Richard H. Walker ~ General Counsel, Deutsche Bank AG
Bruce E. Yannett ~ Debevoise & Plimpton LLP
Mary Jo White ~ Debevoise & Plimpton LLP
Robert S Khuzami ~ Former Director, Division of Enforcement, U.S. Securities and Exchange Commission
Preet Bharara ~ United States Attorney, United States Attorney's Office, Southern District of New York
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[01:00:38] Ethics: Dealing with Whistleblowers and Investigations David M. Becker ~ Cleary Gottlieb Steen & Hamilton LLP
Robert H. Mundheim ~ Shearman & Sterling LLP
Linda Chatman Thomsen ~ Davis Polk & Wardwell LLP
Cheryl J. Scarboro ~ Simpson Thacher & Bartlett LLP
Sean McKessy ~ Chief, Office of the Whistleblower, Division of Enforcement, US Securities and Exchange Commission
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[01:16:25] Private Securities Litigation Bruce D. Angiolillo ~ Simpson Thacher & Bartlett LLP
Brad S. Karp ~ Chairman, Paul, Weiss, Rifkind, Wharton & Garrison LLP
Samuel H. Rudman ~ Robbins Geller Rudman & Dowd LLP
Julie A. North ~ Cravath, Swaine & Moore LLP
D. Scott Tucker ~ Global Head of Litigation, Morgan Stanley
Lewis J. Liman ~ Cleary Gottlieb Steen & Hamilton LLP
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[01:19:17] Delaware Law Matters Gregory V. Varallo ~ Richards, Layton & Finger, P.A.
Lawrence A. Hamermesh ~ Ruby R. Vale Professor of Corporate and Business Law, Institute of Delaware Corporate and Business Law, Widener University School of Law
Frederick H. Alexander ~ Morris, Nichols, Arsht & Tunnell LLP
Jessica Zeldin ~ Rosenthal, Monhait & Goddess, P.A.
Hon. Henry duPont Ridgely ~ Justice, Delaware Supreme Court
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[01:31:46] M&A Returns: Friendly and Unfriendly Deals Robert E. Spatt ~ Simpson Thacher & Bartlett LLP
Robert Kindler ~ Vice Chairman, Global Head of Mergers & Acquisitions, Morgan Stanley
Richard E. Climan ~ Weil, Gotshal & Manges LLP
Steven A. Rosenblum ~ Wachtell, Lipton, Rosen & Katz
Audra D. Cohen ~ Sullivan & Cromwell LLP
Hon. Donald F. Parsons Jr. ~ Vice Chancellor, Delaware Court of Chancery
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DVD's from the program Securities Regulation Institute (44th Annual), held November, 2012.

Co-Chair(s)
Alan L. Beller ~ Cleary Gottlieb Steen & Hamilton LLP
Stanley Keller ~ Edwards Wildman Palmer LLP
Colleen P. Mahoney ~ Skadden, Arps, Slate, Meagher & Flom LLP
Moderator(s)
Bruce D. Angiolillo ~ Simpson Thacher & Bartlett LLP
Steven E. Bochner ~ Wilson Sonsini Goodrich & Rosati
Brian V. Breheny ~ Skadden, Arps, Slate, Meagher & Flom LLP
James H. Cheek, III ~ Bass, Berry & Sims PLC
Brackett B. Denniston, III ~ Senior Vice President, General Counsel, General Electric Company
David M. Lynn ~ Morrison & Foerster LLP
Robert E. Spatt ~ Simpson Thacher & Bartlett LLP
Linda Chatman Thomsen ~ Davis Polk & Wardwell LLP
Gregory V. Varallo ~ Richards, Layton & Finger, P.A.
