1-Hour Program

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Overview

The fundamentals of financial institution regulation are embodied in a well-known set of laws and governmental agencies.  But there is a consistent release of new rules and regulations from regulators, whether under Dodd-Frank or otherwise.  There is a consistent flow of policy revisions and guidance from the regulators.  The emphasis in examinations is constantly shifting and the pendulum of enforcement is swinging from one extreme to the next. 

In this one hour session, we will focus on the hot topics of the day in bank regulation, including: 

  • New rules and status of proposed rules
  • Major regulatory initiatives
  • Major policy revisions and focus of the regulators
  • Examination topics of focus
  • Enforcement focus

The speakers are Laura R. Biddle and Stuart G. Stein of Hogan Lovells US LLP, two of the authors of Financial Institutions Answer Book 2015:  Law, Governance, Compliance.  Participants in this one-hour briefing are entitled to a 35% discount off the price of PLI’s Financial Institutions Answer Book 2015:  Law, Governance, Compliance.

Credit Details