PLI has offered the most comprehensive continuing legal education seminars in the United States for more than eighty years, primarily in New York City, San Francisco, Chicago and Washington, D.C. Based on our success in the U.S., PLI expanded to London and have been offering our Institute on Securities Regulation for more than twelve years. We are excited about our expansion into Asia.
Our
First Annual Institute on Corporate & Securities Law in Hong Kong 2013 features a faculty composed of leading legal and business practitioners active in the Asian, U.S. and U.K. corporate and securities law fields, as well as key government regulators, prominent investment bank professionals and distinguished general counsel who will provide timely, practical guidance on the most critical issues facing corporate and securities law practitioners today. In this program you will gain clarity and unique insight into current business and legal climates, and receive up-to-the-minute guidance on the latest corporate and securities law developments, including regulatory and enforcement initiatives. Learn from our experts the best practices for serving your clients and corporations most effectively.
Lecture Topics [Total time 13:09:56]
Segments with an asterisk (*) are available only with the purchase of the entire program.
- Keynote Address [00:31:50]
Ashley Alder
- Regulatory Overview and Update [01:00:30]
Edward F. Greene, Teresa Ko, Charles Grieve, Paul M. Dudek
- Market Overview [01:04:42]
Hon. Roberta S. Karmel, Bonnie Y. Chan, Tze-Gay Tan, Yingmao Tang, Rupert Mitchell, James Grandolfo
- Private Equity and Hedge Funds [00:53:56]
Jonathan Z. Zhou, Andrew Whan, Philip M.J. Culhane, David Poureshagh, Miranda So
- Debt Markets [01:00:13]
Howard Lam, Alexander E. Lloyd, Joshua M. Zimmerman, Cindy Lo, Jason T. Elder
- Mergers & Acquisitions: Structure and Process [01:02:02]
Neil Hyman, Edward King, Ling Huang, Mark I. Greene, Mark Uhrynuk
- Mergers & Acquisitions: Pitfalls, Competition Law and Other Red Flags [01:01:22]
Mina Park, Mark J. Lehmkuhler, Nicholas Norris, Paul Strecker
- Keynote Address* [00:20:52]
David Graham
- Hong Kong Capital Markets [01:04:35]
Christopher W. Betts, Stephen Revell, Jon Perry, Stephen J. Clark, John D. Moore, Patricia Sindel
- Asian Capital Markets: India, China, Korea and Singapore [01:01:52]
Sharon Lau, Cyril S. Shroff, Jinduk Han, Walter Son, Jie Lan
- Corporate Governance Issues [01:03:12]
Sandip Bhagat, Edith Shih, Jamie Allen, Samantha Thompson, William Y. Chua
- In-House Counsel Roundtable [01:00:29]
Amy C. Reich, Joseph P. Longo, Brett Graham, Jonathan Pedersen
- Enforcement Issues Today [01:02:58]
Kyle Wombolt, Gareth Hughes, Mark Steward, Michele W. Layne
- Ethics: Hypothetical Scenarios [01:01:23]
Edward F. Greene, Royce Miller
Presentation Material
- Keynote Address
Ashley Alder
- Program Booklet
- Regulatory Overview and Update
Edward F. Greene, Teresa Ko, Charles Grieve, Paul M. Dudek
- Market Overview
Hon. Roberta S. Karmel, Bonnie Y. Chan, Tze-Gay Tan, Yingmao Tang, Rupert Mitchell, James Grandolfo
- Private Equity and Hedge Funds
Jonathan Z. Zhou, Andrew Whan, Philip M.J. Culhane, David Poureshagh, Miranda So
- Debt Markets
Howard Lam, Alexander E. Lloyd, Joshua M. Zimmerman, Cindy Lo, Jason T. Elder
- Mergers & Acquisitions: Structure and Process
Neil Hyman, Edward King, Ling Huang, Mark I. Greene, Mark Uhrynuk
- Mergers & Acquisitions:
Mina Park, Mark J. Lehmkuhler, Nicholas Norris, Paul Strecker
- Keynote Address
David Graham
- Hong Kong Capital Markets
Christopher W. Betts, Stephen Revell, Jon Perry, Stephen J. Clark, John D. Moore, Patricia Sindel
- Asian Capital Markets: India, China, Korea and Singapore
Sharon Lau, Cyril S. Shroff, Jinduk Han, Walter Son, Jie Lan
- Corporate Governance Issues
Sandip Bhagat, Edith Shih, Jamie Allen, Samantha Thompson, William Y. Chua
- In-House Counsel Roundtable
Amy C. Reich, Joseph P. Longo, Brett Graham, Jonathan Pedersen
- Enforcement Issues Today
Kyle Wombolt, Gareth Hughes, Mark Steward, Michele W. Layne
- Ethics: Hypothetical Scenarios
Edward F. Greene, Royce Miller
Co-Chair(s)
Mina Park ~ Director, Banking and Capital Markets Origination Legal, Asia Pacific, Citi
Moderator(s)
Jamie Allen ~ Secretary General, Asian Corporate Governance Association Ltd
Speaker(s)
Ashley Alder ~ Chief Executive Officer, Securities and Futures Commission
Stephen J. Clark ~ Managing Director, Advisory, Global Banking, The Hongkong and Shanghai Banking Corporation Limited
Paul M. Dudek ~ Chief, Office of International Corporate Finance, Division of Corporation Finance, U.S. Securities and Exchange Commission
David Graham ~ Chief Regulatory Officer and Head of Listing, Hong Kong Exchanges and Clearing Limited
Brett Graham ~ General Counsel - Asia Pacific, Morgan Stanley
Charles Grieve ~ Senior Director, Corporate Finance Division, Securities and Futures Commission
Hon. Roberta S. Karmel ~ Centennial Professor of Law and Co-Director, Dennis J. Block Center for the Study of International Business Law, Brooklyn Law School
Edward King ~ Managing Director, Investment Banking, Barclays Capital Asia Limited
Michele W. Layne ~ Regional Director, Los Angeles Office, Division of Enforcement, U.S. Securities and Exchange Commission
Rupert Mitchell ~ Managing Director, Head of Asia Pacific Equity Syndicate, Citigroup
Edith Shih ~ Head Group General Counsel & Company Secretary, Hutchison Whampoa Limited
Patricia p Sindel ~ Managing Director, Head Advisory and Control Group, Investment Banking, Asia Pacific, Credit Suisse (Hong Kong) Limited
Mark Steward ~ Executive Director, Enforcement, Securities and Futures Commission
Yingmao Tang ~ Associate Professor, Peking University Law School
PLI makes every effort to accredit its On-Demand Web Programs and Segments. Please check the CLE Calculator above for CLE information specific to your state.
