7-Hour Program

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Overview

Why You Should Attend

The insurance industry continues to navigate the legal environment and regulatory hurdles in meeting insurance and retirement needs facing Americans.  This timely program provides critical content on the prevailing and emerging legal issues practitioners must understand and insights into product development and asset management services offered by insurance company complexes. Our stellar faculty will provide you with a clear understanding of the important developments in this evolving and dynamic field of law.


What You Will Learn

  • The latest on DOL’s fiduciary rule and the impact on insurers
  • Challenging SIFI designations
  • Alternatives to substitutions and other regulatory developments from the SEC’s Division of Investment Management
  • The SEC’s inspection programs  and CCOs in the mix
  • The new generation of indexed products – designs and hurdles
  • The 1940 Act core regulation of variable insurance products
  • Coping with the SEC’s new rules for money market funds
  • The latest on regulation of derivatives
  • Late breaking developments and trends

Who Should Attend

This seminar is designed to provide a context for recent entrants to the emerging legal landscape for securities products and services, and for experienced attorneys and compliance personnel to keep current with the changing regulatory environment. Attorneys advising insurance companies, mutual funds, insurance agencies, broker-dealers, investment advisers, and pension administrators will find that this program significantly contributes to their skills, and the essential understanding of the inter-relationship of the entities and the regulatory regimes.

Industries

Credit Details