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Securities Arbitration 2012

Released on: Aug. 30, 2012

Running Time Segment Title Faculty Format
[01:07:24] What's New? George H. Friedman ~ Executive Vice President and Director of Arbitration, FINRA Dispute Resolution
Kenneth L. Andrichik ~ Senior Vice President; Chief Counsel and Director of Mediation and Strategy, FINRA Dispute Resolution
Barbara L. Brady ~ Vice President and Director of Neutral Management, FINRA Dispute Resolution
Todd Y. Saltzman ~ Deputy Director of Case Administration, FINRA Dispute Resolution
James Schroder ~ Associate Vice President of Product Management, FINRA Dispute Resolution
On-Demand MP3 MP4
[00:57:31] Arbitration Practicum on Prehearing Matters Manly Ray ~ Regional Director, FINRA Dispute Resolution
Margo A. Hassan ~ Assistant Chief Counsel, FINRA Dispute Resolution
Richard W. Berry ~ Senior Vice President and Director of Case Administration and Regional Office Services, FINRA Dispute Resolution
Philip S. Cottone ~ Mediator and Arbitrator,
Jenice L. Malecki ~ Malecki Law
Beverly Jo Slaughter ~ Managing Counsel, Wells Fargo Law Department
On-Demand MP3 MP4
[00:57:22] Expungement Hearings Manly Ray ~ Regional Director, FINRA Dispute Resolution
Constantine N. Katsoris ~ Wilkinson Professor of Law, Fordham University School of Law
Sandra D. Grannum ~ Davidson & Grannum LLP
Laurence S. Moy ~ Outten & Golden LLP
Richard E. Pullano ~ Associate Vice President & Counsel, FINRA Registration and Disclosure
Todd Y. Saltzman ~ Deputy Director of Case Administration, FINRA Dispute Resolution
On-Demand MP3 MP4
[01:01:02] Demonstration of an Expungement Hearing Seth E. Lipner ~ Professor of Law, Zicklin School of Business, Baruch College, Deutsch & Lipner
Philip S. Cottone ~ Mediator and Arbitrator,
Laurence S. Moy ~ Outten & Golden LLP
Beverly Jo Slaughter ~ Managing Counsel, Wells Fargo Law Department
Harry T. Walters ~ Executive Director; Legal and Compliance, Morgan Stanley Smith Barney
On-Demand MP3 MP4
[01:01:55] Ethical Issues in Securities Arbitration and Mediations Roger M. Deitz ~ Dispute Resolution
Constantine N. Katsoris ~ Wilkinson Professor of Law, Fordham University School of Law
Joel E. Davidson ~ Professor, Fordham University School of Law; Principal, SureSettle, LLC
Seth E. Lipner ~ Professor of Law, Zicklin School of Business, Baruch College, Deutsch & Lipner
Professor Jill I. Gross ~ Professor of Law; Director of Legal Skills; Director, Investor Rights Clinic, Pace Law School
On-Demand MP3 MP4
[00:58:25] Securities Arbitration: Recent Developments in the Law and Future Trends George H. Friedman ~ Executive Vice President and Director of Arbitration, FINRA Dispute Resolution
Sandra D. Grannum ~ Davidson & Grannum LLP
Ryan K. Bakhtiari ~ PIABA President, Aidikoff, Uhl & Bakhtairi
Professor Jill I. Gross ~ Professor of Law; Director of Legal Skills; Director, Investor Rights Clinic, Pace Law School
Jenice L. Malecki ~ Malecki Law
Harry T. Walters ~ Executive Director; Legal and Compliance, Morgan Stanley Smith Barney
On-Demand MP3 MP4

Audio CD's from the program Securities Arbitration 2012, held August, 2012.

Chairperson(s)
Sandra D. Grannum ~ Davidson & Grannum LLP
Moderator(s)
Richard W. Berry ~ Senior Vice President and Director of Case Administration and Regional Office Services, FINRA Dispute Resolution
George H. Friedman ~ Executive Vice President and Director of Arbitration, FINRA Dispute Resolution
Professor Jill I. Gross ~ Professor of Law; Director of Legal Skills; Director, Investor Rights Clinic, Pace Law School
Seth E. Lipner ~ Professor of Law, Zicklin School of Business, Baruch College, Deutsch & Lipner
Todd Y. Saltzman ~ Deputy Director of Case Administration, FINRA Dispute Resolution
Harry T. Walters ~ Executive Director; Legal and Compliance, Morgan Stanley Smith Barney
Speaker(s)
Kenneth L. Andrichik ~ Senior Vice President; Chief Counsel and Director of Mediation and Strategy, FINRA Dispute Resolution
Ryan K. Bakhtiari ~ PIABA President, Aidikoff, Uhl & Bakhtairi
Barbara L. Brady ~ Vice President and Director of Neutral Management, FINRA Dispute Resolution
Philip S. Cottone ~ Mediator and Arbitrator,
Joel E. Davidson ~ Professor, Fordham University School of Law; Principal, SureSettle, LLC
Roger M. Deitz ~ Dispute Resolution
Margo A. Hassan ~ Assistant Chief Counsel, FINRA Dispute Resolution
Constantine N. Katsoris ~ Wilkinson Professor of Law, Fordham University School of Law
Jenice L. Malecki ~ Malecki Law
Laurence S. Moy ~ Outten & Golden LLP
Richard E. Pullano ~ Associate Vice President & Counsel, FINRA Registration and Disclosure
Manly Ray ~ Regional Director, FINRA Dispute Resolution
James Schroder ~ Associate Vice President of Product Management, FINRA Dispute Resolution
Beverly Jo Slaughter ~ Managing Counsel, Wells Fargo Law Department

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