On-Demand Web Programs and Segments are approved in:
Alabama1, Alaska, California, Colorado, Delaware, Florida, Georgia, Hawaii, Idaho*, Illinois , Iowa2*, Kansas, Kentucky*, Louisiana, Maine*, Mississippi, Missouri3, Montana, Nebraska, Nevada, New Hampshire4, New Jersey, New Mexico5, New York6, North Carolina7, North Dakota, Ohio8, Oklahoma9, Oregon*, Pennsylvania10, Rhode Island11, South Carolina, Tennessee12, Texas, Utah, Vermont, Virginia13, Washington, West Virginia, Wisconsin14 and Wyoming*.
Iowa, Mississippi, Oklahoma, and Wisconsin DO NOT approve Audio Only On-Demand Web Programs.
Minnesota approves live webcasts ONLY
Please Note: The State Bar of Arizona does not approve or accredit CLE activities for the Mandatory Continuing Legal Education requirement. PLI programs may qualify for credit based on the requirements outlined in the MCLE Regulations and Ariz. R. Sup. Ct. Rule 45.
*PLI will apply for credit upon request. Louisiana and New Hampshire: PLI will apply for credit upon request for audio-only on-demand web programs.
1Alabama: Approval of all web based programs is limited to a maximum of 6.0 credits.
2Iowa: The approval is for one year from recorded date. Does not approve of Audio-only On-Demand Webcasts.
3Missouri: On-demand web programs are restricted to six hours of self-study credit per year. Self-study may not be used to satisfy the ethics requirements. Self-study can not be used for carryover credit.
4New Hamphsire: The approval is for three years from recorded date.
5New Mexico: On-Demand web programs are restricted to 4.0 self-study credits per year.
6New York: Newly admitted attorneys may not take non-traditional course formats such as on-demand Web Programs or live Webcasts for CLE credit. Newly admitted attorneys not practicing law in the United States, however, may earn 12 transitional credits in non-traditional formats.
7North Carolina: A maximum of 4 credits per reporting period may be earned by participating in on-demand web programs.
8Ohio: To confirm that the web program has been approved, please refer to the list of Ohio’s Approved Self Study Activities at http://www.sconet.state.oh.us. Online programs are considered self-study. Ohio attorneys have a 6 credit self-study limit per compliance period. The Ohio CLE Board states that attorneys must have a 100% success rate in clicking on timestamps to receive ANY CLE credit for an online program.
9Oklahoma: Up to 6 credits may be earned each year through computer-based or technology-based legal education programs.
10Pennsylvania: PA attorneys may only receive a maximum of four (4) hours of distance learning credit per compliance period. All distance learning programs must be a minimum of 1 full hour.
11Rhode Island: Audio Only On-Demand Web Programs are not approved for credit. On-Demand Web Programs must have an audio and video component.
12Tennessee: The approval is for the calendar year in which the live program was presented.
13Virginia: All distance learning courses are to be done in an educational setting, free from distractions.
14Wisconsin: Ethics credit is not allowed. The ethics portion of the program will be approved for general credit. There is a 10 credit limit for on-demand web programs during every 2-year reporting period. Does not approve of Audio-only On-Demand Webcasts.
Running time and CLE credit hours are not necessarily the same. Please be aware that many states do not permit credit for luncheon and keynote speakers.
If you have already received credit for attending some or the entire program, please be aware that state administrators do not permit you to accrue additional credit for repeat viewing even if an additional credit certificate is subsequently issued.
Note that some states limit the number of credit hours attorneys may claim for online CLE activities, and state rules vary with regard to whether online CLE activities qualify for participatory or self-study credits. For more information, call Customer Service (800) 260-4PLI (4754) or e-mail info@pli.edu.