Richard H. Walker ~ General Counsel, Deutsche Bank AG
John W. White ~ Cravath, Swaine & Moore LLP
Speaker(s)
Frederick H. Alexander ~ Morris, Nichols, Arsht & Tunnell LLP
Abigail Arms ~ Shearman & Sterling LLP
David M. Becker ~ Cleary Gottlieb Steen & Hamilton LLP
Paul A. Beswick ~ Chief Accountant, Office of the Chief Accountant, U.S. Securities and Exchange Commission
Preet Bharara ~ United States Attorney, United States Attorney's Office, Southern District of New York
Tamara Brightwell ~ Senior Special Counsel, Division of Corporation Finance, U.S. Securities and Exchange Commission
Stephen L. Brown ~ Senior Director of Corporate Governance & Associate General Counsel, TIAA-CREF
Lillian Brown ~ Wilmer Cutler Pickering Hale and Dorr LLP
Richard E. Climan ~ Weil, Gotshal & Manges LLP
John C. Coffee, Jr. ~ Adolf A. Berle Professor of Law, Columbia University Law School
Audra D. Cohen ~ Sullivan & Cromwell LLP
Meredith B. Cross ~ Wilmer Cutler Pickering Hale and Dorr LLP
Catherine T. Dixon ~ Weil, Gotshal & Manges LLP
James R. Doty ~ Chairman, Public Company Accounting Oversight Board
Paula Dubberly ~ Deputy Director, Policy and Capital Markets, U.S. Securities and Exchange Commission
Martin P. Dunn ~ O'Melveny & Myers LLP
Ralph C. Ferrara ~ Proskauer Rose LLP
Keir D. Gumbs ~ Covington & Burling LLP
Lawrence A. Hamermesh ~ Ruby R. Vale Professor of Corporate and Business Law, Institute of Delaware Corporate and Business Law, Widener University School of Law
David B. Harms ~ Sullivan & Cromwell LLP
Keith F. Higgins ~ Ropes & Gray LLP
Frank R. Jimenez ~ General Counsel, Secretary and Managing Director, Government Affairs, Bunge Ltd.
Brad S. Karp ~ Chairman, Paul, Weiss, Rifkind, Wharton & Garrison LLP
David A. Katz ~ Wachtell, Lipton, Rosen & Katz
Robert S Khuzami ~ Former Director, Division of Enforcement, U.S. Securities and Exchange Commission
Robert Kindler ~ Vice Chairman, Global Head of Mergers & Acquisitions, Morgan Stanley
Carmen J. Lawrence ~ Fried, Frank, Harris, Shriver & Jacobson LLP
Lewis J. Liman ~ Cleary Gottlieb Steen & Hamilton LLP
Shawn J. Lindquist ~ Chief Legal Officer & EVP, Fusion-io Inc.
David B. H. Martin ~ Covington & Burling LLP
Michele Coleman Mayes ~ Vice President, General Counsel & Secretary, The New York Public Library
Sean McKessy ~ Chief, Office of the Whistleblower, Division of Enforcement, US Securities and Exchange Commission
Jamie S. Miller ~ Vice President, Controller and Chief Accounting Officer, General Electric Company
Robert H. Mundheim ~ Shearman & Sterling LLP
Alan Murray ~ Deputy Managing Editor, Executive Editor, Online, The Wall Street Journal
Lona Nallengara ~ Acting Director, Division of Corporation Finance, U.S. Securities and Exchange Commission
Donald T. Nicolaisen ~ Independent Director, Verizon, MGIC Investment Corp., Zurich Insurance Group, Morgan Stanley
Julie A. North ~ Cravath, Swaine & Moore LLP
John F. Olson ~ Gibson, Dunn & Crutcher LLP
Louise M. Parent ~ Executive Vice President and General Counsel, American Express Company
Shelley E. Parratt ~ Deputy Director, Disclosure Operations, Division of Corporation Finance, U.S. Securities and Exchange Commission
Hon. Donald F. Parsons Jr. ~ Vice Chancellor, Delaware Court of Chancery
Hon. Henry duPont Ridgely ~ Justice, Delaware Supreme Court
Steven A. Rosenblum ~ Wachtell, Lipton, Rosen & Katz
Jeffrey W. Rubin ~ Vice President and General Counsel, Financial Accounting Foundation
Samuel H. Rudman ~ Robbins Geller Rudman & Dowd LLP
Daniel J. Ryterband ~ President, Frederic W. Cook & Co., Inc.
Cheryl J. Scarboro ~ Simpson Thacher & Bartlett LLP
D. Scott Tucker ~ Global Head of Litigation, Morgan Stanley
Joseph B. Ucuzoglu ~ National Managing Partner, Regulatory and Public Policy, Deloitte LLP
Hon. E. Norman Veasey ~ Former Chief Justice of the Delaware Supreme Court, Weil, Gotshal & Manges LLP
Mary Jo White ~ Debevoise & Plimpton LLP
Thomas W. Yang ~ Managing Director & Associate General Counsel, Bank of America Merrill Lynch
Bruce E. Yannett ~ Debevoise & Plimpton LLP
Jessica Zeldin ~ Rosenthal, Monhait & Goddess, P.A.
Jennifer A. Zepralka ~ Wilmer Cutler Pickering Hale and Dorr LLP

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