7-Hour Program

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Overview

Why You Should Attend

The banking industry continues its work to comply with the raft of regulations in recent years.  New compliance standards are demanding greater disclosure, stricter risk-avoidance measures and higher capital requirements across various business lines, which are raising operational costs for many industry participants and, in some cases, resulting in a full overhaul of key business processes. 

But as the previous regulatory wave subsides, a new one swells.  Regulatory focus has shifted onto new areas in 2015, putting the industry on notice for what could result in fresh regulation in 2016.  And financial institutions must prepare for the possibilities even as they try to adapt to their current compliance reform efforts. 

The 2015 Institute will review the major legal and regulatory developments of the past year and glimpse those that may soon emerge.  Join your fellow colleagues and hear from legal experts from the corporate, firm and regulatory perspectives on how these recent developments may impact your practice. 

What You Will Learn
  • SIFI supervision, NSFR, shadow banking initiatives
  • Mid-cap and near SIFI stress testing, capital planning
  • Foreign Banking Organizations - IHC creation, enhanced prudential standards
  • M&A landscape – risks, regulations and opportunities
  • Cybersecurity risks – regulatory guidance, best practices
  • Current enforcement trends – shift to criminal pleas, post-settlement monitors
  • Consumer financial protection enforcement and future regulatory priorities

Who Should Attend

Corporate and outside counsel, compliance professionals, senior executives, investment bankers, as well as investors in the financial services industry, will benefit from attending this program.

Credit Details